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Get Institutions for : 
Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)  
$13.90 0.02 (0.14%) as of 4:30 Fri 4/26


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 78    2
Total shares held : 
 10,672,606  
% of shares held : 
 44.34%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   3  
Amount of shares held : 
 695,709  
% of shares held change : 
   2.89%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $13.71  
Last Quarter's Ending Price : 
 $14.00  
Last Quarter's Average Price : 
 $13.63  
Change from last quarter's     
avg. price to the last closing  : 
0.27 (1.98%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
8
 156,065
 1.46%
 
Increased Positions :
32
 1,017,604
 9.53%
 
Unchanged Positions :
11
 163,190
 1.53%
 
Decreased Positions :
27
-409,572
-3.84%
 
Closed Positions :
10
-68,388
-0.64%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   MORGAN STANLEY 2922 - 2023-12-31 1,108,941 $15,525,000 24,267
   BANK OF AMERICA CORP /DE/ 2031 - 2023-12-31 1,042,207 $14,591,000 153,016
   UBS Group AG 1406 - 2023-12-31 772,792 $10,819,000 -42,697
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 780 - 2024-03-31 709,288 $10,398,000 3,272
   WELLS FARGO & CO/MN 1556 - 2023-12-31 653,131 $9,144,000 83,058
   Cornerstone Advisors LLC 74 - 2023-12-31 588,335 $8,237,000 185,347
   INVESCO LTD 1939 - 2023-12-31 548,191 $7,675,000 -7,617
   1607 CAPITAL PARTNERS, LLC 55 - 2023-12-31 539,894 $7,559,000 153,601
   GUGGENHEIM CAPITAL LLC 397 - 2023-12-31 537,771 $7,529,000 -18,760
   FIXED INCOME SECURITIES INC 244 - 2023-12-31 354,587 $4,964,000 22,141
   CNH PARTNERS LLC 92 - 2023-12-31 313,989 $4,396,000 93,400
   WOLVERINE ASSET MANAGEMENT LLC 73 - 2023-12-31 265,423 $3,716,000 -3,086
   SHAKER FINANCIAL SERVICES, LLC 22 - 2023-12-31 237,225 $3,321,000 18,328
   THOMAS J. HERZFELD ADVISORS, INC. 24 - 2023-12-31 221,729 $3,104,000 45,035
   IONIC CAPITAL MANAGEMENT LLC 17 - 2023-12-31 194,754 $2,727,000 35,706
   STIFEL FINANCIAL CORP 1509 - 2023-12-31 179,738 $2,516,000 5,873
   ROYAL BANK OF CANADA 2501 - 2023-12-31 154,359 $2,161,000 -21,493
   LPL FINANCIAL CORP 2457 - 2023-12-31 130,087 $1,821,000 -29,870
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 136 - 2023-12-31 126,519 $1,771,000 88,549
   AMERIPRISE FINANCIAL INC 2856 - 2023-12-31 126,414 $1,770,000 -41,728
   Advisor Group Holdings Inc. 2100 - 2023-12-31 107,348 $1,503,000 -19,361
   SCHNIEDERS CAPITAL MANAGEMENT LLC 60 - 2024-03-31 100,085 $1,467,000 -8,775
   Private Advisor Group LLC 918 - 2023-12-31 103,184 $1,445,000 -7,488
   RAYMOND JAMES & ASSOCIATES 2369 - 2024-03-31 95,220 $1,396,000 -11,387
   PARK AVENUE SECURITIES LLC 546 - 2024-03-31 89,257 $1,309,000 3,632
   ENVESTNET ASSET MANAGEMENT INC 2739 - 2023-12-31 90,420 $1,266,000 1,170
   MML INVESTORS SERVICES LLC 1236 - 2023-12-31 87,078 $1,219,000 43,340
   Integrated Wealth Concepts LLC 651 - 2023-12-31 84,660 $1,185,000 -10,228
   DAVIDSON D A & CO 701 - 2023-12-31 73,573 $1,030,000 -45,953
   Logan Stone Capital LLC 91 *New 2023-12-31 71,040 $995,000 71,040
   BBK Capital Partners LLC 93 - 2023-12-31 68,861 $964,000 0
   Shulman DeMeo Asset Management LLC 35 - 2024-03-31 60,844 $892,000 -116
   Atria Wealth Solutions Inc. 985 - 2023-12-31 53,998 $756,000 2,923
   NATIONAL ASSET MANAGEMENT, INC. 647 - 2023-12-31 51,325 $719,000 6,401
   COMMONWEALTH EQUITY SERVICES LLC. 2372 - 2023-12-31 50,682 $710,000 2,167
   Dynamic Advisors Solutions LLC 561 - 2024-03-31 41,664 $611,000 2,100
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2112 - 2024-03-31 41,059 $602,000 -854
   FINANCIAL NETWORK 1790 - 2023-12-31 39,470 $553,000 1,895
   JANNEY MONTGOMERY SCOTT LLC 1841 - 2023-12-31 37,637 $527,000 4,232
   NATIONS FINANCIAL GROUP INC /IA/ /ADV 410 - 2024-03-31 35,267 $517,000 0
   Stolper Co 81 - 2024-03-31 31,461 $461,000 287
   WEISS CAPITAL LLC 179 *New 2023-12-31 32,607 $456,000 32,607
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1245 - 2023-12-31 31,479 $441,000 -1,047
   Kingsview Wealth Management LLC 675 - 2023-12-31 29,992 $420,000 -296
   ELEQUIN CAPITAL LP 50 - 2023-12-31 29,152 $408,000 12,194
   INSTITUTE FOR WEALTH MANAGEMENT, LLC. 302 - 2023-12-31 28,806 $403,000 -3,398
   DFPG INVESTMENTS INC. 457 - 2023-12-31 28,091 $393,000 -534
   WEDBUSH MORGAN SECURITIES INC 662 - 2023-12-31 27,050 $379,000 239
   NBC SECURITIES INC. 536 - 2024-03-31 24,789 $363,000 -54
   RAYMOND JAMES TRUST CO 928 - 2024-03-31 22,264 $326,000 4,000
   BFT FINANCIAL GROUP LLC 227 - 2023-06-30 23,000 $325,000 0
   Leo Wealth LLC 250 - 2023-12-31 23,000 $322,000 0
   PINNACLE ASSOCIATES LTD 716 - 2024-03-31 18,916 $277,000 -501
   Goss Wealth Management LLC 1598 - 2023-12-31 17,863 $256,000 14,933
   BDO Wealth Advisors LLC 232 - 2023-06-30 17,901 $253,000 -598
   AlphaStar Capital Management LLC 252 - 2023-12-31 17,942 $251,000 17,942
   TWO SIGMA SECURITIES LLC 753 *New 2023-12-31 17,226 $241,000 17,226
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 171 - 2024-03-31 15,330 $225,000 -2,036
   VIRTU FINANCIAL LLC 779 *New 2023-12-31 15,211 $213,000 15,211
   Integrated Capital Management Inc. 44 - 2024-03-31 13,146 $193,000 646
   GREAT VALLEY ADVISOR GROUP INC. 676 - 2023-12-31 13,640 $191,000 0
   Sheaff Brock Investment Advisors LLC 418 - 2023-12-31 13,410 $188,000 0
   Quantedge Capital Pte Ltd 102 *New 2023-12-31 12,600 $176,000 12,600
   BB&T CORP 2476 - 2023-12-31 11,714 $164,000 8
   Kestra Advisory Services LLC 2133 - 2023-12-31 11,405 $160,000 -8,617
   MERCER GLOBAL ADVISORS INC /ADV 1869 *New 2023-12-31 11,072 $155,000 11,072
   Hennion & Walsh Asset Management Inc. 815 - 2024-03-31 10,311 $151,000 -1,314
   COMERICA BANK 2450 - 2023-12-31 8,143 $114,000 -2,239
   LIBERTY ONE INVESTMENT MANAGEMENT LLC - 2023-12-31 7,290 $102,000 228
   PFS Partners LLC 89 - 2024-03-31 6,700 $98,000 0
   PNC FINANCIAL SERVICES GROUP INC 2636 - 2023-12-31 6,750 $95,000 0
   US BANCORP 2438 - 2023-12-31 5,473 $77,000 0
   PRIVATE TRUST CO NA 969 - 2024-03-31 5,200 $76,000 0
   HANSON MCCLAIN, INC. 1204 - 2024-03-31 4,320 $63,000 0
   Nelson Van Denburg & Campbell Wealth Management Gr 722 - 2023-12-31 3,637 $51,000 401
   GPS Wealth Strategies Group LLC 535 - 2023-12-31 2,926 $41,000 -286
   Sunbelt Securities Inc. 996 - 2024-03-31 2,000 $29,000 0
   Register Financial Advisors LLC 452 - 2024-03-31 1,380 $20,000 1,380
   ANTONETTI CAPITAL MANAGEMENT LLC 163 - 2023-09-30 1,338 $19,000 0
   SOA Wealth Advisors LLC. 473 - 2024-03-31 1,094 $16,000 22
   ADVISORY SERVICES NETWORK, LLC 2973 *New 2023-12-31 500 $7,000 500
   Coppell Advisory Solutions LLC 1086 - 2023-12-31 335 $5,000 0
   CWM LLC 3725 *New 2024-03-31 250 $4,000 250
   BARRETT & COMPANY INC. 562 - 2024-03-31 85 $1,000 0
   WOLFF WIESE MAGANA LLC 574 - 2024-03-31 88 $1,000 0
   PROEQUITIES INC. 3676 - 2023-12-31 0 $0 0
   FNY Investment Advisers LLC 534 *Closed 2023-12-31 0 $0 -2,800
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 6305 *Closed 2023-12-31 0 $0 -10,581
   J P MORGAN CHASE & CO 6052 *Closed 2023-12-31 0 $0 -9,934
   Coppell Advisory Solutions Corp. 1035 *Closed 2023-03-31 0 $0 -335
   Princeton Global Asset Management LLC *Closed 2023-12-31 0 $0 -5,370
   9258 Wealth Management LLC 336 *Closed 2023-12-31 0 $0 -14,830
  92 Records found
  1    
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