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Get Institutions for : 
Guggenheim Active Allocation Fund (GUG)  
$ 0.00 (0.00%) as of 4:30 Tue 11/30


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 44    2
Total shares held : 
 9,684,638  
% of shares held : 
 29.37%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   5  
Amount of shares held : 
 1,228,745  
% of shares held change : 
   3.73%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 N/A  
Last Quarter's Ending Price : 
 N/A  
Last Quarter's Average Price : 
 N/A  
Change from last quarter's     
avg. price to the last closing  : 
(%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
6
 165,384
 1.71%
 
Increased Positions :
16
 1,864,926
 19.26%
 
Unchanged Positions :
9
 2,074,956
 21.43%
 
Decreased Positions :
13
-713,253
-7.36%
 
Closed Positions :
4
-88,312
-0.91%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   MORGAN STANLEY 2371 - 2023-12-31 1,819,515 $26,674,000 -316,201
   ROYAL BANK OF CANADA 1127 - 2023-12-31 1,324,730 $19,420,000 1,241,964
   SABA CAPITAL MANAGEMENT, L.P. 59 - 2023-12-31 1,178,262 $17,273,000 189,383
   GUGGENHEIM CAPITAL LLC 203 - 2023-12-31 950,000 $13,927,000 0
   COHEN & STEERS INC 87 - 2023-12-31 926,251 $13,579,000 0
   BANK OF AMERICA CORP /DE/ 2228 - 2023-12-31 802,178 $11,760,000 -183,330
   Baird Financial Group Inc. 603 - 2023-12-31 413,797 $6,066,000 207,221
   Penserra Capital Management LLC 167 - 2023-12-31 312,587 $4,582,000 21,633
   WELLS FARGO & CO/MN 2086 - 2023-12-31 263,750 $3,867,000 3,901
   Relative Value Partners Group LLC 80 - 2023-12-31 245,733 $3,602,000 31,212
   BERSON & CORRADO INVESTMENT ADVISORS, LLC 8 - 2023-12-31 188,927 $2,770,000 -4,544
   FIXED INCOME SECURITIES INC 457 - 2023-12-31 169,008 $2,478,000 92,895
   Pathstone Holdings LLC 708 - 2023-12-31 148,513 $2,177,000 0
   U.S. Capital Wealth Advisors LLC 254 - 2023-12-31 122,067 $1,790,000 -3,600
   NATIONAL ASSET MANAGEMENT, INC. 426 - 2023-12-31 102,203 $1,498,000 -3,127
   AE Wealth Management LLC 1025 *New 2023-12-31 96,348 $1,409,000 96,348
   OPPENHEIMER & CO INC 631 - 2023-12-31 87,075 $1,277,000 9,669
   1607 CAPITAL PARTNERS, LLC 122 - 2023-12-31 74,845 $1,097,000 19,828
   Advisor Group Holdings Inc. 2526 - 2023-12-31 66,587 $976,000 -66,751
   RAYMOND JAMES & ASSOCIATES 2661 - 2023-12-31 51,808 $760,000 398
   JOURNEY STRATEGIC WEALTH LLC 95 - 2023-12-31 38,792 $569,000 5,000
   J.W. COLE ADVISORS INC. 451 - 2023-12-31 38,101 $559,000 15,741
   STIFEL FINANCIAL CORP 2519 - 2023-12-31 36,267 $532,000 10,031
   Nordwand Advisors LLC 34 - 2023-12-31 36,142 $530,000 0
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 2405 - 2023-12-31 33,537 $492,000 15,830
   HIGHTOWER ADVISORS, LLC 2377 - 2023-12-31 29,409 $427,000 -626
   Meteora Capital LLC 148 - 2023-12-31 28,999 $425,000 -71,001
   DAVENPORT & CO LLC - 2023-12-31 24,700 $362,000 -180
   AVIANCE CAPITAL PARTNERS, LLC 243 - 2024-03-31 22,690 $334,000 -399
   Arete Wealth Advisors LLC 546 - 2023-12-31 20,826 $305,000 -73
   BOOTHBAY FUND MANAGEMENT LLC 930 - 2023-12-31 20,836 $305,000 -56,317
   COMMONWEALTH EQUITY SERVICES LLC. 3192 *New 2023-12-31 18,214 $267,000 18,214
   Kingsview Wealth Management LLC 810 - 2023-12-31 18,101 $265,000 195
   ADVISOR PARTNERS II LLC 1052 *New 2023-09-30 18,516 $250,000 18,516
   NOMURA HOLDINGS INC 837 *New 2023-12-31 16,843 $247,000 16,843
   BANK OF NEW YORK MELLON CORP 3861 *New 2023-12-31 10,402 $152,000 10,402
   LM Advisors LLC 212 - 2023-12-31 9,800 $144,000 0
   UBS Group AG 5023 - 2023-12-31 5,818 $85,000 -1,853
   COMERICA BANK 2645 - 2023-12-31 4,200 $62,000 -7,000
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC *New 2023-12-31 4,200 $62,000 4,200
   Geneos Wealth Management Inc. - 2023-12-31 1,500 $22,000 0
   HARBOUR INVESTMENTS INC. 1836 - 2023-12-31 1,500 $22,000 0
   IFP Advisors Inc 1940 - 2023-12-31 1,250 $18,000 0
   BESSEMER GROUP INC 1569 - 2023-12-31 754 $11,000 25
   BancFirst Trust & Investment Management 49 *Closed 2024-03-31 0 $0 -19,377
   Logan Stone Capital LLC 153 *Closed 2023-12-31 0 $0 -27,239
   PROEQUITIES INC. 3700 - 2023-12-31 0 $0 0
   PINEBRIDGE INVESTMENTS LTD 639 *Closed 2023-12-31 0 $0 -21,838
   Atlas Wealth LLC 153 *Closed 2023-12-31 0 $0 -27,228
   WEDBUSH MORGAN SECURITIES INC 1122 *Closed 2023-12-31 0 $0 -12,007
  50 Records found
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