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Get Institutions for : 
Highland Floating Rate Opportunities Fund (HFRO)  
$6.63 0.03 (0.45%) as of 4:30 Mon 5/20


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 99    4
Total shares held : 
 25,496,184  
% of shares held : 
 35.51%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   11  
Amount of shares held : 
 996,067  
% of shares held change : 
   1.39%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $7.91  
Last Quarter's Ending Price : 
 $7.69  
Last Quarter's Average Price : 
 $7.90  
Change from last quarter's     
avg. price to the last closing  : 
1.27 (16.08%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
10
 445,310
 1.75%
 
Increased Positions :
41
 2,101,072
 8.24%
 
Unchanged Positions :
22
 1,853,513
 7.27%
 
Decreased Positions :
26
-495,187
-1.94%
 
Closed Positions :
14
-1,055,128
-4.14%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   MORGAN STANLEY 2391 - 2024-03-31 3,730,094 $26,223,000 -784,261
   THOMAS J. HERZFELD ADVISORS, INC. 3 - 2024-03-31 3,135,798 $22,045,000 111,706
   RAYMOND JAMES & ASSOCIATES 825 - 2024-03-31 2,577,788 $18,122,000 1,522,660
   ROYAL BANK OF CANADA 1279 - 2024-03-31 2,080,068 $14,623,000 236,601
   INVESCO LTD 1679 - 2024-03-31 1,767,880 $12,428,000 533,216
   ENVESTNET ASSET MANAGEMENT INC 1431 - 2024-03-31 1,651,706 $11,611,000 258,448
   LPL FINANCIAL CORP 1421 - 2024-03-31 1,248,120 $8,774,000 -195,230
   Penserra Capital Management LLC 174 - 2024-03-31 1,126,375 $7,918,000 142,042
   HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS L.P. 21 - 2024-03-31 998,511 $7,020,000 80,464
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 30 - 2024-03-31 969,630 $6,816,000 571,830
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 669 - 2024-03-31 828,772 $5,826,000 203,867
   OPPENHEIMER & CO INC 271 - 2024-03-31 697,143 $4,901,000 23,027
   COMMONWEALTH EQUITY SERVICES LLC. 1297 - 2024-03-31 583,309 $4,101,000 5,016
   IHT Wealth Management LLC 140 - 2024-03-31 511,615 $3,597,000 1,985
   BROOKLYN CAPITAL MANAGEMENT LLC 33 - 2024-03-31 467,993 $3,290,000 157,934
   HIGHTOWER ADVISORS, LLC 1207 - 2024-03-31 425,423 $2,975,000 83,356
   Deschutes Portfolio Strategy LLC 9 - 2024-03-31 410,000 $2,882,000 125,000
   Geneos Wealth Management Inc. 195 - 2024-03-31 393,758 $2,768,000 8,583
   CAMELOT PORTFOLIOS, LLC 3 - 2024-03-31 386,453 $2,717,000 -161,600
   NATIONS FINANCIAL GROUP INC /IA/ /ADV 111 - 2024-03-31 374,510 $2,633,000 -6,372
   AMUNDI 1059 - 2024-03-31 367,181 $2,346,000 0
   RSM US WEALTH MANAGEMENT LLC 162 *New 2024-03-31 327,637 $2,303,000 327,637
   Advisor Group Holdings Inc. 1599 - 2024-03-31 316,576 $2,226,000 31,235
   WELLS FARGO & CO/MN 2750 - 2024-03-31 215,437 $1,515,000 -242,606
   BANK OF OKLAHOMA NATIONAL ASSOCIATION / 432 - 2024-03-31 209,437 $1,428,000 4,809
   PARK AVENUE SECURITIES LLC 565 - 2024-03-31 178,349 $1,254,000 27,949
   Alpine Partners VI LLC 71 *New 2024-03-31 151,036 $1,062,000 151,036
   PREVAIL INNOVATIVE WEALTH ADVISORS LLC 89 - 2024-03-31 146,335 $1,029,000 52,256
   Aristides Capital LLC 68 - 2024-03-31 134,616 $946,000 0
   CNH PARTNERS LLC 222 - 2024-03-31 134,122 $943,000 -78,587
   JANNEY MONTGOMERY SCOTT LLC 1694 - 2024-03-31 103,299 $726,000 3,344
   Arete Wealth Advisors LLC 273 - 2024-03-31 91,552 $644,000 3,939
   Baird Financial Group Inc. 1298 - 2024-03-31 91,162 $641,000 20,387
   Qube Research & Technologies Ltd 2084 - 2024-03-31 84,179 $592,000 0
   AEGON USA INVESTMENT MANAGEMENT, LLC 11 - 2024-03-31 74,933 $527,000 74,933
   CREATIVE PLANNING 1820 - 2024-03-31 74,117 $521,000 -31,597
   Arlington Capital Management Inc. 55 - 2024-03-31 70,725 $497,000 70,725
   BB&T CORP 1980 - 2024-03-31 65,808 $463,000 -22,445
   Samalin Investment Counsel LLC 163 - 2024-03-31 63,742 $448,000 12,279
   Wealth Management Solutions LLC 46 - 2023-09-30 51,035 $410,000 225
   KNIGHTSBRIDGE ASSET MANAGEMENT LLC 85 - 2024-03-31 50,559 $389,000 0
   SFI Advisors LLC 48 - 2024-03-31 55,233 $388,000 10,187
   BOOTHBAY FUND MANAGEMENT LLC 877 *New 2024-03-31 55,000 $387,000 55,000
   Kingsview Wealth Management LLC 737 - 2024-03-31 53,475 $376,000 -29,748
   Eschler Asset Management LLP 78 *New 2024-03-31 55,000 $375,000 55,000
   SCOTIA CAPITAL INC. 659 - 2024-03-31 49,362 $347,000 22,566
   Rockefeller Capital Management L.P. 1552 - 2024-03-31 47,883 $337,000 7,020
   Envestnet Portfolio Solutions Inc. 1323 - 2024-03-31 45,841 $322,000 4,860
   Claybrook Capital LLC 109 - 2023-09-30 38,853 $312,000 0
   Atria Wealth Solutions Inc. 1533 - 2024-03-31 43,736 $307,000 4,478
   Marathon Trading Investment Management LLC 123 - 2024-03-31 41,000 $288,000 -1,500
   Edge Financial Advisors LLC 102 - 2024-03-31 40,084 $282,000 0
   NATIONAL ASSET MANAGEMENT, INC. 1097 - 2024-03-31 33,208 $267,000 0
   MidWestOne Financial Group Inc. 265 - 2024-03-31 36,578 $257,000 0
   RAYMOND JAMES TRUST CO 1119 - 2024-03-31 32,662 $230,000 0
   UBS Group AG 4599 - 2024-03-31 32,529 $229,000 3,298
   Integrated Capital Management Inc. 34 - 2024-03-31 32,033 $225,000 9,833
   MELFA WEALTH MANAGEMENT LLC 144 - 2024-03-31 31,895 $224,000 46
   True North Advisors LLC 190 *New 2024-03-31 28,615 $201,000 28,615
   STEPHENS INC /AR/ 1166 - 2024-03-31 28,376 $199,000 -3,710
   CAPTRUST FINANCIAL ADVISORS 1993 - 2024-03-31 27,368 $192,000 -1,381
   Kestra Advisory Services LLC 2268 - 2024-03-31 27,023 $190,000 -706
   Cetera Investment Advisers 1664 - 2024-03-31 26,331 $185,000 -5,088
   MONECO Advisors LLC 397 - 2024-03-31 25,824 $182,000 -1,667
   CALAMOS ADVISORS LLC 549 *New 2024-03-31 25,423 $179,000 25,423
   Private Advisor Group LLC 2144 - 2024-03-31 22,669 $159,000 -2,618
   CSS LLC/IL 384 - 2024-03-31 22,072 $155,000 0
   Keystone Wealth Services LLC 219 - 2024-03-31 18,209 $128,000 483
   Concorde Asset Management LLC 130 *New 2024-03-31 18,100 $127,000 18,100
   One Charles Private Wealth Services LLC 143 - 2024-03-31 17,248 $121,000 0
   CHANNEL WEALTH LLC 175 - 2024-03-31 17,062 $120,000 -443
   Capital Investment Advisory Services LLC 540 - 2024-03-31 16,810 $118,000 3,642
   VERITION FUND MANAGEGMENT LLC 1837 - 2024-03-31 15,000 $105,000 0
   MML INVESTORS SERVICES LLC 2407 - 2024-03-31 14,947 $105,000 -966
   Jackson Wealth Management LLC 89 - 2023-12-31 13,237 $102,000 0
   Catalina Capital Group LLC 289 - 2024-03-31 13,631 $96,000 -4,921
   Beacon Financial Advisory LLC 232 - 2024-03-31 13,702 $96,000 -1,780
   XTX Topco Ltd 1388 *New 2024-03-31 12,567 $88,000 12,567
   Inscription Capital LLC 182 *New 2024-03-31 11,914 $80,000 11,914
   DRW SECURITIES, LLC 250 *New 2024-03-31 10,800 $76,000 10,800
   Ahrens Investment Partners LLC 277 - 2023-03-31 7,500 $66,000 -4,700
   COMERICA BANK 2700 - 2024-03-31 8,227 $58,000 -4,919
   Steward Partners Investment Advisory LLC 2036 - 2024-03-31 8,038 $57,000 -19,441
   Spire Wealth Management 1184 - 2024-03-31 7,758 $55,000 0
   DEUTSCHE BANK AG 3312 *New 2024-03-31 6,479 $46,000 6,479
   Atlantic Trust Group LLC 1824 *New 2024-03-31 4,974 $34,000 4,974
   CREATIVE FINANCIAL DESIGNS INC /ADV 1006 - 2024-03-31 2,363 $17,000 0
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 477 - 2024-03-31 2,344 $16,000 -25
   PRINCIPAL SECURITIES INC. 2131 - 2024-03-31 2,108 $15,000 -2,000
   BESSEMER GROUP INC 1491 - 2024-03-31 2,019 $14,000 479
   ALPHAMARK ADVISORS LLC 487 - 2024-03-31 1,841 $13,000 49
   Byrne Asset Management LLC 275 - 2024-03-31 1,800 $13,000 0
   PNC FINANCIAL SERVICES GROUP INC 3656 *New 2024-03-31 1,600 $11,000 1,600
   BANK OF AMERICA CORP /DE/ 5794 - 2024-03-31 1,401 $10,000 -938
   IFP Advisors Inc 2218 - 2023-12-31 1,051 $8,000 31
   Raleigh Capital Management Inc. 586 - 2024-03-31 1,100 $8,000 0
   Goss Wealth Management LLC 3142 - 2024-03-31 758 $5,000 -53
   JNBA FINANCIAL ADVISORS 539 - 2024-03-31 660 $5,000 18
   Concord Wealth Partners 671 - 2024-03-31 552 $4,000 9
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2865 - 2024-03-31 459 $3,000 0
  100 Records found
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