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Get Institutions for : 
First Trust Small Cap Core AlphaDex Fund (FYX)  
$88.81 0.73 (0.82%) as of 4:30 Thu 4/25


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 139    0
Total shares held : 
 6,046,921  
% of shares held : 
 81.72%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   -9  
Amount of shares held : 
 -270,071  
% of shares held change : 
   -3.65%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $79.71  
Last Quarter's Ending Price : 
 $91.56  
Last Quarter's Average Price : 
 $82.14  
Change from last quarter's     
avg. price to the last closing  : 
6.67 (8.12%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
12
 30,366
 0.5%
 
Increased Positions :
45
 249,765
 4.13%
 
Unchanged Positions :
28
 58,719
 0.97%
 
Decreased Positions :
54
-441,785
-7.31%
 
Closed Positions :
12
-108,417
-1.79%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   MORGAN STANLEY 1503 - 2023-12-31 681,325 $62,382,000 -129,604
   LPL FINANCIAL CORP 491 - 2023-12-31 555,311 $50,844,000 -68,274
   WELLS FARGO & CO/MN 700 - 2023-12-31 521,499 $47,748,000 -77,790
   BANK OF AMERICA CORP /DE/ 1295 - 2023-12-31 437,597 $40,066,000 -1,392
   ROYAL BANK OF CANADA 854 - 2023-12-31 369,570 $33,837,000 -40,809
   RAYMOND JAMES & ASSOCIATES 654 - 2023-12-31 262,455 $24,030,000 42,096
   Hapanowicz & Associates Financial Services Inc 3 - 2023-12-31 232,564 $21,293,000 10,726
   JANNEY MONTGOMERY SCOTT LLC 291 - 2023-12-31 223,891 $20,499,000 23,069
   UBS Group AG 1097 - 2023-12-31 216,920 $19,861,000 -2,553
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 549 - 2023-12-31 180,960 $16,569,000 15,843
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 341 - 2023-12-31 130,313 $11,931,000 18,596
   Wealth Alliance Advisory Group LLC 10 - 2024-03-31 120,630 $11,248,000 6,048
   Main Line Retirement Advisors LLC 6 - 2024-03-31 107,087 $9,982,000 6,087
   Kestra Advisory Services LLC 283 - 2023-12-31 105,433 $9,653,000 3,184
   Baird Financial Group Inc. 456 - 2023-12-31 104,858 $9,601,000 18,384
   Cetera Investment Advisers 241 - 2023-12-31 104,558 $9,573,000 2,623
   PARK NATIONAL CORP /OH/ 75 - 2024-03-31 86,065 $8,025,000 -1,824
   WEALTHSOURCE PARTNERS LLC 36 - 2023-12-31 85,228 $7,803,000 -786
   Goss Wealth Management LLC 254 - 2023-12-31 83,487 $7,644,000 -166
   REGAL INVESTMENT ADVISORS, LLC 45 - 2023-12-31 81,176 $7,432,000 -1,187
   Advisor Group Holdings Inc. 993 - 2023-12-31 75,725 $6,938,000 -16,890
   FINANCIAL NETWORK 468 - 2023-12-31 69,978 $6,407,000 17,035
   Western Wealth Management LLC 47 - 2023-12-31 63,965 $5,857,000 -1,103
   Chicago Partners Investment Group LLC 87 - 2023-12-31 64,629 $5,694,000 2,405
   IFG Advisory LLC 62 - 2023-12-31 58,004 $5,311,000 -1,586
   Vestmark Advisory Solutions Inc. 85 - 2023-12-31 56,620 $5,184,000 -123
   STIFEL FINANCIAL CORP 1127 - 2023-12-31 51,745 $4,738,000 -1,425
   COMMONWEALTH EQUITY SERVICES LLC. 1167 - 2023-12-31 47,548 $4,354,000 -3,702
   DAVIDSON D A & CO 312 - 2023-12-31 47,332 $4,334,000 -2,476
   ENVESTNET ASSET MANAGEMENT INC 2074 - 2023-12-31 41,144 $3,767,000 3,517
   MTM Investment Management LLC 14 - 2023-12-31 37,956 $3,475,000 -488
   HIGHTOWER ADVISORS, LLC 1162 - 2023-12-31 35,194 $3,219,000 189
   Sweet Financial Partners LLC 21 - 2023-12-31 33,835 $3,098,000 10,010
   Mainsail Financial Group LLC 18 - 2024-03-31 32,428 $3,024,000 286
   Per Stirling Capital Management LLC. 45 - 2023-12-31 32,155 $2,944,000 -2,427
   SILVER OAK SECURITIES Inc 63 - 2023-12-31 28,658 $2,624,000 1,417
   Perennial Investment Advisors LLC 58 - 2023-12-31 25,458 $2,334,000 -4,130
   Resources Investment Advisors Inc. 294 - 2023-12-31 23,884 $2,187,000 1,274
   J P MORGAN CHASE & CO 2925 - 2023-12-31 23,739 $2,174,000 19,842
   RETIREMENT GUYS FORMULA LLC 25 - 2024-03-31 22,687 $2,115,000 -2,719
   MULTIFINANCIAL SECURITIES CORP 499 - 2023-12-31 22,106 $2,024,000 266
   COMERICA BANK 1152 - 2023-12-31 22,058 $2,020,000 -142
   Belpointe Asset Management LLC 126 - 2023-12-31 19,644 $1,799,000 -1,340
   Equitable Holdings Inc. 444 - 2023-12-31 19,164 $1,755,000 624
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 816 - 2023-12-31 18,436 $1,688,000 1,301
   MONECO Advisors LLC 84 - 2023-12-31 17,650 $1,616,000 -2,425
   WEALTH ENHANCEMENT ADVISORY SERVICES LLC 1047 - 2024-03-31 16,741 $1,561,000 2,327
   MML INVESTORS SERVICES LLC 1138 - 2023-12-31 16,668 $1,526,000 5,557
   Coppell Advisory Solutions Corp. 53 - 2023-03-31 18,448 $1,458,000 -178
   BB&T CORP 1408 - 2023-12-31 15,530 $1,422,000 328
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 2339 - 2023-12-31 15,144 $1,387,000 -16,726
   ARS Wealth Advisors Group LLC 55 - 2023-12-31 14,027 $1,284,000 -1,026
   G&S Capital LLC 66 - 2024-03-31 12,259 $1,143,000 40
   LVZ Advisors Inc. 46 - 2024-03-31 11,713 $1,092,000 -10,947
   Financial Advocates Investment Management 282 - 2023-12-31 11,184 $1,024,000 -1,154
   BENJAMIN F. EDWARDS & COMPANY INC. 477 - 2023-12-31 11,183 $1,024,000 643
   Virtue Capital Management LLC 83 - 2023-12-31 11,087 $978,000 29
   Rockefeller Capital Management L.P. 1140 - 2023-12-31 10,668 $977,000 10,668
   NATIONS FINANCIAL GROUP INC /IA/ /ADV 255 - 2023-12-31 10,555 $966,000 -299
   Lakeridge Wealth Management LLC 30 - 2023-12-31 10,524 $964,000 0
   Root Financial Partners LLC 30 - 2023-12-31 9,874 $904,000 -500
   Cyndeo Wealth Partners LLC 217 - 2024-03-31 8,887 $829,000 175
   PCA Investment Advisory Services Inc. 36 - 2023-12-31 8,764 $802,000 -2,707
   TWO SIGMA INVESTMENTS LLC 2085 - 2023-12-31 8,600 $787,000 200
   DAYMARK WEALTH PARTNERS LLC 222 - 2024-03-31 8,369 $780,000 -823
   CAPTRUST FINANCIAL ADVISORS 1430 - 2023-12-31 8,460 $775,000 -7,136
   Lakeview Capital Partners LLC 166 - 2023-12-31 8,433 $772,000 -170
   CITY HOLDING CO 174 - 2024-03-31 8,005 $746,000 2,674
   Private Advisor Group LLC 1302 - 2023-12-31 7,535 $690,000 50
   Arkadios Wealth Advisors - 2023-12-31 7,069 $647,000 -4,922
   COMERICA SECURITIESINC. 248 - 2023-09-30 7,834 $632,000 -122
   Keystone Wealth Services LLC 111 - 2024-03-31 6,435 $600,000 -151
   HARBOUR INVESTMENTS INC. 489 - 2023-12-31 6,406 $587,000 -428
   STEPHENS INC /AR/ 740 - 2023-12-31 5,500 $504,000 0
   DHJJ Financial Advisors Ltd. 79 - 2024-03-31 5,354 $499,000 -275
   SMITH MOORE & CO. 260 - 2023-12-31 5,326 $488,000 -136
   Steward Partners Investment Advisory LLC 1026 - 2023-12-31 5,124 $469,000 500
   Snowden Capital Advisors LLC 723 - 2023-12-31 5,028 $460,000 -35
   Tidemark LLC 63 - 2023-12-31 4,977 $456,000 0
   US BANCORP 1558 - 2023-12-31 4,914 $450,000 0
   GOLDMAN SACHS GROUP INC/ 3907 - 2023-12-31 4,760 $436,000 336
   Independent Wealth Network Inc. 27 - 2024-03-31 4,631 $432,000 15
   Solano Wealth Management Inc. 21 - 2023-12-31 4,620 $423,000 -500
   CWM LLC 1190 - 2024-03-31 4,449 $415,000 0
   OPPENHEIMER & CO INC 1028 - 2023-12-31 4,533 $415,000 -91
   Northeast Financial Consultants Inc 205 - 2023-12-31 4,400 $403,000 0
   Element Wealth LLC 78 - 2023-12-31 4,136 $379,000 -229
   TFG Advisers LLC 138 - 2023-12-31 4,083 $374,000 -742
   Coppell Advisory Solutions LLC 180 - 2023-12-31 4,064 $372,000 -14,562
   CREATIVE PLANNING 1960 - 2023-12-31 3,879 $355,000 -61
   American Institute for Advanced Investment Managem - 2023-12-31 3,860 $353,000 -4,351
   Envestnet Portfolio Solutions Inc. 1222 - 2023-12-31 3,769 $345,000 263
   HM PAYSON & CO 321 - 2023-12-31 3,540 $324,000 0
   IHT Wealth Management LLC 745 *New 2023-12-31 3,497 $320,000 3,497
   IAMS WEALTH MANAGEMENT LLC 96 - 2024-03-31 3,464 $312,000 3,464
   GREAT VALLEY ADVISOR GROUP INC. 567 - 2023-12-31 3,354 $307,000 5
   Keystone Financial Group 214 - 2023-12-31 3,325 $304,000 745
   Trueblood Wealth Management LLC 153 - 2023-12-31 3,256 $298,000 0
   KESTRA PRIVATE WEALTH SERVICES LLC 950 - 2023-12-31 3,197 $293,000 -503
   AE Wealth Management LLC 1714 - 2023-12-31 3,227 $288,000 438
  100 Records found
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