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Get Institutions for : 
First Trust Small Cap Growth Alphadex Fund (FYC)  
$62.71 1.31 (2.05%) as of 4:30 Tue 4/30


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 73    2
Total shares held : 
 2,256,798  
% of shares held : 
 42.18%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   -5  
Amount of shares held : 
 -407,366  
% of shares held change : 
   -7.61%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $55.61  
Last Quarter's Ending Price : 
 $62.92  
Last Quarter's Average Price : 
 $56.87  
Change from last quarter's     
avg. price to the last closing  : 
5.84 (10.27%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
7
 33,334
 1.48%
 
Increased Positions :
22
 191,513
 8.49%
 
Unchanged Positions :
15
 31,476
 1.39%
 
Decreased Positions :
29
-151,934
-6.73%
 
Closed Positions :
5
-480,279
-21.28%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   LPL FINANCIAL CORP 712 - 2023-12-31 457,894 $28,811,000 70,903
   J Arnold Wealth Management Co 9 - 2023-12-31 208,878 $13,143,000 10,694
   MORGAN STANLEY 3273 - 2023-12-31 165,631 $10,422,000 6,761
   BANK OF AMERICA CORP /DE/ 2481 - 2023-12-31 140,715 $8,854,000 -2,927
   ROYAL BANK OF CANADA 1572 - 2023-12-31 128,605 $8,092,000 -1,963
   IFP Advisors Inc 61 - 2023-12-31 119,687 $7,531,000 10,531
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 682 - 2024-03-31 85,555 $5,621,000 68,168
   WELLS FARGO & CO/MN 1857 - 2023-12-31 88,544 $5,571,000 22,355
   Concurrent Investment Advisors LLC 90 - 2023-12-31 82,864 $5,214,000 0
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 1254 - 2024-03-31 60,414 $3,969,000 -87,484
   Kingsview Wealth Management LLC 185 - 2023-12-31 56,682 $3,566,000 15,718
   RAYMOND JAMES & ASSOCIATES 1818 - 2024-03-31 51,823 $3,405,000 -1,260
   BENJAMIN F. EDWARDS & COMPANY INC. 246 - 2023-12-31 53,047 $3,338,000 15,627
   ENVESTNET ASSET MANAGEMENT INC 2173 - 2023-12-31 50,762 $3,194,000 -7,332
   PNC FINANCIAL SERVICES GROUP INC 759 - 2023-12-31 48,590 $3,057,000 -14,827
   MONEYWISE INC. 18 - 2024-03-31 45,789 $3,008,000 -5,169
   Bedel Financial Consulting Inc. 22 - 2023-12-31 45,086 $2,837,000 -218
   BEDEL FINANCIAL CONSULTING INC 23 - 2023-09-30 45,304 $2,553,000 0
   Equitable Holdings Inc. 366 - 2023-12-31 37,772 $2,377,000 1,070
   Advisor Group Holdings Inc. 1849 - 2023-12-31 32,136 $2,022,000 -14,196
   UBS Group AG 2830 - 2023-12-31 31,873 $2,005,000 -4,599
   MONECO Advisors LLC 99 - 2024-03-31 26,472 $1,739,000 -10,194
   FINANCIAL NETWORK 1073 - 2023-12-31 25,706 $1,617,000 10,561
   STIFEL FINANCIAL CORP 1821 - 2023-12-31 25,297 $1,592,000 14,504
   HFG Advisors Inc. 24 - 2024-03-31 19,755 $1,298,000 1,488
   US BANCORP 1015 - 2023-12-31 19,780 $1,247,000 1,151
   MTM Investment Management LLC 60 - 2024-03-31 17,667 $1,161,000 -775
   Steward Partners Investment Advisory LLC 675 - 2023-12-31 18,319 $1,153,000 -490
   MILLENNIUM MANAGEMENT LLC 2761 *New 2023-12-31 14,982 $943,000 14,982
   Kestra Advisory Services LLC 1156 - 2023-12-31 14,748 $928,000 -3,918
   WILLNER & HELLER LLC 53 - 2023-12-31 8,749 $551,000 1,112
   MML INVESTORS SERVICES LLC 1701 - 2023-12-31 8,650 $544,000 -2,440
   Dunhill Financial LLC 24 - 2023-12-31 8,410 $529,000 -18,652
   Geneos Wealth Management Inc. - 2023-12-31 8,287 $521,000 1,623
   BSC PRIVATE WEALTH MANAGEMENT LLC 93 - 2023-12-31 8,097 $509,000 0
   COMMONWEALTH EQUITY SERVICES LLC. 2833 - 2023-12-31 6,500 $409,000 -738
   JANNEY MONTGOMERY SCOTT LLC 2032 - 2023-12-31 6,415 $404,000 0
   Independent Wealth Network Inc. 31 - 2024-03-31 5,443 $358,000 -31
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 4246 - 2023-12-31 5,536 $348,000 -20,320
   PROSPERA FINANCIAL SERVICES 836 *New 2023-12-31 4,850 $305,000 4,850
   IHT Wealth Management LLC 767 - 2023-12-31 4,700 $296,000 -1,341
   Pinnacle Bank 159 - 2024-03-31 4,439 $292,000 0
   Atria Wealth Solutions Inc. 1508 - 2023-12-31 4,632 $291,000 0
   Strid Group LLC 44 - 2024-03-31 4,410 $290,000 -967
   Quantum Private Wealth LLC 151 - 2023-12-31 4,157 $262,000 -47
   Arkadios Wealth Advisors - 2023-12-31 4,022 $253,000 4,022
   Financial Advocates Investment Management 632 - 2023-12-31 3,898 $245,000 -107
   Tidemark LLC 97 - 2023-12-31 3,731 $235,000 0
   Cornerstone Wealth Management LLC 494 - 2024-03-31 3,451 $227,000 -129
   Intrua Financial LLC 301 - 2023-03-31 4,016 $224,000 -1,266
   MULTIFINANCIAL SECURITIES CORP 1590 *New 2023-12-31 3,424 $215,000 3,424
   WEALTH EFFECTS LLC 190 - 2024-03-31 3,272 $215,000 -30
   Baird Financial Group Inc. 1619 *New 2023-12-31 3,400 $214,000 3,400
   TWO SIGMA INVESTMENTS LLC 2685 *New 2023-12-31 3,300 $208,000 3,300
   Wagner Wealth Management LLC 126 - 2024-03-31 3,048 $200,000 126
   HARBOUR INVESTMENTS INC. 875 - 2023-12-31 3,001 $189,000 386
   Founders Financial Alliance LLC 274 - 2023-12-31 2,065 $130,000 0
   CWM LLC 2074 - 2024-03-31 1,064 $70,000 -104
   Key Financial Inc 378 - 2023-12-31 1,037 $65,000 0
   Global Retirement Partners LLC 1414 - 2024-03-31 735 $48,000 -50
   COMERICA BANK 2740 - 2023-12-31 718 $45,000 -2
   FMR LLC 3594 - 2023-12-31 471 $30,000 -4
   PSI Advisors LLC 393 - 2024-03-31 306 $20,000 0
   PRINCIPAL SECURITIES INC. 1961 - 2023-12-31 271 $17,000 0
   NBC SECURITIES INC. 1523 - 2024-03-31 250 $16,000 0
   Northwest Financial Advisors 336 - 2023-12-31 241 $15,000 0
   Goss Wealth Management LLC 2698 - 2023-12-31 220 $14,000 7
   CITY HOLDING CO 392 - 2024-03-31 211 $14,000 0
   Ahrens Investment Partners LLC 604 *New 2023-03-31 188 $11,000 188
   Spire Wealth Management 1801 - 2024-03-31 107 $7,000 -21
   TRANSAMERICA FINANCIAL ADVISORS, INC. 324 - 2023-12-31 96 $7,000 -2
   FARMERS & MERCHANTS INVESTMENTS INC 774 - 2024-03-31 76 $5,000 0
   Qube Research & Technologies Ltd 3318 - 2023-12-31 68 $4,000 0
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2864 - 2023-12-31 70 $4,000 -742
   Transcendent Capital Group LLC 317 - 2024-03-31 25 $2,000 0
   SIGNATUREFD, LLC 2930 - 2023-12-31 12 $1,000 0
   TOWER RESEARCH CAPITAL LLC 5809 *Closed 2023-12-31 0 $0 -13,644
   PROEQUITIES INC. 5316 - 2023-12-31 0 $0 0
   FLOW TRADERS U.S. LLC 1058 *Closed 2023-12-31 0 $0 -13,646
   H D Vest Advisory Services 1591 *Closed 2023-12-31 0 $0 -8,148
   IAG Wealth Partners LLC 477 *Closed 2024-03-31 0 $0 -1,059
   FIRST TRUST ADVISORS LP 2470 *Closed 2023-12-31 0 $0 -444,816
   Capital Analysts Inc. 1197 *Closed 2023-12-31 0 $0 -25
   Ten Capital Wealth Advisors LLC 554 *Closed 2023-06-30 0 $0 -1,541
   VitalStone Financial LLC 585 - 2023-12-31 7 $0 0
  85 Records found
  1    
  Page 1 of 1
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