Sign in:
Email
 Password  save:
  
 Company Reports 
 
   
My Recent Searches
  Help
 
   
 
 
Get Institutions for : 
Highland Global Allocation Fund (HGLB)  
$7.28 0.01 (0.14%) as of 4:30 Tue 5/7


Download
     
Institutional Holders
Viewing Quarter :
  
Total Institutions: 40    1
Total shares held : 
5,206,980  
% of shares held : 
57.86%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  11  
Amount of shares held : 
-182,592  
% of shares held change : 
  -2.03%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$7.91  
Last Quarter's Ending Price : 
$7.86  
Last Quarter's Average Price
$7.77  
Change from last quarter's     
avg. price to the last closing  : 
0.49 (6.31%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
4
 275,128
 5.28%
 
Increased Positions :
17
 1,124,151
 21.59%
 
Unchanged Positions :
12
 250,924
 4.82%
 
Decreased Positions :
7
-351,888
-6.76%
 
Closed Positions :
3
-1,229,983
-23.62%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results



            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   RAYMOND JAMES & ASSOCIATES 971 - 2024-03-31 1,814,006 $13,895,000 726,647
   MORGAN STANLEY 3646 - 2023-12-31 826,476 $6,496,000 1,844
   SHAKER FINANCIAL SERVICES, LLC 21 - 2023-12-31 424,917 $3,340,000 22,072
   LPL FINANCIAL CORP 2100 - 2023-12-31 359,346 $2,824,000 6,189
   Deschutes Portfolio Strategy LLC - 2024-03-31 340,000 $2,604,000 51,000
   Advisor Group Holdings Inc. 1667 - 2023-12-31 327,055 $2,571,000 -335,308
   CNH PARTNERS LLC 179 - 2023-12-31 266,455 $2,094,000 87,180
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 128 - 2023-12-31 252,079 $1,981,000 182,826
   Quantedge Capital Pte Ltd 39 - 2023-12-31 191,283 $1,503,000 24,500
   Sovereign Financial Group Inc. 59 - 2024-03-31 164,770 $1,262,000 9,658
   Private Advisor Group LLC - 2024-03-31 113,250 $867,000 587
   HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS L.P. 37 - 2023-12-31 86,246 $678,000 0
   BANK OF OKLAHOMA NATIONAL ASSOCIATION / 522 - 2023-12-31 79,719 $627,000 0
   UBS Group AG 3803 - 2023-12-31 76,287 $600,000 17,296
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2238 - 2024-03-31 67,249 $515,000 -1,254
   Capital Investment Advisors LLC 408 - 2024-03-31 57,150 $438,000 2,000
   OPPENHEIMER & CO INC 1074 - 2023-12-31 45,900 $361,000 2,400
   ENVESTNET ASSET MANAGEMENT INC 3600 - 2023-12-31 37,997 $299,000 4,453
   PRINCIPAL SECURITIES INC. 824 - 2023-12-31 34,187 $269,000 0
   ROYAL BANK OF CANADA 4257 - 2023-12-31 32,610 $256,000 -2,781
   EAGLE ROCK INVESTMENT COMPANY LLC 132 *New 2024-03-31 30,000 $230,000 30,000
   BB&T CORP 2395 - 2023-12-31 29,076 $229,000 0
   Retirement Group LLC - 2024-03-31 6,395 $223,000 175
   MULTIFINANCIAL SECURITIES CORP 1661 - 2023-12-31 21,804 $171,000 2,985
   Advisor Resource Council 216 - 2024-03-31 17,653 $139,000 -232,706
   WEDBUSH MORGAN SECURITIES INC 1026 - 2023-12-31 14,868 $117,000 -1,643
   HARTLINE INVESTMENT CORP/ 389 *New 2024-03-31 15,201 $116,000 15,201
   Bay Colony Advisory Group Inc d/b/a Bay Colony Adv - 2024-03-31 15,201 $116,000 372
   HIGHTOWER ADVISORS, LLC 3085 - 2023-12-31 15,838 $113,000 -9,115
   COMMONWEALTH EQUITY SERVICES LLC. 3745 - 2024-03-31 12,780 $98,000 660
   Moors & Cabot Inc. 808 - 2023-12-31 10,000 $79,000 0
   ADVISORY SERVICES NETWORK, LLC 1971 *New 2023-12-31 6,487 $51,000 6,487
   BAYSTATE WEALTH MANAGEMENT LLC 391 *New 2023-12-31 6,162 $48,000 6,162
   WELLS FARGO & CO/MN 4731 - 2023-12-31 4,889 $38,000 3,787
   PNC FINANCIAL SERVICES GROUP INC 3624 - 2023-12-31 1,410 $11,000 0
   BANK OF AMERICA CORP /DE/ 5791 - 2023-12-31 849 $7,000 0
   CWM LLC 3817 - 2024-03-31 377 $3,000 0
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2892 - 2023-12-31 340 $3,000 0
   BESSEMER GROUP INC 1966 - 2023-12-31 367 $3,000 -201
   INSTITUTIONAL & FAMILY ASSET MANAGEMENT LLC 647 - 2023-12-31 141 $1,000 -115
   Atlas Wealth LLC 88 *Closed 2023-12-31 0 $0 -1,213,637
   Geneos Wealth Management Inc. *Closed 2024-03-31 0 $0 -2,500
   CITADEL ADVISORS LLC 6077 *Closed 2023-12-31 0 $0 -15,946
   PROEQUITIES INC. - 2024-03-31 0 $0 0

  44 Records found
  1    
  Page 1 of 1
Free Registration Required For Full Results