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Get Institutions for : 
Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)  
$14.30 0.04 (0.28%) as of 4:30 Fri 5/17


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 78    2
Total shares held : 
 10,672,606  
% of shares held : 
 44.34%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   3  
Amount of shares held : 
 695,709  
% of shares held change : 
   2.89%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $13.71  
Last Quarter's Ending Price : 
 $14.00  
Last Quarter's Average Price : 
 $13.63  
Change from last quarter's     
avg. price to the last closing  : 
0.67 (4.92%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
8
 156,065
 1.46%
 
Increased Positions :
32
 1,017,604
 9.53%
 
Unchanged Positions :
11
 163,190
 1.53%
 
Decreased Positions :
27
-409,572
-3.84%
 
Closed Positions :
10
-68,388
-0.64%
 
Guru Positions :
1
26,182
 0.25%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   FIXED INCOME SECURITIES INC 274 - 2024-03-31 331,449 $4,859,000 -23,138
   WOLVERINE ASSET MANAGEMENT LLC 85 - 2024-03-31 228,215 $3,346,000 -37,208
   SHAKER FINANCIAL SERVICES, LLC 30 - 2024-03-31 191,249 $2,860,000 -45,976
   STIFEL FINANCIAL CORP 1526 - 2024-03-31 179,243 $2,628,000 -495
   ROYAL BANK OF CANADA 2491 - 2024-03-31 141,932 $2,081,000 -12,427
   IONIC CAPITAL MANAGEMENT LLC 17 - 2024-03-31 121,561 $1,782,000 -73,193
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 180 - 2024-03-31 119,975 $1,759,000 -6,544
   AMERIPRISE FINANCIAL INC 2880 - 2024-03-31 98,402 $1,667,000 -28,012
   LPL FINANCIAL CORP 2704 - 2024-03-31 108,664 $1,593,000 -21,423
   Advisor Group Holdings Inc. 1885 - 2024-03-31 105,963 $1,553,000 -1,385
   SCHNIEDERS CAPITAL MANAGEMENT LLC 60 - 2024-03-31 100,085 $1,467,000 -8,775
   RAYMOND JAMES & ASSOCIATES 2369 - 2024-03-31 95,220 $1,396,000 -11,387
   ENVESTNET ASSET MANAGEMENT INC 2820 - 2024-03-31 89,620 $1,314,000 -800
   Integrated Wealth Concepts LLC 680 - 2024-03-31 80,761 $1,184,000 -3,899
   Shulman DeMeo Asset Management LLC 35 - 2024-03-31 60,844 $892,000 -116
   BBK Capital Partners LLC 146 - 2024-03-31 59,409 $871,000 -9,452
   COMMONWEALTH EQUITY SERVICES LLC. 2493 - 2024-03-31 48,222 $707,000 -2,460
   DAVIDSON D A & CO 859 - 2024-03-31 47,058 $690,000 -26,515
   NATIONAL ASSET MANAGEMENT, INC. 688 - 2024-03-31 44,924 $628,000 -6,401
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2112 - 2024-03-31 41,059 $602,000 -854
   FINANCIAL NETWORK 1832 - 2024-03-31 39,293 $576,000 -177
   Logan Stone Capital LLC 103 - 2024-03-31 38,080 $558,000 -32,960
   DFPG INVESTMENTS INC. 457 - 2023-12-31 28,091 $393,000 -534
   NBC SECURITIES INC. 536 - 2024-03-31 24,789 $363,000 -54
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1395 - 2024-03-31 20,542 $301,000 -10,937
   PINNACLE ASSOCIATES LTD 716 - 2024-03-31 18,916 $277,000 -501
   WEDBUSH MORGAN SECURITIES INC 939 - 2024-03-31 18,017 $264,000 -9,033
   BDO Wealth Advisors LLC 232 - 2023-06-30 17,901 $253,000 -598
   Kingsview Wealth Management LLC 901 - 2024-03-31 16,316 $239,000 -13,676
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 171 - 2024-03-31 15,330 $225,000 -2,036
   BB&T CORP 2487 - 2024-03-31 11,114 $163,000 -600
   Quantedge Capital Pte Ltd 109 - 2024-03-31 10,900 $160,000 -1,700
   Hennion & Walsh Asset Management Inc. 815 - 2024-03-31 10,311 $151,000 -1,314
   COMERICA BANK 2531 - 2024-03-31 6,921 $101,000 -1,222
   LIBERTY ONE INVESTMENT MANAGEMENT LLC 154 - 2024-03-31 6,162 $90,000 -1,128
   GPS Wealth Strategies Group LLC 605 - 2024-03-31 2,323 $34,000 -603
  36 Records found
  1    
  Page 1 of 1
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