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Get Institutions for : 
First Trust High Yield Opportunities 2027 Term Fund (FTHY)  
$14.13 0.08 (0.57%) as of 4:30 Fri 4/26


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 77    3
Total shares held : 
 14,415,804  
% of shares held : 
 39.21%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   -5  
Amount of shares held : 
 279,465  
% of shares held change : 
   0.76%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $13.06  
Last Quarter's Ending Price : 
 $13.93  
Last Quarter's Average Price : 
 $13.37  
Change from last quarter's     
avg. price to the last closing  : 
0.76 (5.68%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
9
 157,676
 1.09%
 
Increased Positions :
28
 1,045,330
 7.25%
 
Unchanged Positions :
10
 1,537,621
 10.67%
 
Decreased Positions :
30
-263,904
-1.83%
 
Closed Positions :
12
-659,637
-4.58%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   MORGAN STANLEY 1760 - 2023-12-31 3,461,686 $48,221,000 -20,949
   RIVERNORTH CAPITAL MANAGEMENT, INC. 28 - 2023-12-31 1,389,499 $19,356,000 0
   KENNEDY INVESTMENT GROUP 1 - 2023-12-31 1,128,587 $15,721,000 56,715
   CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 23 - 2023-12-31 930,659 $12,964,000 238,906
   PUNCH & ASSOCIATES INVESTMENT MANAGEMENT INC 47 - 2023-12-31 852,975 $11,882,000 -38,470
   SIT INVESTMENT ASSOCIATES INC 128 - 2023-12-31 695,343 $9,686,000 -1,781
   COMMONWEALTH EQUITY SERVICES LLC. 789 - 2023-12-31 630,493 $8,783,000 17,157
   Arete Wealth Advisors LLC 32 - 2023-12-31 520,703 $7,253,000 -18,252
   DAVIDSON D A & CO 247 - 2023-12-31 435,036 $6,060,000 54,471
   Relative Value Partners Group LLC 53 - 2023-12-31 418,306 $5,827,000 243,361
   ROYAL BANK OF CANADA 1815 - 2023-12-31 398,724 $5,554,000 27,236
   Penserra Capital Management LLC 179 - 2023-12-31 294,166 $4,097,000 20,357
   1607 CAPITAL PARTNERS, LLC 96 - 2023-12-31 222,900 $3,105,000 25,000
   CNH PARTNERS LLC 123 - 2023-12-31 221,415 $3,084,000 106,674
   Bullseye Investment Management LLC 20 - 2023-12-31 211,154 $2,941,000 -8,168
   Integrated Wealth Concepts LLC 381 - 2023-12-31 189,202 $2,636,000 -38,568
   Kestra Advisory Services LLC 733 - 2023-12-31 165,100 $2,300,000 -24,619
   Private Advisory Group LLC 66 - 2023-12-31 155,405 $2,165,000 -9,447
   Oder Investment Management LLC 15 - 2023-12-31 134,947 $1,880,000 29,137
   Advisor Group Holdings Inc. 1984 - 2023-12-31 121,823 $1,697,000 -15,961
   TFB Advisors LLC 30 - 2023-12-31 115,313 $1,606,000 -17,486
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 153 *New 2023-12-31 109,264 $1,522,000 109,264
   Meteora Capital LLC 96 - 2023-12-31 101,000 $1,407,000 -9,863
   Catalyst Wealth Management LLC 27 - 2023-03-31 96,023 $1,340,000 -13,431
   KESTRA PRIVATE WEALTH SERVICES LLC 458 - 2023-12-31 90,437 $1,260,000 -1,537
   SHAKER FINANCIAL SERVICES, LLC 68 - 2023-12-31 89,144 $1,242,000 33,737
   LPL FINANCIAL CORP 2873 - 2023-12-31 83,448 $1,162,000 9,483
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 1554 - 2023-12-31 80,673 $1,124,000 -8,792
   WEDBUSH MORGAN SECURITIES INC 302 - 2023-12-31 80,641 $1,123,000 24,990
   BOOTHBAY FUND MANAGEMENT LLC 533 - 2023-12-31 76,402 $1,064,000 -7,109
   OPPENHEIMER & CO INC 683 - 2023-12-31 76,202 $1,061,000 -349
   RAYMOND JAMES & ASSOCIATES 2455 - 2023-12-31 75,878 $1,057,000 56,612
   BlueChip Wealth Advisors LLC 38 - 2023-12-31 72,500 $1,010,000 0
   BROOKLYN CAPITAL MANAGEMENT LLC 74 - 2023-12-31 71,825 $1,001,000 13,657
   Apollon Wealth Management LLC 456 - 2023-12-31 70,911 $988,000 -3,084
   CAMELOT PORTFOLIOS, LLC - 2023-12-31 64,969 $905,000 23,539
   THOROUGHBRED FINANCIAL SERVICES LLC 294 - 2023-12-31 51,500 $717,000 0
   Cetera Investment Advisers 1348 - 2023-12-31 46,511 $648,000 10,910
   INVESCO LTD 3057 - 2023-12-31 40,095 $559,000 -8,125
   Insight Advisors LLC/ PA - 2023-12-31 32,957 $459,000 596
   WOLVERINE ASSET MANAGEMENT LLC 445 - 2023-12-31 32,469 $452,000 32,469
   CoreCap Advisors LLC 369 - 2023-12-31 31,893 $444,000 -3,837
   Deschutes Portfolio Strategy LLC 136 - 2023-12-31 26,877 $374,000 0
   Stablepoint Partners LLC 190 - 2023-12-31 24,365 $339,000 0
   STIFEL FINANCIAL CORP 2798 - 2023-12-31 23,026 $321,000 2,411
   ADVISORY SERVICES NETWORK, LLC 1088 - 2023-12-31 21,258 $296,000 2
   JANNEY MONTGOMERY SCOTT LLC 2212 - 2023-12-31 20,872 $291,000 -426
   Atria Wealth Solutions Inc. 1536 - 2023-12-31 19,963 $278,000 -141
   J P MORGAN CHASE & CO 3980 - 2023-12-31 19,834 $276,000 639
   Flow State Investments L.P. 76 *New 2023-12-31 18,531 $258,000 18,531
   Fortitude Advisory Group L.L.C. 170 - 2023-12-31 16,729 $233,000 0
   Prime Capital Investment Advisors LLC - 2023-12-31 16,538 $230,000 -2,109
   UBS Group AG 4494 - 2023-12-31 16,218 $226,000 -9,190
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 2890 - 2023-12-31 16,091 $224,000 -4,253
   NovaPoint Capital LLC 127 - 2024-03-31 15,375 $224,000 0
   INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 643 - 2024-03-31 15,364 $220,000 -937
   CWM LLC 1461 - 2024-03-31 14,922 $217,000 1,962
   ENVESTNET ASSET MANAGEMENT INC 3816 - 2023-12-31 13,278 $185,000 -2,603
   NOMURA HOLDINGS INC 893 *New 2023-12-31 12,774 $178,000 12,774
   COMERICA BANK 2284 - 2023-12-31 12,741 $177,000 -1,793
   Future Financial Wealth Managment LLC 128 *New 2024-03-31 11,800 $172,000 11,800
   WAYNE HUMMER INVESTMENTS L.L.C. 437 - 2023-12-31 12,220 $170,000 0
   CARY STREET PARTNER INVESTMENT ADVISORY LLC 624 - 2023-12-31 12,000 $167,000 -3,500
   ELEQUIN CAPITAL LP 139 - 2023-12-31 11,020 $154,000 8,423
   VIRTU FINANCIAL LLC 937 *New 2023-12-31 10,397 $145,000 10,397
   PROEQUITIES INC. 769 - 2023-12-31 10,300 $143,000 -1,200
   Cresset Asset Management LLC 1704 - 2023-12-31 10,245 $143,000 -1,788
   WELLS FARGO & CO/MN 4226 - 2023-12-31 8,000 $111,000 7,500
   Register Financial Advisors LLC 269 *New 2024-03-31 6,551 $95,000 6,551
   Sunbelt Securities Inc. 872 - 2024-03-31 3,207 $47,000 23
   Geneos Wealth Management Inc. - 2023-12-31 2,778 $39,000 0
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2255 - 2023-12-31 2,073 $29,000 0
   HANSON MCCLAIN, INC. *New 2023-12-31 2,000 $28,000 2,000
   NBC SECURITIES INC. 1354 - 2024-03-31 1,825 $26,000 -83
   EverSource Wealth Advisors LLC 1138 - 2023-12-31 1,803 $25,000 52
   BENJAMIN F. EDWARDS & COMPANY INC. 1430 *New 2023-12-31 1,650 $23,000 1,650
   Rise Advisors LLC 777 - 2024-03-31 1,192 $17,000 32
   GRADIENT INVESTMENTS LLC 919 *New 2023-12-31 400 $6,000 400
   Glass Jacobson Investment Advisors llc - 2023-12-31 380 $5,000 0
   Beaird Harris Wealth Management LLC 409 *New 2023-12-31 315 $4,000 315
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC *New 2023-12-31 70 $1,000 70
   Raleigh Capital Management Inc. 992 *Closed 2023-12-31 0 $0 -1
   IFP Advisors Inc 2874 *Closed 2023-12-31 0 $0 -750
   Logan Stone Capital LLC 170 *Closed 2023-12-31 0 $0 -78,102
   MILLENNIUM MANAGEMENT LLC 4041 *Closed 2023-12-31 0 $0 -20,345
   PEKIN SINGER STRAUSS ASSET MANAGEMENT 322 *Closed 2023-12-31 0 $0 -26,150
   Focused Wealth Management Inc 901 *Closed 2023-12-31 0 $0 -300
   GTS SECURITIES LLC 1604 *Closed 2023-12-31 0 $0 -36,147
   SABA CAPITAL MANAGEMENT, L.P. 482 *Closed 2023-12-31 0 $0 -186,020
   True Capital Management 134 *Closed 2023-03-31 0 $0 -12,876
   Atlas Wealth LLC 115 *Closed 2023-12-31 0 $0 -149,983
   HERITAGE WEALTH MANAGEMENT LLC 1051 *Closed 2023-12-31 0 $0 -1,000
   AMERICAN NATIONAL BANK 554 *Closed 2024-03-31 0 $0 -27
   ADVENT CAPITAL MANAGEMENT /DE/ 42 *Closed 2023-12-31 0 $0 -150,000
   FMR LLC 5414 *Closed 2023-12-31 0 $0 -1
   Kovack Advisors Inc. 580 *Closed 2024-03-31 0 $0 -11,200
  96 Records found
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