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Get Institutions for : 
Highland Global Allocation Fund (HGLB)  
$7.49 0.06 (0.81%) as of 4:30 Fri 5/17


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 40    1
Total shares held : 
5,206,980  
% of shares held : 
57.86%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  11  
Amount of shares held : 
-182,592  
% of shares held change : 
  -2.03%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$7.91  
Last Quarter's Ending Price : 
$7.86  
Last Quarter's Average Price
$7.77  
Change from last quarter's     
avg. price to the last closing  : 
0.28 (3.6%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
4
 275,128
 5.28%
 
Increased Positions :
17
 1,124,151
 21.59%
 
Unchanged Positions :
12
 250,924
 4.82%
 
Decreased Positions :
7
-351,888
-6.76%
 
Closed Positions :
3
-1,229,983
-23.62%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   RAYMOND JAMES & ASSOCIATES 971 - 2024-03-31 1,814,006 $13,895,000 726,647
   MORGAN STANLEY 3653 - 2024-03-31 820,873 $6,288,000 -5,603
   SHAKER FINANCIAL SERVICES, LLC 20 - 2024-03-31 455,967 $3,493,000 31,050
   LPL FINANCIAL CORP 2181 - 2024-03-31 377,840 $2,894,000 18,494
   Deschutes Portfolio Strategy LLC 13 - 2024-03-31 340,000 $2,604,000 51,000
   Advisor Group Holdings Inc. 1571 - 2024-03-31 306,758 $2,350,000 -20,297
   CNH PARTNERS LLC 173 - 2024-03-31 266,799 $2,044,000 344
   Quantedge Capital Pte Ltd 46 - 2024-03-31 214,667 $1,644,000 23,384
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 215 - 2024-03-31 195,343 $1,496,000 -56,736
   Sovereign Financial Group Inc. 59 - 2024-03-31 164,770 $1,262,000 9,658
   Private Advisor Group LLC 1218 - 2024-03-31 113,250 $867,000 587
   HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS L.P. 48 - 2024-03-31 86,246 $661,000 0
   BANK OF OKLAHOMA NATIONAL ASSOCIATION / 548 - 2024-03-31 82,753 $628,000 3,034
   UBS Group AG 4032 - 2024-03-31 69,908 $535,000 -6,379
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2238 - 2024-03-31 67,249 $515,000 -1,254
   Capital Investment Advisors LLC 408 - 2024-03-31 57,150 $438,000 2,000
   ENVESTNET ASSET MANAGEMENT INC 3659 - 2024-03-31 41,935 $321,000 3,938
   PRINCIPAL SECURITIES INC. 866 - 2024-03-31 38,125 $292,000 3,938
   ROYAL BANK OF CANADA 3960 - 2024-03-31 32,610 $250,000 0
   OPPENHEIMER & CO INC 1283 - 2024-03-31 30,400 $233,000 -15,500
   EAGLE ROCK INVESTMENT COMPANY LLC 132 *New 2024-03-31 30,000 $230,000 30,000
   Retirement Group LLC 105 - 2024-03-31 6,395 $223,000 175
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 4560 *New 2024-03-31 24,152 $185,000 24,152
   MULTIFINANCIAL SECURITIES CORP 2239 - 2024-03-31 22,304 $171,000 500
   Advisor Resource Council 216 - 2024-03-31 17,653 $139,000 -232,706
   WEDBUSH MORGAN SECURITIES INC 1163 - 2024-03-31 15,908 $122,000 1,040
   HARTLINE INVESTMENT CORP/ 389 *New 2024-03-31 15,201 $116,000 15,201
   Bay Colony Advisory Group Inc d/b/a Bay Colony Adv 389 - 2024-03-31 15,201 $116,000 372
   COMMONWEALTH EQUITY SERVICES LLC. 3745 - 2024-03-31 12,780 $98,000 660
   HIGHTOWER ADVISORS, LLC 3099 - 2024-03-31 13,123 $90,000 -2,715
   BAYSTATE WEALTH MANAGEMENT LLC 391 *New 2023-12-31 6,162 $48,000 6,162
   PNC FINANCIAL SERVICES GROUP INC 3657 - 2024-03-31 1,410 $11,000 0
   BANK OF AMERICA CORP /DE/ 5795 - 2024-03-31 1,313 $10,000 464
   WELLS FARGO & CO/MN 5190 - 2024-03-31 1,033 $8,000 -3,856
   BESSEMER GROUP INC 1819 - 2024-03-31 353 $3,000 -14
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2864 - 2024-03-31 340 $3,000 0
   CWM LLC 3817 - 2024-03-31 377 $3,000 0
   INSTITUTIONAL & FAMILY ASSET MANAGEMENT LLC 614 - 2024-03-31 141 $1,000 0
   Geneos Wealth Management Inc. 2159 *Closed 2024-03-31 0 $0 -2,500
   Moors & Cabot Inc. 907 *Closed 2024-03-31 0 $0 -10,000
   PROEQUITIES INC. 8198 - 2024-03-31 0 $0 0
   ADVISORY SERVICES NETWORK, LLC 3574 *Closed 2024-03-31 0 $0 -6,487
   BB&T CORP 2737 *Closed 2024-03-31 0 $0 -29,076

  43 Records found
  1    
  Page 1 of 1
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