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Get Institutions for : 
Effector Therapeutics Equity Warrant Exp 26th Aug 2026 (EFTRW)  
$ 0.00 (0.00%) as of 4:30 Tue 11/30


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 12    0
Total shares held : 
 2,751,213  
% of shares held : 
 30.57%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   -1  
Amount of shares held : 
 317  
% of shares held change : 
   0%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 N/A  
Last Quarter's Ending Price : 
 N/A  
Last Quarter's Average Price : 
 N/A  
Change from last quarter's     
avg. price to the last closing  : 
(%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
0
 0
 0%
 
Increased Positions :
1
 1,434
 0.05%
 
Unchanged Positions :
9
 1,238,942
 45.03%
 
Decreased Positions :
2
-1,117
-0.04%
 
Closed Positions :
0
0
0%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   ARISTEIA CAPITAL LLC 59 - 2023-12-31 1,493,192 $158,000 -100
   GOLDMAN SACHS GROUP INC/ 4412 - 2023-12-31 630,539 $45,000 0
   WHITEBOX ADVISORS LLC 61 - 2023-12-31 298,145 $44,000 0
   MMCAP International Inc. SPC 81 - 2023-12-31 145,941 $22,000 0
   Evolution Capital Management LLC 41 - 2022-12-31 50,000 $8,000 0
   TENOR CAPITAL MANAGEMENT CO LP 100 - 2023-12-31 33,333 $5,000 0
   Parallel Advisors LLC 2526 - 2023-12-31 64,166 $5,000 0
   Sea Otter Advisors LLC 113 - 2023-12-31 25,000 $4,000 0
   III Capital Management 38 - 2023-12-31 41,795 $4,000 0
   WOLVERINE ASSET MANAGEMENT LLC 900 - 2023-12-31 17,645 $3,000 -1,017
   TOWER RESEARCH CAPITAL LLC 5547 - 2023-12-31 23 $0 0
   PROEQUITIES INC. 4821 - 2023-12-31 0 $0 0
   UBS Group AG 7526 - 2023-12-31 1,434 $0 1,434
   Pineridge Advisors LLC - 2023-12-31 33 $0 0
  14 Records found
  1    
  Page 1 of 1
Free Registration Required For Full Results

  
    
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