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Get Institutions for : 
Horizon Technology Finance Corp (HRZN)  
$11.80 0.08 (0.68%) as of 4:30 Thu 5/9


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 53    5
Total shares held : 
 1,601,328  
% of shares held : 
 8.72%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   4  
Amount of shares held : 
 -139,046  
% of shares held change : 
   -0.76%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $11.79  
Last Quarter's Ending Price : 
 $13.17  
Last Quarter's Average Price : 
 $12.23  
Change from last quarter's     
avg. price to the last closing  : 
0.43 (3.52%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
12
 100,071
 6.25%
 
Increased Positions :
15
 249,207
 15.56%
 
Unchanged Positions :
10
 48,494
 3.03%
 
Decreased Positions :
16
-399,955
-24.98%
 
Closed Positions :
7
-88,369
-5.52%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   LEGAL & GENERAL GROUP PLC 1722 - 2023-12-31 248,429 $3,273,000 138,792
   Green Alpha Advisors LLC 8 - 2024-03-31 228,943 $2,603,000 29,956
   Connecticut Wealth Management LLC *New 2024-03-31 210,424 $2,393,000 210,424
   FIXED INCOME SECURITIES INC 577 - 2023-12-31 127,939 $1,685,000 -85,091
   Global Assets Advisory LLC 178 *New 2024-03-31 17,669 $1,565,000 17,669
   EQIS CAPITAL MANAGEMENT, INC. 155 - 2023-12-31 116,206 $1,530,000 -5,472
   BLACKROCK INC. 3827 - 2023-12-31 114,659 $1,510,000 2,647
   LPL FINANCIAL CORP 2924 - 2023-12-31 83,201 $1,096,000 30,308
   TWO SIGMA INVESTMENTS LLC 2064 - 2023-12-31 61,888 $815,000 61,888
   MORGAN STANLEY 4908 - 2023-12-31 59,691 $786,000 -158,207
   PNC FINANCIAL SERVICES GROUP INC 1271 - 2023-12-31 58,328 $768,000 -5,232
   ETF Store Inc. - 2024-03-31 48,806 $555,000 1,158
   Virtus ETF Advisers LLC 131 - 2023-12-31 40,782 $537,000 -17,053
   Advisor Group Holdings Inc. 3136 - 2023-12-31 38,932 $513,000 -12,419
   ROYAL BANK OF CANADA 3676 - 2023-12-31 36,819 $485,000 887
   PATHSTONE FAMILY OFFICE, LLC 1152 - 2023-09-30 33,014 $396,000 540
   Pathstone Holdings LLC 1665 - 2023-12-31 28,936 $384,000 0
   D E SHAW & CO INC 2332 *New 2023-12-31 28,461 $375,000 28,461
   GREAT WEST LIFE ASSURANCE CO /CAN/ 1767 - 2023-12-31 27,409 $359,000 -3,739
   UBS Group AG 4283 - 2023-12-31 23,254 $306,000 1,043
   ENVESTNET ASSET MANAGEMENT INC 3647 - 2023-12-31 20,468 $270,000 -7,553
   COMMONWEALTH EQUITY SERVICES LLC. 3366 - 2024-03-31 22,663 $258,000 -1,404
   WELLS FARGO & CO/MN 3837 - 2023-12-31 16,644 $219,000 -25,507
   Cetera Investment Advisers 2039 - 2023-12-31 14,948 $197,000 1,546
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 3007 - 2024-03-31 17,245 $196,000 78
   NIA IMPACT ADVISORS LLC 50 - 2023-06-30 15,907 $195,000 -342
   WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 503 - 2023-12-31 14,000 $184,000 0
   Kovack Advisors Inc. 446 - 2024-03-31 14,540 $165,000 466
   Astoria Portfolio Advisors LLC. 184 - 2024-03-31 14,605 $164,000 -2,318
   VERITION FUND MANAGEGMENT LLC 1516 *New 2023-12-31 11,700 $154,000 11,700
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 5034 *New 2023-12-31 11,410 $150,000 11,410
   Sheaff Brock Investment Advisors LLC 434 *New 2023-12-31 10,205 $134,000 10,205
   CPR Investments Inc. 47 - 2024-03-31 11,432 $130,000 -3,387
   CAPSTONE INVESTMENT ADVISORS LLC 1105 - 2024-03-31 10,900 $124,000 900
   Steward Partners Investment Advisory LLC 1659 - 2023-12-31 8,142 $107,000 240
   CITADEL ADVISORS LLC 4728 *New 2023-12-31 6,727 $89,000 6,727
   QUANTBOT TECHNOLOGIES LLC 1255 - 2023-12-31 5,712 $75,000 2,656
   CREATIVE FINANCIAL DESIGNS INC /ADV - 2024-03-31 6,600 $75,000 -12,781
   BDO Wealth Advisors LLC 388 - 2023-06-30 5,500 $66,000 0
   Cape Investment Advisory Inc. 332 *New 2023-12-31 4,278 $56,000 4,278
   Creekmur Asset Management LLC - 2023-12-31 3,920 $52,000 0
   Financial Gravity Wealth Inc. 324 - 2023-12-31 3,031 $33,000 0
   PIN OAK INVESTMENT ADVISORS INC 239 - 2023-12-31 1,903 $25,000 0
   BANK OF AMERICA CORP /DE/ 5660 - 2023-12-31 1,432 $19,000 -1,238
   SIMPLEX TRADING LLC 1736 - 2024-03-31 1,495 $16,000 1,495
   Nelson Van Denburg & Campbell Wealth Management Gr - 2024-03-31 1,287 $15,000 0
   US BANCORP 3419 - 2023-12-31 450 $6,000 0
   J P MORGAN CHASE & CO 5254 *New 2023-12-31 294 $4,000 294
   HANSON MCCLAIN, INC. 2601 - 2024-03-31 276 $3,000 7
   Qube Research & Technologies Ltd 3381 - 2023-12-31 131 $2,000 -1,290
   PRINCIPAL SECURITIES INC. 2809 - 2023-12-31 120 $2,000 0
   TOWER RESEARCH CAPITAL LLC 5421 *New 2023-12-31 61 $1,000 61
   Spire Wealth Management 2253 - 2024-03-31 100 $1,000 50
   Sound Income Strategies LLC 1210 - 2024-03-31 50 $1,000 0
   Pineridge Advisors LLC - 2023-12-31 79 $1,000 0
   FMR LLC 4706 - 2023-12-31 2 $0 0
   Quadrature Capital LTD 1153 *Closed 2023-12-31 0 $0 -43,531
   NORTHERN TRUST CORP 4503 *Closed 2023-12-31 0 $0 -10,855
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3416 *New 2023-12-31 3 $0 3
   ADVISORY SERVICES NETWORK, LLC 3761 *New 2023-12-31 9 $0 9
   Terrapin Asset Management LLC 54 *Closed 2023-09-30 0 $0 -10,000
   PROEQUITIES INC. - 2024-03-31 0 $0 0
   Jump Financial LLC 2251 *Closed 2023-12-31 0 $0 -14,703
   Caption Management LLC 602 *Closed 2023-12-31 0 $0 -2,403
   Parisi Gray Wealth Management 110 *Closed 2024-03-31 0 $0 -10,000
   VitalStone Financial LLC 596 - 2023-12-31 2 $0 0
  66 Records found
  1    
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