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Get Institutions for : 
Gladstone Investment Corp (GAIN)  
$14.32 0.02 (0.14%) as of 4:30 Mon 5/6


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 88    5
Total shares held : 
 4,363,017  
% of shares held : 
 13.14%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   23  
Amount of shares held : 
 277,490  
% of shares held change : 
   0.84%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $12.67  
Last Quarter's Ending Price : 
 $14.15  
Last Quarter's Average Price : 
 $13.80  
Change from last quarter's     
avg. price to the last closing  : 
0.52 (3.77%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
13
 137,496
 3.15%
 
Increased Positions :
37
 714,378
 16.37%
 
Unchanged Positions :
19
 134,136
 3.07%
 
Decreased Positions :
19
-350,567
-8.03%
 
Closed Positions :
8
-223,817
-5.13%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   Melia Wealth LLC 6 *New 2024-03-31 945,539 $13,455,000 945,539
   VAN ECK ASSOCIATES CORP 398 - 2024-03-31 704,351 $10,023,000 85,791
   TWO SIGMA INVESTMENTS LLC 977 - 2023-12-31 300,646 $4,254,000 131,009
   TWO SIGMA ADVISERS, LLC 956 - 2023-12-31 260,242 $3,682,000 98,800
   LEGAL & GENERAL GROUP PLC 1681 - 2023-12-31 257,435 $3,643,000 15,869
   Outfitter Financial LLC - 2024-03-31 207,545 $2,953,000 -6,250
   DAVENPORT & CO LLC - 2024-03-31 206,842 $2,943,000 -1,000
   BLACKROCK INC. 3693 - 2023-12-31 172,783 $2,445,000 28,885
   LPL FINANCIAL CORP 2257 - 2023-12-31 165,841 $2,347,000 -20,722
   BLAIR WILLIAM & CO/IL 654 - 2023-12-31 154,529 $2,187,000 1,100
   FIXED INCOME SECURITIES INC 508 - 2023-12-31 152,469 $2,157,000 -61,772
   MARSHALL WACE LLP 978 - 2023-12-31 147,318 $2,085,000 135,627
   MILLENNIUM MANAGEMENT LLC 2338 - 2023-12-31 145,386 $2,057,000 53,287
   PFG Advisors 203 - 2023-12-31 103,804 $1,469,000 -21,350
   Legacy Capital Wealth Partners LLC 55 - 2023-12-31 102,491 $1,450,000 5,047
   Baird Financial Group Inc. 1029 - 2023-12-31 100,936 $1,428,000 -2,238
   MORGAN STANLEY 4616 - 2023-12-31 97,248 $1,376,000 13,989
   Union Bankshares Corp 162 - 2024-03-31 90,058 $1,282,000 -2,200
   ROYAL BANK OF CANADA 3084 - 2023-12-31 71,618 $1,014,000 612
   ALBERT D MASON INC 64 - 2024-03-31 68,541 $975,000 704
   CITADEL ADVISORS LLC 3218 - 2023-12-31 51,647 $731,000 -38,578
   RAYMOND JAMES & ASSOCIATES 2831 - 2024-03-31 48,012 $683,000 -1,588
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 3433 - 2023-12-31 44,877 $635,000 23,129
   D E SHAW & CO INC 2136 - 2023-12-31 42,979 $608,000 42,979
   Prosperity Financial Group Inc. 60 - 2023-12-31 37,050 $524,000 0
   Winton Capital Group Ltd 283 - 2023-12-31 36,871 $522,000 7,881
   Garner Asset Management Corp 100 - 2023-12-31 37,882 $511,000 -3,809
   COMMONWEALTH EQUITY SERVICES LLC. 2770 - 2024-03-31 35,615 $507,000 -3,043
   United Advisor Group LLC 34 - 2023-12-31 35,427 $502,000 0
   UBS Group AG 4034 - 2023-12-31 30,795 $436,000 -1,908
   WEDBUSH MORGAN SECURITIES INC 605 - 2023-12-31 30,265 $428,000 1,088
   GREAT WEST LIFE ASSURANCE CO /CAN/ 1735 - 2023-12-31 30,313 $425,000 -2,972
   Sound Income Strategies LLC 165 - 2024-03-31 27,763 $395,000 -3,360
   Private Advisor Group LLC - 2024-03-31 25,641 $365,000 -33
   JANNEY MONTGOMERY SCOTT LLC 2265 - 2024-03-31 23,059 $328,000 -774
   JOHNSON INVESTMENT COUNSEL INC 572 - 2023-12-31 22,582 $320,000 790
   Virtus ETF Advisers LLC 221 - 2023-12-31 21,997 $311,000 -15,634
   Advisor Group Holdings Inc. 3565 - 2023-12-31 21,466 $304,000 -169,399
   Jump Financial LLC 1302 *New 2023-12-31 20,800 $294,000 20,800
   GOLDMAN SACHS GROUP INC/ 4136 - 2023-12-31 16,812 $238,000 3,495
   NATIXIS 682 - 2023-12-31 15,192 $215,000 0
   Castle Rock Wealth Management LLC 220 - 2023-12-31 14,175 $209,000 0
   AMERIPRISE FINANCIAL INC 3641 - 2023-12-31 14,898 $207,000 4,793
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 3074 - 2024-03-31 13,997 $199,000 -3,456
   BOOTHBAY FUND MANAGEMENT LLC 1079 *New 2023-12-31 13,930 $197,000 13,930
   State of Wyoming 568 - 2023-12-31 13,925 $197,000 2,941
   CALDWELL SUTTER CAPITAL INC. 204 - 2024-03-31 13,560 $193,000 -405
   ExodusPoint Capital Management LP 1221 *New 2023-12-31 12,919 $183,000 12,919
   QUANTBOT TECHNOLOGIES LLC 1037 - 2023-12-31 12,805 $181,000 12,805
   CAPTRUST FINANCIAL ADVISORS 2427 - 2023-12-31 12,000 $170,000 371
   MERCER GLOBAL ADVISORS INC /ADV 1861 *New 2023-12-31 11,849 $168,000 11,849
   WELLS FARGO & CO/MN 4043 - 2023-12-31 10,647 $151,000 -543
   Trexquant Investment LP 1352 *New 2023-12-31 10,675 $151,000 10,675
   AE Wealth Management LLC 1904 *New 2023-12-31 10,172 $147,000 10,172
   INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 708 - 2024-03-31 10,325 $145,000 135
   BB&T CORP 2485 - 2023-12-31 10,000 $142,000 0
   Qube Research & Technologies Ltd 2653 - 2023-12-31 8,090 $114,000 1,472
   Creekmur Asset Management LLC - 2023-12-31 7,403 $105,000 0
   Quarry LP 163 *New 2023-12-31 5,970 $84,000 5,970
   NORTH STAR INVESTMENT MANAGEMENT CORP. - 2024-03-31 5,000 $71,000 0
   EntryPoint Capital LLC 588 - 2023-12-31 4,752 $67,000 0
   J P MORGAN CHASE & CO 4676 - 2023-12-31 4,245 $60,000 3,726
   CAROLINAS WEALTH CONSULTING LLC 315 - 2023-12-31 4,100 $58,000 0
   Northwest Financial Advisors 193 - 2023-12-31 4,000 $57,000 0
   BANK OF AMERICA CORP /DE/ 5542 - 2023-12-31 2,797 $40,000 362
   QUADRANT CAPITAL GROUP LLC 1523 - 2023-12-31 2,777 $39,000 -418
   SIGNATUREFD, LLC - 2024-03-31 2,387 $34,000 -385
   Frazier Financial Advisors LLC 228 - 2023-12-31 1,500 $21,000 0
   FNY Investment Advisers LLC 361 *New 2024-03-31 1,400 $19,000 1,400
   EverSource Wealth Advisors LLC 1299 - 2023-12-31 1,200 $17,000 -333
   SIMPLEX TRADING LLC 1734 - 2024-03-31 1,170 $16,000 176
   Lindbrook Capital LLC 1481 - 2024-03-31 835 $12,000 -33
   GROUP ONE TRADING, L.P. 1371 - 2023-12-31 864 $12,000 600
   PNC FINANCIAL SERVICES GROUP INC 3617 - 2023-12-31 850 $12,000 0
   Cape Investment Advisory Inc. 634 *New 2023-12-31 749 $11,000 749
   Pflug Koory LLC 326 - 2024-03-31 675 $10,000 0
   TOWER RESEARCH CAPITAL LLC 4462 *New 2023-12-31 662 $9,000 662
   CREATIVE FINANCIAL DESIGNS INC /ADV - 2024-03-31 600 $9,000 0
   CITIGROUP INC 4263 - 2023-12-31 592 $8,000 323
   Parallel Advisors LLC 2384 - 2023-12-31 477 $7,000 216
   NOMURA ASSET MANAGEMENT CO LTD 1506 - 2023-12-31 348 $5,000 0
   HIGHLANDER CAPITAL MANAGEMENT, LLC *New 2023-12-31 200 $3,000 200
   ICA Group Wealth Management LLC 1132 - 2023-12-31 200 $3,000 200
   Larson Financial Group LLC - 2024-03-31 204 $3,000 2
   VALLEY NATIONAL ADVISERS INC 929 - 2024-03-31 150 $2,000 0
   PROEQUITIES INC. - 2024-03-31 100 $1,000 0
   INSTITUTIONAL & FAMILY ASSET MANAGEMENT LLC 634 - 2023-12-31 74 $1,000 6
   Belpointe Asset Management LLC 698 *Closed 2023-12-31 0 $0 -40,507
   Strategic Financial Concepts LLC 313 *Closed 2024-03-31 0 $0 -15,439
   Schonfeld Strategic Advisors LLC 1847 *Closed 2023-12-31 0 $0 -38,500
   Aquatic Capital Management LLC 1410 *Closed 2023-12-31 0 $0 -200
   NORTHERN TRUST CORP 4481 *Closed 2023-12-31 0 $0 -12,544
   TUDOR INVESTMENT CORP ET AL 1768 *Closed 2023-12-31 0 $0 -59,096
   BNP PARIBAS ARBITRAGE SA - 2024-03-31 16 $0 -3,453
   DHJJ Financial Advisors Ltd. 729 - 2024-03-31 5 $0 0
   FMR LLC 5235 - 2023-12-31 2 $0 2
   Squarepoint Ops LLC 2803 *Closed 2023-12-31 0 $0 -69,673
   HARBOUR INVESTMENTS INC. 3196 - 2023-12-31 10 $0 0
   LAZARD ASSET MANAGEMENT LLC 2317 *Closed 2023-12-31 0 $0 -2,987
   Claraphi Advisory Network LLC 220 *Closed 2022-12-31 0 $0 -18,551
  100 Records found
  1    
  Page 1 of 1
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