Sign in:
 Email
 Password  save:
  
 Company Reports 
 
 
Membership is free, please Sign Up.
  
My Recent Searches
  Help
  
   
 
 
Get Institutions for : 
Highland Floating Rate Opportunities Fund (HFRO)  
$6.63 0.03 (0.45%) as of 4:30 Mon 5/20


Download
     
Institutional Holders
Viewing Quarter :
  
Total Institutions: 99    4
Total shares held : 
 25,496,184  
% of shares held : 
 35.51%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   11  
Amount of shares held : 
 996,067  
% of shares held change : 
   1.39%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $7.91  
Last Quarter's Ending Price : 
 $7.69  
Last Quarter's Average Price : 
 $7.90  
Change from last quarter's     
avg. price to the last closing  : 
1.27 (16.08%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
10
 445,310
 1.75%
 
Increased Positions :
41
 2,101,072
 8.24%
 
Unchanged Positions :
22
 1,853,513
 7.27%
 
Decreased Positions :
26
-495,187
-1.94%
 
Closed Positions :
14
-1,055,128
-4.14%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   THOMAS J. HERZFELD ADVISORS, INC. 3 - 2024-03-31 3,135,798 $22,045,000 111,706
   RAYMOND JAMES & ASSOCIATES 825 - 2024-03-31 2,577,788 $18,122,000 1,522,660
   ROYAL BANK OF CANADA 1279 - 2024-03-31 2,080,068 $14,623,000 236,601
   INVESCO LTD 1679 - 2024-03-31 1,767,880 $12,428,000 533,216
   ENVESTNET ASSET MANAGEMENT INC 1431 - 2024-03-31 1,651,706 $11,611,000 258,448
   Penserra Capital Management LLC 174 - 2024-03-31 1,126,375 $7,918,000 142,042
   HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS L.P. 21 - 2024-03-31 998,511 $7,020,000 80,464
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 30 - 2024-03-31 969,630 $6,816,000 571,830
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 669 - 2024-03-31 828,772 $5,826,000 203,867
   OPPENHEIMER & CO INC 271 - 2024-03-31 697,143 $4,901,000 23,027
   COMMONWEALTH EQUITY SERVICES LLC. 1297 - 2024-03-31 583,309 $4,101,000 5,016
   IHT Wealth Management LLC 140 - 2024-03-31 511,615 $3,597,000 1,985
   BROOKLYN CAPITAL MANAGEMENT LLC 33 - 2024-03-31 467,993 $3,290,000 157,934
   HIGHTOWER ADVISORS, LLC 1207 - 2024-03-31 425,423 $2,975,000 83,356
   Deschutes Portfolio Strategy LLC 9 - 2024-03-31 410,000 $2,882,000 125,000
   Geneos Wealth Management Inc. 195 - 2024-03-31 393,758 $2,768,000 8,583
   Advisor Group Holdings Inc. 1599 - 2024-03-31 316,576 $2,226,000 31,235
   BANK OF OKLAHOMA NATIONAL ASSOCIATION / 432 - 2024-03-31 209,437 $1,428,000 4,809
   PARK AVENUE SECURITIES LLC 565 - 2024-03-31 178,349 $1,254,000 27,949
   PREVAIL INNOVATIVE WEALTH ADVISORS LLC 89 - 2024-03-31 146,335 $1,029,000 52,256
   JANNEY MONTGOMERY SCOTT LLC 1694 - 2024-03-31 103,299 $726,000 3,344
   Arete Wealth Advisors LLC 273 - 2024-03-31 91,552 $644,000 3,939
   Baird Financial Group Inc. 1298 - 2024-03-31 91,162 $641,000 20,387
   AEGON USA INVESTMENT MANAGEMENT, LLC 11 - 2024-03-31 74,933 $527,000 74,933
   Arlington Capital Management Inc. 55 - 2024-03-31 70,725 $497,000 70,725
   Samalin Investment Counsel LLC 163 - 2024-03-31 63,742 $448,000 12,279
   Wealth Management Solutions LLC 46 - 2023-09-30 51,035 $410,000 225
   SFI Advisors LLC 48 - 2024-03-31 55,233 $388,000 10,187
   SCOTIA CAPITAL INC. 659 - 2024-03-31 49,362 $347,000 22,566
   Rockefeller Capital Management L.P. 1552 - 2024-03-31 47,883 $337,000 7,020
   Envestnet Portfolio Solutions Inc. 1323 - 2024-03-31 45,841 $322,000 4,860
   Atria Wealth Solutions Inc. 1533 - 2024-03-31 43,736 $307,000 4,478
   UBS Group AG 4599 - 2024-03-31 32,529 $229,000 3,298
   Integrated Capital Management Inc. 34 - 2024-03-31 32,033 $225,000 9,833
   MELFA WEALTH MANAGEMENT LLC 144 - 2024-03-31 31,895 $224,000 46
   Keystone Wealth Services LLC 219 - 2024-03-31 18,209 $128,000 483
   Capital Investment Advisory Services LLC 540 - 2024-03-31 16,810 $118,000 3,642
   BESSEMER GROUP INC 1491 - 2024-03-31 2,019 $14,000 479
   ALPHAMARK ADVISORS LLC 487 - 2024-03-31 1,841 $13,000 49
   IFP Advisors Inc 2218 - 2023-12-31 1,051 $8,000 31
   JNBA FINANCIAL ADVISORS 539 - 2024-03-31 660 $5,000 18
   Concord Wealth Partners 671 - 2024-03-31 552 $4,000 9
  42 Records found
  1    
  Page 1 of 1
Free Registration Required For Full Results

  
    
    Copyright © 2024 j3sg.com | Disclaimer & Terms of use          Products & Service  About Us  Contact Us