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Get Institutions for : 
First Trust/Gallatin Specialty Finance & Financial Opportunities Fund (FGB)  
$3.71 0.02 (0.68%) as of 4:30 Fri 4/26


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 36    3
Total shares held : 
 4,000,858  
% of shares held : 
 27.94%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   -1  
Amount of shares held : 
 512,920  
% of shares held change : 
   3.58%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $3.31  
Last Quarter's Ending Price : 
 $3.58  
Last Quarter's Average Price : 
 $3.29  
Change from last quarter's     
avg. price to the last closing  : 
0.42 (12.61%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
7
 280,777
 7.02%
 
Increased Positions :
9
 643,190
 16.08%
 
Unchanged Positions :
7
 159,779
 3.99%
 
Decreased Positions :
13
-367,660
-9.19%
 
Closed Positions :
4
-43,387
-1.08%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   LPL FINANCIAL CORP 1952 - 2023-12-31 945,701 $3,386,000 484,187
   PFG Investments LLC 181 *New 2024-03-31 554,102 $2,089,000 554,102
   Consolidated Portfolio Review Corp 59 - 2023-12-31 575,664 $2,061,000 -39,128
   MORGAN STANLEY 4401 - 2023-12-31 538,655 $1,928,000 11,374
   Private Advisor Group LLC 1132 - 2023-12-31 267,525 $958,000 78,350
   Deschutes Portfolio Strategy LLC 68 - 2023-12-31 248,189 $889,000 5,477
   SABA CAPITAL MANAGEMENT, L.P. 205 *New 2023-12-31 194,818 $697,000 194,818
   COMMONWEALTH EQUITY SERVICES LLC. 2594 - 2023-12-31 148,154 $530,000 -14,037
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 2593 - 2024-03-31 115,702 $436,000 -26,547
   FLAGSHIP HARBOR ADVISORS LLC 419 - 2024-03-31 115,579 $436,000 3,400
   SHAKER FINANCIAL SERVICES, LLC 112 - 2023-12-31 121,027 $433,000 -155,798
   Alpine Partners VI LLC 95 - 2023-12-31 89,346 $320,000 0
   Advisor Group Holdings Inc. 3624 - 2023-12-31 79,031 $283,000 -49,965
   Good Life Advisors LLC 414 - 2023-12-31 51,449 $184,000 639
   WELLS FARGO & CO/MN 3967 - 2023-12-31 47,984 $172,000 -14,231
   SYM FINANCIAL CORPORATION 108 - 2023-12-31 48,062 $172,000 -36,475
   Almitas Capital LLC 102 - 2023-12-31 45,984 $165,000 33,850
   Bay Colony Advisory Group Inc d/b/a Bay Colony Adv 363 - 2023-12-31 44,650 $160,000 -4,762
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 729 - 2023-12-31 44,210 $158,000 25,812
   RIVERNORTH CAPITAL MANAGEMENT, INC. 240 *New 2023-12-31 38,168 $137,000 38,168
   MULTIFINANCIAL SECURITIES CORP 1671 - 2023-12-31 38,184 $137,000 0
   Csenge Advisory Group 635 - 2023-12-31 36,604 $131,000 -8,267
   Logan Stone Capital LLC 148 - 2023-12-31 24,987 $89,000 -2,240
   ADVISORY SERVICES NETWORK, LLC 1818 - 2023-12-31 19,151 $69,000 -1,000
   BDO Wealth Advisors LLC 419 - 2023-06-30 16,456 $54,000 -1,168
   SILVERHAWK ASSET MANAGEMENT LLC 31 - 2023-06-30 16,551 $54,000 -6,749
   CLOUGH CAPITAL PARTNERS L P 192 *New 2023-12-31 12,542 $45,000 12,542
   L.M. KOHN & COMPANY 272 - 2024-03-31 11,800 $44,000 0
   WEDBUSH MORGAN SECURITIES INC 1065 *New 2023-12-31 10,522 $38,000 10,522
   CSS LLC/IL 395 *New 2023-12-31 10,027 $36,000 10,027
   Equitable Holdings Inc. 1112 - 2023-12-31 10,000 $36,000 0
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 403 - 2024-03-31 9,087 $34,000 5,421
   IFP Advisors Inc 1722 - 2023-12-31 8,518 $30,000 0
   Steward Partners Investment Advisory LLC 2242 - 2023-12-31 7,408 $27,000 0
   NBC SECURITIES INC. 1391 - 2024-03-31 6,323 $23,000 0
   J P MORGAN CHASE & CO 5052 - 2023-12-31 3,210 $11,000 2,201
   US BANCORP 3248 *New 2023-12-31 2,900 $10,000 2,900
   KPP Advisory Services LLC 153 *Closed 2023-12-31 0 $0 -17,340
   Atria Wealth Solutions Inc. 1973 *Closed 2023-12-31 0 $0 -15,900
   PROEQUITIES INC. 7563 - 2023-12-31 0 $0 0
   UBS Group AG 8609 *Closed 2023-12-31 0 $0 -5,147
   Quad-Cities Investment Group LLC 179 *Closed 2024-03-31 0 $0 -11,971
  42 Records found
  1    
  Page 1 of 1
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