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Get Institutions for : 
Highland Floating Rate Opportunities Fund (HFRO)  
$6.52 0.07 (1.09%) as of 4:30 Mon 4/29


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 99    4
Total shares held : 
 25,496,184  
% of shares held : 
 35.51%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   11  
Amount of shares held : 
 996,067  
% of shares held change : 
   1.39%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $7.91  
Last Quarter's Ending Price : 
 $7.69  
Last Quarter's Average Price : 
 $7.90  
Change from last quarter's     
avg. price to the last closing  : 
1.38 (17.47%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
10
 445,310
 1.75%
 
Increased Positions :
41
 2,101,072
 8.24%
 
Unchanged Positions :
22
 1,853,513
 7.27%
 
Decreased Positions :
26
-495,187
-1.94%
 
Closed Positions :
14
-1,055,128
-4.14%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   MORGAN STANLEY 2096 - 2023-12-31 4,514,355 $34,715,000 94,511
   THOMAS J. HERZFELD ADVISORS, INC. 2 - 2023-12-31 3,024,092 $23,255,000 152,421
   RAYMOND JAMES & ASSOCIATES 825 - 2024-03-31 2,577,788 $18,122,000 1,522,660
   ROYAL BANK OF CANADA 1266 - 2023-12-31 1,843,467 $14,176,000 -67,698
   LPL FINANCIAL CORP 1179 - 2023-12-31 1,443,350 $11,099,000 -45,223
   ENVESTNET ASSET MANAGEMENT INC 1398 - 2023-12-31 1,393,258 $10,714,000 432,353
   INVESCO LTD 1810 - 2023-12-31 1,234,664 $9,495,000 -20,480
   Penserra Capital Management LLC 110 - 2023-12-31 984,333 $7,569,000 68,125
   HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS L.P. 20 - 2023-12-31 918,047 $7,060,000 0
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 669 - 2024-03-31 828,772 $5,826,000 203,867
   OPPENHEIMER & CO INC 246 - 2023-12-31 674,116 $5,184,000 1,712
   COMMONWEALTH EQUITY SERVICES LLC. 1155 - 2023-12-31 578,293 $4,447,000 41,539
   CAMELOT PORTFOLIOS, LLC - 2023-12-31 548,053 $4,215,000 168,844
   IHT Wealth Management LLC 120 - 2023-12-31 509,630 $3,919,000 10,420
   WELLS FARGO & CO/MN 2131 - 2023-12-31 458,043 $3,522,000 -21,956
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 90 - 2023-12-31 397,800 $3,059,000 118,094
   Geneos Wealth Management Inc. - 2023-12-31 385,175 $2,962,000 -21,128
   NATIONS FINANCIAL GROUP INC /IA/ /ADV 111 - 2024-03-31 374,510 $2,633,000 -6,372
   HIGHTOWER ADVISORS, LLC 1269 - 2023-12-31 342,067 $2,618,000 17,190
   AMUNDI 1069 - 2023-12-31 367,181 $2,567,000 0
   BROOKLYN CAPITAL MANAGEMENT LLC 43 - 2023-12-31 310,059 $2,384,000 -41,864
   Advisor Group Holdings Inc. 1790 - 2023-12-31 285,341 $2,194,000 -134,334
   Deschutes Portfolio Strategy LLC 15 - 2023-12-31 285,000 $2,192,000 115,000
   CNH PARTNERS LLC 203 - 2023-12-31 212,709 $1,636,000 22,181
   BANK OF OKLAHOMA NATIONAL ASSOCIATION / 390 - 2023-12-31 204,628 $1,574,000 0
   PARK AVENUE SECURITIES LLC 565 - 2024-03-31 178,349 $1,254,000 27,949
   Aristides Capital LLC 53 - 2023-12-31 134,616 $1,035,000 -30,000
   ICON ADVISERS INC/CO 145 - 2023-12-31 128,733 $990,000 -43,700
   Marks Group Wealth Management Inc 174 - 2023-12-31 118,805 $914,000 0
   CREATIVE PLANNING 1351 *New 2023-12-31 105,714 $813,000 105,714
   JANNEY MONTGOMERY SCOTT LLC 1594 - 2023-12-31 99,955 $769,000 3,395
   PREVAIL INNOVATIVE WEALTH ADVISORS LLC 83 - 2023-12-31 94,079 $723,000 35,891
   BB&T CORP 1772 - 2023-12-31 88,253 $679,000 -2,945
   Arete Wealth Advisors LLC 331 - 2023-12-31 87,613 $674,000 -6,947
   Qube Research & Technologies Ltd 1837 - 2023-12-31 84,179 $647,000 0
   Kingsview Wealth Management LLC 587 - 2023-12-31 83,223 $640,000 -2,914
   Baird Financial Group Inc. 1323 - 2023-12-31 70,775 $544,000 2,361
   Arlington Capital Management Inc. 55 - 2024-03-31 70,725 $497,000 70,725
   Wealth Management Solutions LLC 46 - 2023-09-30 51,035 $410,000 225
   Samalin Investment Counsel LLC 174 - 2023-12-31 51,463 $396,000 18,512
   KNIGHTSBRIDGE ASSET MANAGEMENT LLC 85 - 2023-12-31 50,559 $389,000 1,485
   SFI Advisors LLC 56 - 2023-12-31 45,046 $346,000 18,706
   Marathon Trading Investment Management LLC 95 *New 2023-12-31 42,500 $327,000 42,500
   Envestnet Portfolio Solutions Inc. 1271 - 2023-12-31 40,981 $315,000 10,033
   Rockefeller Capital Management L.P. 1450 - 2023-12-31 40,863 $314,000 -4,041
   Claybrook Capital LLC 109 - 2023-09-30 38,853 $312,000 0
   Lido Advisors LLC 899 *New 2023-12-31 40,318 $310,000 40,318
   Atria Wealth Solutions Inc. 1478 - 2023-12-31 39,258 $302,000 12,933
   Edge Financial Advisors LLC 102 - 2024-03-31 40,084 $282,000 0
   MidWestOne Financial Group Inc. 248 - 2023-12-31 36,578 $281,000 36,578
   NATIONAL ASSET MANAGEMENT, INC. 1124 - 2023-12-31 33,208 $255,000 0
   STEPHENS INC /AR/ 1006 - 2023-12-31 32,086 $247,000 0
   Cetera Investment Advisers 1908 - 2023-12-31 31,419 $242,000 -5,891
   H D Vest Advisory Services 1347 - 2023-12-31 31,355 $241,000 173
   RAYMOND JAMES TRUST CO 1119 - 2024-03-31 32,662 $230,000 0
   Integrated Capital Management Inc. 34 - 2024-03-31 32,033 $225,000 9,833
   UBS Group AG 4498 - 2023-12-31 29,231 $225,000 -339
   MELFA WEALTH MANAGEMENT LLC 144 - 2024-03-31 31,895 $224,000 46
   CAPTRUST FINANCIAL ADVISORS 2313 - 2023-12-31 28,749 $221,000 -5,852
   Kestra Advisory Services LLC 2055 - 2023-12-31 27,729 $213,000 2,579
   Steward Partners Investment Advisory LLC 1353 - 2023-12-31 27,479 $211,000 2,488
   SCOTIA CAPITAL INC. 734 - 2023-12-31 26,796 $206,000 -9,526
   True North Advisors LLC 190 *New 2024-03-31 28,615 $201,000 28,615
   JANE STREET GROUP LLC 4773 - 2023-12-31 25,166 $194,000 -3,732
   Private Advisor Group LLC 2040 - 2023-12-31 25,287 $194,000 4,424
   MONECO Advisors LLC 397 - 2024-03-31 25,824 $182,000 -1,667
   CSS LLC/IL 346 - 2023-12-31 22,072 $170,000 0
   CTC ALTERNATIVE STRATEGIES, LTD. 64 *New 2023-12-31 17,624 $136,000 17,624
   One Charles Private Wealth Services LLC 137 - 2023-12-31 17,248 $133,000 0
   Cresset Asset Management LLC 1711 - 2023-12-31 17,000 $131,000 0
   Keystone Wealth Services LLC 219 - 2024-03-31 18,209 $128,000 483
   MML INVESTORS SERVICES LLC 2360 - 2023-12-31 15,913 $122,000 -65
   CHANNEL WEALTH LLC 175 - 2024-03-31 17,062 $120,000 -443
   Beacon Financial Advisory LLC - 2023-12-31 15,482 $119,000 410
   Capital Investment Advisory Services LLC 540 - 2024-03-31 16,810 $118,000 3,642
   VERITION FUND MANAGEGMENT LLC 1547 - 2023-12-31 15,000 $115,000 0
   PEKIN SINGER STRAUSS ASSET MANAGEMENT 286 - 2023-12-31 14,602 $112,000 -3,331
   Jackson Wealth Management LLC 89 - 2023-12-31 13,237 $102,000 0
   COMERICA BANK 2483 - 2023-12-31 13,146 $101,000 -802
   NOMURA HOLDINGS INC 971 *New 2023-12-31 10,950 $84,000 10,950
   CITADEL ADVISORS LLC 4755 - 2023-12-31 10,988 $84,000 -1,755
   Inscription Capital LLC 182 *New 2024-03-31 11,914 $80,000 11,914
   Ahrens Investment Partners LLC 277 - 2023-03-31 7,500 $66,000 -4,700
   Spire Wealth Management 1184 - 2024-03-31 7,758 $55,000 0
   US BANCORP 2816 *New 2023-12-31 4,403 $34,000 4,403
   PRINCIPAL SECURITIES INC. 1667 - 2023-12-31 4,108 $32,000 0
   ADVISORY SERVICES NETWORK, LLC 2477 *New 2023-12-31 2,589 $20,000 2,589
   CREATIVE FINANCIAL DESIGNS INC /ADV 937 - 2023-12-31 2,363 $18,000 0
   BANK OF AMERICA CORP /DE/ 5674 - 2023-12-31 2,339 $18,000 0
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 477 - 2024-03-31 2,344 $16,000 -25
   ALPHAMARK ADVISORS LLC 487 - 2024-03-31 1,841 $13,000 49
   Byrne Asset Management LLC 275 - 2024-03-31 1,800 $13,000 0
   BESSEMER GROUP INC 1547 - 2023-12-31 1,540 $12,000 50
   IFP Advisors Inc 2218 - 2023-12-31 1,051 $8,000 31
   Raleigh Capital Management Inc. 638 - 2023-12-31 1,100 $8,000 500
   Goss Wealth Management LLC 3025 - 2023-12-31 811 $6,000 804
   JNBA FINANCIAL ADVISORS 539 - 2024-03-31 660 $5,000 18
   Concord Wealth Partners 655 - 2023-12-31 543 $4,000 16
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2832 - 2023-12-31 459 $4,000 -1,020
   Sound Income Strategies LLC 1000 - 2024-03-31 382 $3,000 0
  100 Records found
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