Sign in:
 Email
 Password  save:
  
 Company Reports 
 
 
Membership is free, please Sign Up.
  
My Recent Searches
  Help
  
   
 
 
Get Institutions for : 
First Trust Mid Cap Growth Alphadex Fund (FNY)  
$74.49 0.89 (1.18%) as of 4:30 Thu 5/16


Download
     
Institutional Holders
Viewing Quarter :
  
Total Institutions: 85    1
Total shares held : 
 3,113,741  
% of shares held : 
 43.86%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   -1  
Amount of shares held : 
 384,124  
% of shares held change : 
   5.41%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $59.95  
Last Quarter's Ending Price : 
 $68.12  
Last Quarter's Average Price : 
 $61.41  
Change from last quarter's     
avg. price to the last closing  : 
13.08 (21.3%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
8
 33,496
 1.08%
 
Increased Positions :
26
 580,205
 18.63%
 
Unchanged Positions :
23
 163,622
 5.25%
 
Decreased Positions :
28
-166,707
-5.35%
 
Closed Positions :
7
-62,870
-2.02%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   WELLS FARGO & CO/MN 759 - 2024-03-31 588,579 $44,502,000 -1,316
   LPL FINANCIAL CORP 663 - 2024-03-31 481,310 $36,392,000 -78,998
   MORGAN STANLEY 2450 - 2023-12-31 367,395 $25,027,000 85,649
   UBS Group AG 1065 - 2023-12-31 315,443 $21,488,000 9,317
   Goss Wealth Management LLC 192 - 2023-12-31 158,208 $10,777,000 4,714
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 1033 - 2024-03-31 79,343 $5,999,000 -5,161
   BENJAMIN F. EDWARDS & COMPANY INC. 212 - 2024-03-31 66,878 $5,057,000 -8,391
   Advisor Group Holdings Inc. 1161 - 2024-03-31 54,894 $4,152,000 -5,744
   Cetera Investment Advisers 522 - 2023-12-31 57,702 $3,931,000 3,050
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 1220 - 2024-03-31 46,906 $3,547,000 7,036
   Private Advisor Group LLC 589 - 2024-03-31 45,635 $3,450,000 6
   GOLDMAN SACHS GROUP INC/ 2802 - 2023-12-31 50,000 $3,406,000 0
   Kingsview Wealth Management LLC 225 - 2024-03-31 43,931 $3,322,000 2,567
   COMMONWEALTH EQUITY SERVICES LLC. 1488 - 2024-03-31 39,825 $3,011,000 -2,689
   KCM INVESTMENT ADVISORS LLC 124 - 2024-03-31 38,618 $2,920,000 -1,000
   Wealth Management Partners LLC 19 - 2024-03-31 35,857 $2,711,000 -1,129
   PCG Wealth Advisors LLC 35 *New 2024-03-31 27,699 $2,094,000 27,699
   Kestra Advisory Services LLC 805 - 2023-12-31 28,442 $1,937,000 1,136
   STIFEL FINANCIAL CORP 1705 - 2023-12-31 27,693 $1,886,000 -3,734
   WEALTH ENHANCEMENT ADVISORY SERVICES LLC 988 - 2024-03-31 23,278 $1,760,000 3,347
   Atria Wealth Solutions Inc. 640 - 2023-12-31 25,704 $1,751,000 811
   MTM Investment Management LLC 51 - 2024-03-31 18,130 $1,371,000 -450
   Equitable Holdings Inc. 530 - 2023-12-31 17,919 $1,221,000 150
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 911 - 2023-12-31 17,591 $1,198,000 608
   ROYAL BANK OF CANADA 2991 - 2023-12-31 16,813 $1,145,000 -5,425
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 1721 - 2024-03-31 13,229 $1,000,000 -73,924
   RAYMOND JAMES & ASSOCIATES 2569 - 2024-03-31 13,204 $998,000 789
   Braun-Bostich & Associates Inc. 42 - 2024-03-31 11,440 $865,000 -3,494
   JANNEY MONTGOMERY SCOTT LLC 1630 - 2024-03-31 10,811 $817,000 150
   MML INVESTORS SERVICES LLC 1507 - 2023-12-31 11,236 $765,000 -9,793
   Purus Wealth Management LLC 49 - 2024-03-31 9,739 $736,000 -238
   FINANCIAL NETWORK 1589 - 2023-12-31 10,718 $730,000 153
   COMERICA BANK 1699 - 2023-12-31 10,590 $721,000 0
   Clarus Wealth Advisors 55 - 2024-03-31 9,002 $658,000 -1,408
   GREAT VALLEY ADVISOR GROUP INC. 439 - 2024-03-31 8,683 $657,000 -70
   ARS Wealth Advisors Group LLC 81 - 2023-12-31 9,409 $641,000 -1,014
   Dominguez Wealth Management Solutions Inc. 39 - 2024-03-31 8,335 $630,000 -5
   Global Retirement Partners LLC 471 - 2024-03-31 8,263 $625,000 -35
   DAVIDSON D A & CO 890 - 2023-12-31 8,522 $581,000 -118
   MARINER WEALTH ADVISORS, LLC 1876 - 2023-12-31 8,089 $551,000 -1,481
   Baird Financial Group Inc. 1327 - 2023-12-31 7,887 $537,000 -26,024
   Stratos Wealth Partners LTD. 855 - 2024-03-31 7,005 $530,000 -50
   Stonebridge Financial Planning Group LLC 86 - 2023-12-31 7,450 $507,000 0
   Sigma Planning Corp 754 - 2024-03-31 6,557 $496,000 3,020
   Element Wealth LLC 72 - 2024-03-31 5,866 $444,000 -346
   Cornerstone Wealth Management LLC 351 - 2024-03-31 5,810 $439,000 -123
   ENVESTNET ASSET MANAGEMENT INC 3445 - 2023-12-31 5,662 $386,000 -5,483
   Integrated Wealth Concepts LLC 1111 - 2023-12-31 5,604 $382,000 325
   Beacon Pointe Advisors LLC 973 - 2023-12-31 5,500 $375,000 0
   IFP Advisors Inc 698 - 2023-12-31 5,034 $343,000 0
   WMG Financial Advisors LLC 85 - 2024-03-31 4,457 $337,000 273
   THRIVENT FINANCIAL FOR LUTHERANS 2269 - 2023-12-31 4,717 $321,000 0
   Keystone Wealth Services LLC 168 - 2024-03-31 4,198 $317,000 0
   J P MORGAN CHASE & CO 3992 - 2024-03-31 4,012 $303,000 589
   Pine Valley Investments Ltd Liability Co 368 - 2024-03-31 3,911 $296,000 72
   TWO SIGMA INVESTMENTS LLC 2569 *New 2023-12-31 4,300 $293,000 4,300
   1776 WEALTH LLC 109 - 2024-03-31 3,627 $274,000 0
   Mutual Advisors LLC 901 - 2024-03-31 3,549 $268,000 -448
   Financial Advocates Investment Management 636 - 2024-03-31 3,466 $262,000 152
   Koshinski Asset Management Inc. 465 - 2024-03-31 3,400 $257,000 -3,490
   Alpha Omega Group Inc. 17 - 2024-03-31 3,307 $250,000 -47
   Kowal Investment Group LLC 154 - 2024-03-31 3,276 $248,000 0
   CWM LLC 1419 - 2024-03-31 3,144 $238,000 0
   H D Vest Advisory Services 1436 - 2024-03-31 3,122 $236,000 -260
   Monterey Private Wealth Inc. 102 *New 2024-03-31 2,903 $219,000 2,903
   Venture Visionary Partners LLC 472 *New 2023-12-31 3,000 $204,000 3,000
   Founders Financial Alliance LLC 269 - 2023-12-31 2,084 $142,000 0
   Geneos Wealth Management Inc. 785 - 2024-03-31 1,837 $139,000 -45
   TOWER RESEARCH CAPITAL LLC 2441 - 2023-12-31 1,885 $128,000 -2,784
   HARBOUR INVESTMENTS INC. 1141 - 2023-12-31 1,432 $98,000 211
   HANSON MCCLAIN, INC. 1059 - 2024-03-31 1,155 $87,000 -86
   US BANCORP 2652 - 2024-03-31 689 $52,000 0
   NBC SECURITIES INC. 1165 - 2024-03-31 608 $45,000 0
   PNC FINANCIAL SERVICES GROUP INC 3126 - 2024-03-31 482 $36,000 0
   Steward Partners Investment Advisory LLC 2183 - 2023-12-31 442 $30,000 -909
   Tyler-Stone Wealth Management 429 - 2023-12-31 442 $30,000 0
   Pacifica Partners Inc. 299 - 2024-03-31 250 $19,000 0
   PSI Advisors LLC 454 - 2024-03-31 164 $12,000 64
   Coppell Advisory Solutions LLC 995 *New 2023-12-31 117 $8,000 117
   FARMERS & MERCHANTS INVESTMENTS INC 722 - 2024-03-31 76 $6,000 0
   Caitlin John LLC 546 - 2023-12-31 71 $5,000 0
   Ahrens Investment Partners LLC 800 *New 2023-03-31 60 $4,000 60
   Qube Research & Technologies Ltd 3357 - 2023-12-31 39 $3,000 0
   TRANSAMERICA FINANCIAL ADVISORS, INC. 349 - 2023-12-31 35 $3,000 -1
   FMR LLC 4497 - 2023-12-31 26 $2,000 -1
   PROEQUITIES INC. 2838 - 2024-03-31 0 $0 0
   RiverTree Advisors LLC 29 *Closed 2024-03-31 0 $0 -15,631
   Cape Investment Advisory Inc. 1066 *Closed 2023-12-31 0 $0 -112
   TUCKER ASSET MANAGEMENT LLC 1040 *Closed 2023-12-31 0 $0 -20
   CITADEL ADVISORS LLC 6042 *Closed 2023-12-31 0 $0 -29,396
   Savior LLC 32 *Closed 2023-12-31 0 $0 -1,828
   PRIVATE TRUST CO NA 2342 *Closed 2024-03-31 0 $0 -169
  92 Records found
  1    
  Page 1 of 1
Free Registration Required For Full Results

  
    
    Copyright © 2024 j3sg.com | Disclaimer & Terms of use          Products & Service  About Us  Contact Us