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Get Institutions for : 
First Trust Emerging Markets Small Cap Alphadex Fund (FEMS)  
$40.39 0.06 (0.15%) as of 4:30 Tue 5/7


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 71    0
Total shares held : 
 5,658,628  
% of shares held : 
 74.95%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   -7  
Amount of shares held : 
 -379,452  
% of shares held change : 
   -5.03%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $38.22  
Last Quarter's Ending Price : 
 $38.44  
Last Quarter's Average Price : 
 $37.30  
Change from last quarter's     
avg. price to the last closing  : 
3.09 (8.28%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
4
 37,526
 0.66%
 
Increased Positions :
26
 397,486
 7.02%
 
Unchanged Positions :
8
 17,995
 0.32%
 
Decreased Positions :
33
-762,844
-13.48%
 
Closed Positions :
4
-51,620
-0.91%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   WELLS FARGO & CO/MN 836 - 2023-12-31 873,996 $33,596,000 20,625
   MORGAN STANLEY 2132 - 2023-12-31 871,514 $33,501,000 -518,784
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 485 - 2024-03-31 547,864 $21,208,000 22,295
   LPL FINANCIAL CORP 1029 - 2023-12-31 377,935 $14,528,000 -7,662
   Steward Partners Investment Advisory LLC 176 - 2023-12-31 230,721 $8,869,000 -1,754
   Cornerstone Planning Group LLC 11 - 2023-12-31 215,888 $8,299,000 18,646
   Private Advisor Group LLC - 2024-03-31 184,860 $7,156,000 -92,790
   UBS Group AG 1732 - 2023-12-31 173,394 $6,665,000 -26,158
   626 Financial LLC 7 - 2024-03-31 150,275 $5,817,000 -6,286
   ROYAL BANK OF CANADA 1823 - 2023-12-31 141,520 $5,440,000 2,052
   Advisor Group Holdings Inc. 1202 - 2023-12-31 130,266 $5,007,000 -43,419
   Merit Financial Group LLC 108 - 2023-12-31 114,553 $4,403,000 -6,310
   Integrated Wealth Concepts LLC 260 - 2023-12-31 111,041 $4,268,000 96,257
   FINANCIAL NETWORK 721 - 2023-12-31 93,151 $3,581,000 -7,385
   OLD MISSION CAPITAL LLC 180 - 2023-12-31 89,031 $3,422,000 76,625
   COMMONWEALTH EQUITY SERVICES LLC. 1416 - 2024-03-31 86,351 $3,343,000 -1,786
   RAYMOND JAMES & ASSOCIATES 1945 - 2024-03-31 72,603 $2,810,000 -1,740
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 1110 - 2024-03-31 66,722 $2,583,000 -13,562
   Kure Advisory LLC 23 - 2023-12-31 65,606 $2,522,000 289
   Archer Investment Corp 28 - 2023-12-31 64,131 $2,465,000 -1,299
   AllGen Financial Advisors Inc. 26 - 2024-03-31 58,890 $2,280,000 4,957
   Cetera Investment Advisers 748 - 2023-12-31 58,684 $2,256,000 53,255
   WEALTHSOURCE PARTNERS LLC 113 - 2023-12-31 58,429 $2,246,000 -9,178
   Cedrus LLC 24 - 2024-03-31 51,669 $2,000,000 5,916
   CAPTRUST FINANCIAL ADVISORS 973 - 2023-12-31 44,624 $1,715,000 4,290
   Quad-Cities Investment Group LLC 27 - 2024-03-31 41,568 $1,609,000 -345
   STIFEL FINANCIAL CORP 1815 - 2023-12-31 41,689 $1,603,000 -429
   RVW Wealth LLC 52 - 2024-03-31 39,325 $1,522,000 -2,252
   JANE STREET GROUP LLC 2766 - 2023-12-31 37,928 $1,458,000 37,928
   Equitable Holdings Inc. 500 - 2023-12-31 36,395 $1,399,000 680
   Snowden Capital Advisors LLC 367 - 2023-12-31 33,812 $1,300,000 194
   MULTIFINANCIAL SECURITIES CORP 696 - 2023-12-31 31,218 $1,200,000 1,577
   Baird Financial Group Inc. 1108 - 2023-12-31 28,259 $1,086,000 151
   HBW Advisory Services LLC 132 - 2024-03-31 24,673 $948,000 0
   Bridge Advisory LLC 59 - 2024-03-31 23,682 $917,000 -10,437
   SFI Advisors LLC 37 - 2023-12-31 23,038 $886,000 -670
   MML INVESTORS SERVICES LLC 1443 - 2023-12-31 22,494 $865,000 89
   ENVESTNET ASSET MANAGEMENT INC 3063 - 2023-12-31 20,308 $781,000 705
   Sweet Financial Partners LLC 93 - 2024-03-31 19,233 $745,000 0
   OPPENHEIMER & CO INC 856 - 2023-12-31 18,026 $693,000 2,299
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1089 *New 2023-12-31 17,830 $685,000 17,830
   JANNEY MONTGOMERY SCOTT LLC 1924 - 2024-03-31 14,102 $546,000 165
   Feltz Wealth PLAN Inc. 220 - 2023-12-31 12,147 $467,000 -1,513
   NATIONS FINANCIAL GROUP INC /IA/ /ADV 438 - 2024-03-31 11,484 $445,000 -8
   Mutual Advisors LLC - 2024-03-31 10,373 $402,000 -4,117
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 4148 - 2023-12-31 9,757 $375,000 -3,481
   AE Wealth Management LLC 1667 - 2023-12-31 8,254 $312,000 -58,536
   Gladstone Institutional Advisory LLC 518 - 2023-12-31 8,024 $308,000 -847
   American Financial Advisors LLC 116 - 2024-03-31 7,426 $287,000 -2,887
   WAYNE HUMMER INVESTMENTS L.L.C. 359 - 2023-12-31 7,237 $278,000 165
   PRIVATE TRUST CO NA 540 - 2024-03-31 6,986 $270,000 1,324
   LEVEL FOUR ADVISORY SERVICES LLC 677 - 2023-12-31 6,061 $233,000 -2,392
   Western Wealth Management LLC 606 - 2024-03-31 5,590 $216,000 -740
   RWM Asset Management LLC 155 *New 2024-03-31 5,267 $204,000 5,267
   Kestra Advisory Services LLC 2081 *New 2023-12-31 5,310 $204,000 5,310
   Pinnacle Bank 207 - 2024-03-31 4,880 $189,000 0
   Spire Wealth Management 780 - 2024-03-31 4,863 $188,000 -268
   PRINCIPAL SECURITIES INC. 973 - 2023-12-31 4,382 $168,000 0
   COMERICA BANK 2378 - 2023-12-31 3,603 $139,000 1,595
   M&R CAPITAL MANAGEMENT INC 156 - 2024-03-31 3,445 $133,000 -1,565
   J P MORGAN CHASE & CO 4563 - 2023-12-31 2,209 $85,000 40
   ICA Group Wealth Management LLC 472 *New 2023-12-31 1,564 $60,000 1,564
   Global Retirement Partners LLC 1331 - 2024-03-31 1,511 $58,000 -197
   Farther Finance Advisors LLC 1312 - 2023-12-31 561 $22,000 -37
   Hexagon Capital Partners LLC 739 - 2024-03-31 416 $16,000 0
   Goss Wealth Management LLC 2786 - 2023-12-31 278 $11,000 -302
   HARBOUR INVESTMENTS INC. 2204 - 2023-12-31 219 $8,000 0
   HANSON MCCLAIN, INC. 2375 *New 2024-03-31 135 $5,000 135
   BANK OF MONTREAL /CAN/ 3266 - 2023-12-31 100 $4,000 -18
   Ronald Blue Trust Inc. *New 2024-03-31 84 $3,000 84
   IFP Advisors Inc 2596 - 2023-12-31 60 $2,000 0
   Procyon Private Wealth Partners LLC 511 *Closed 2024-03-31 0 $0 -14,384
   PROEQUITIES INC. - 2024-03-31 0 $0 0
   BlackDiamond Wealth Management Inc. 138 *Closed 2023-12-31 0 $0 -8,230
   Raleigh Capital Management Inc. 1004 *Closed 2023-12-31 0 $0 -9
   FMR LLC 4936 *New 2023-12-31 2 $0 2
   JFS WEALTH ADVISORS, LLC *New 2024-03-31 1 $0 1
   Resources Investment Advisors Inc. 1138 *Closed 2023-12-31 0 $0 -8,286
   FISCHER INVESTMENT STRATEGIES LLC 24 *Closed 2023-12-31 0 $0 -34,554
   Cape Investment Advisory Inc. 1102 *Closed 2023-12-31 0 $0 -550
   Ten Capital Wealth Advisors LLC 415 *Closed 2023-06-30 0 $0 -400
   Stratos Wealth Partners LTD. 1437 *Closed 2024-03-31 0 $0 -7,445
  82 Records found
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