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Get Institutions for : 
First Trust Small Cap Core AlphaDex Fund (FYX)  
$91.80 0.82 (0.9%) as of 4:30 Mon 5/6


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 139    0
Total shares held : 
6,046,921  
% of shares held : 
81.72%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  -9  
Amount of shares held : 
-270,071  
% of shares held change : 
  -3.65%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$79.71  
Last Quarter's Ending Price : 
$91.56  
Last Quarter's Average Price
$82.14  
Change from last quarter's     
avg. price to the last closing  : 
9.66 (11.76%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
12
 30,366
 0.5%
 
Increased Positions :
45
 249,765
 4.13%
 
Unchanged Positions :
28
 58,719
 0.97%
 
Decreased Positions :
54
-441,785
-7.31%
 
Closed Positions :
12
-108,417
-1.79%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   STEPHENS INC /AR/ 740 - 2023-12-31 5,500 $504,000 0
   US BANCORP 1558 - 2023-12-31 4,914 $450,000 0
   CWM LLC 1190 - 2024-03-31 4,449 $415,000 0
   Northeast Financial Consultants Inc 205 - 2023-12-31 4,400 $403,000 0
   HM PAYSON & CO 321 - 2023-12-31 3,540 $324,000 0
   Trueblood Wealth Management LLC 153 - 2024-03-31 3,256 $304,000 0
   WEALTH EFFECTS LLC 160 - 2024-03-31 2,957 $276,000 0
   ZACKS INVESTMENT MANAGEMENT 559 - 2023-12-31 2,665 $244,000 0
   PRIVATE TRUST CO NA 577 - 2024-03-31 2,575 $240,000 0
   HANSON MCCLAIN, INC. 751 - 2024-03-31 2,357 $220,000 0
   Sunbelt Securities Inc. 644 - 2024-03-31 1,353 $126,000 0
   TSFG LLC 252 - 2024-03-31 665 $62,000 0
   GAMMA Investing LLC 1223 - 2024-03-31 387 $36,000 0
   PNC FINANCIAL SERVICES GROUP INC 3167 - 2023-12-31 347 $32,000 0
   Hexagon Capital Partners LLC 574 - 2024-03-31 311 $29,000 0
   NBT BANK N A /NY 436 - 2024-03-31 257 $24,000 0
   ALPHAMARK ADVISORS LLC 462 - 2024-03-31 175 $16,000 0
   Smartleaf Asset Management LLC - 2024-03-31 165 $15,000 0
   Tyler-Stone Wealth Management 544 - 2023-12-31 168 $15,000 0
   Kozak & Associates Inc. 239 - 2023-12-31 108 $9,000 0
   Key Financial Inc 755 - 2024-03-31 97 $9,000 0
   Qube Research & Technologies Ltd 3261 - 2023-12-31 62 $6,000 0
   Larson Financial Group LLC - 2024-03-31 31 $3,000 0
   TRANSAMERICA FINANCIAL ADVISORS, INC. 348 - 2023-12-31 25 $3,000 0
   PROEQUITIES INC. - 2024-03-31 0 $0 0

  25 Records found
  1    
  Page 1 of 1
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