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Get Institutions for : 
Western Asset Mortgage Defined Opportunity Fund Inc. (DMO)  
$11.61 0.05 (0.43%) as of 4:30 Wed 3/27


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 44    5
Total shares held : 
3,363,505  
% of shares held : 
32.24%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  -1  
Amount of shares held : 
-433,853  
% of shares held change : 
  -4.16%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$10.69  
Last Quarter's Ending Price : 
$11.17  
Last Quarter's Average Price
$10.70  
Change from last quarter's     
avg. price to the last closing  : 
0.91 (8.5%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
1
 7,533
 0.22%
 
Increased Positions :
18
 163,168
 4.85%
 
Unchanged Positions :
11
 549,471
 16.34%
 
Decreased Positions :
14
-452,606
-13.46%
 
Closed Positions :
6
-151,948
-4.52%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   SIT INVESTMENT ASSOCIATES INC 217 - 2023-12-31 386,284 $4,315,000 -30,778
   Pathstone Holdings LLC 486 - 2023-12-31 360,656 $4,029,000 0
   MORGAN STANLEY 4025 - 2023-12-31 334,037 $3,731,000 -314,074
   THOMAS J. HERZFELD ADVISORS, INC. 18 - 2023-12-31 310,951 $3,473,000 -45,389
   ENVESTNET ASSET MANAGEMENT INC 2185 - 2023-12-31 281,397 $3,143,000 29,692
   ROYAL BANK OF CANADA 2248 - 2023-12-31 269,874 $3,014,000 47,882
   Consolidated Portfolio Review Corp 38 - 2023-12-31 248,402 $2,775,000 14,378
   GUGGENHEIM CAPITAL LLC 827 - 2023-12-31 186,439 $2,083,000 2,597
   RIVERBRIDGE PARTNERS LLC 114 - 2023-12-31 128,022 $1,430,000 0
   MML INVESTORS SERVICES LLC 1176 - 2023-12-31 124,899 $1,395,000 14,580
   ADVISOR PARTNERS II LLC 455 *New 2023-09-30 102,527 $1,098,000 102,527
   PARK AVENUE SECURITIES LLC 658 - 2023-12-31 80,088 $895,000 2,449
   Goss Wealth Management LLC 985 - 2023-12-31 78,721 $876,000 9,400
   Moors & Cabot Inc. 326 - 2023-12-31 71,400 $798,000 3,800
   LPL FINANCIAL CORP 3292 - 2023-12-31 65,043 $727,000 2,549
   Advisor Group Holdings Inc. 3337 - 2023-12-31 35,398 $395,000 -28,410
   Baird Financial Group Inc. 1434 - 2023-12-31 35,351 $395,000 16,361
   REGAL INVESTMENT ADVISORS, LLC 388 - 2023-12-31 31,492 $352,000 0
   ROBERTS GLORE & CO INC /IL/ 143 - 2023-12-31 30,968 $346,000 1,300
   UBS Group AG 4205 - 2023-12-31 30,942 $346,000 4,637
   AVIANCE CAPITAL PARTNERS, LLC 201 - 2023-12-31 29,617 $331,000 -2,274
   CAPTRUST FINANCIAL ADVISORS 2176 - 2023-12-31 24,069 $269,000 -11
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2648 - 2023-12-31 23,763 $265,000 -2,145
   COMMONWEALTH EQUITY SERVICES LLC. 3297 - 2023-12-31 21,192 $237,000 207
   SeaCrest Wealth Management LLC 558 - 2023-12-31 19,623 $217,000 153
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 4788 - 2023-12-31 19,458 $217,000 6,715
   OPPENHEIMER & CO INC 1289 - 2023-12-31 17,300 $193,000 1,500
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 3002 - 2023-12-31 15,133 $169,000 -369
   Integrated Capital Management Inc. 72 - 2023-12-31 13,766 $154,000 -341
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1591 - 2023-12-31 13,771 $154,000 -1,367
   SFI Advisors LLC 85 - 2023-12-31 13,428 $150,000 0
   INVESCO LTD 3501 - 2023-12-31 12,788 $143,000 -23,939
   AMERIPRISE FINANCIAL INC 3693 - 2023-12-31 12,616 $141,000 0
   Integrated Wealth Concepts LLC 1490 - 2023-12-31 11,964 $134,000 -1,977
   BANK OF AMERICA CORP /DE/ 5212 - 2023-12-31 10,783 $120,000 2,436
   ADVISORY SERVICES NETWORK, LLC 1723 *New 2023-12-31 7,533 $84,000 7,533
   J P MORGAN CHASE & CO 4868 - 2023-12-31 2,627 $29,000 2,532
   Steward Partners Investment Advisory LLC 2672 - 2023-12-31 1,000 $11,000 0
   PRINCIPAL SECURITIES INC. 2245 - 2023-12-31 775 $9,000 0
   PROEQUITIES INC. 1759 - 2023-12-31 650 $7,000 0
   COMERICA BANK 3254 - 2023-12-31 452 $5,000 -1,531
   PIN OAK INVESTMENT ADVISORS INC 388 - 2023-12-31 450 $5,000 0
   CWM LLC 3590 - 2023-12-31 378 $4,000 0
   Quad-Cities Investment Group LLC 171 *Closed 2023-12-31 0 $0 -12,655
   Rockefeller Capital Management L.P. 1548 *Closed 2023-12-31 0 $0 -21,405
   Atria Wealth Solutions Inc. 1917 *Closed 2023-12-31 0 $0 -10,344
   WELLS FARGO & CO/MN 6404 - 2023-12-31 1 $0 -1
   CITIGROUP INC 4599 - 2023-12-31 4 $0 0
   Deschutes Portfolio Strategy LLC 210 *Closed 2023-12-31 0 $0 -93,538
   FNY Investment Advisers LLC 768 *Closed 2023-12-31 0 $0 -200
   Arlington Capital Management Inc. 146 *Closed 2023-12-31 0 $0 -13,806

  51 Records found
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