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Get Institutions for : 
Hercules Technology Growth Capital Inc (HTGC)  
$18.25 0.26 (1.45%) as of 4:30 Thu 4/18


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 267    7
Total shares held : 
 30,975,023  
% of shares held : 
 27.02%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   57  
Amount of shares held : 
 2,044,723  
% of shares held change : 
   1.78%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $16.09  
Last Quarter's Ending Price : 
 $16.67  
Last Quarter's Average Price : 
 $15.82  
Change from last quarter's     
avg. price to the last closing  : 
2.43 (15.36%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
30
 738,506
 2.38%
 
Increased Positions :
109
 3,089,549
 9.97%
 
Unchanged Positions :
69
 2,346,438
 7.58%
 
Decreased Positions :
59
-1,234,347
-3.98%
 
Closed Positions :
23
-548,985
-1.77%
 
Guru Positions :
2
16,045
 0.05%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   Sound Income Strategies LLC 1 - 2023-12-31 2,580,372 $43,015,000 59,263
   VAN ECK ASSOCIATES CORP 166 - 2023-12-31 2,414,747 $40,254,000 381,318
   MARSHALL WACE LLP 306 - 2023-12-31 1,813,922 $30,238,000 598,102
   LEGAL & GENERAL GROUP PLC 857 - 2023-12-31 1,170,501 $19,518,000 138,160
   MORGAN STANLEY 2828 - 2023-12-31 1,023,878 $17,068,000 -61,820
   ADVISORS CAPITAL MANAGEMENT LLC 102 - 2023-12-31 929,499 $15,495,000 -76,810
   RAYMOND JAMES & ASSOCIATES 898 - 2023-12-31 857,677 $14,297,000 -32,488
   Melia Wealth LLC 8 - 2024-03-31 691,540 $12,759,000 36,325
   ROYAL BANK OF CANADA 1346 - 2023-12-31 728,710 $12,147,000 197,611
   Global Assets Advisory LLC 44 - 2024-03-31 221,051 $12,139,000 210,112
   TWO SIGMA ADVISERS, LLC 464 - 2023-12-31 718,600 $11,979,000 -32,900
   GILMAN HILL ASSET MANAGEMENT, LLC 8 - 2024-03-31 600,184 $11,073,000 -9,139
   BLACKROCK INC. 3243 - 2023-12-31 642,008 $10,702,000 3,504
   J P MORGAN CHASE & CO 2028 - 2023-12-31 601,035 $10,019,000 11,008
   LPL FINANCIAL CORP 1268 - 2023-12-31 581,387 $9,692,000 54,297
   S&T BANK/PA 26 - 2023-12-31 575,396 $9,592,000 -28,796
   WELLS FARGO & CO/MN 1597 - 2023-12-31 513,338 $8,557,000 -23,288
   CONFLUENCE INVESTMENT MANAGEMENT LLC 110 - 2024-03-31 376,673 $6,950,000 -10,517
   TWO SIGMA INVESTMENTS LLC 755 - 2023-12-31 395,353 $6,591,000 -98,838
   Muzinich & Co. Inc. 8 - 2023-12-31 378,292 $6,306,000 6,914
   Border to Coast Pensions Partnership Ltd 77 - 2023-12-31 374,837 $6,249,000 0
   STIFEL FINANCIAL CORP 990 - 2023-12-31 373,641 $6,229,000 -9,087
   SUMITOMO MITSUI TRUST HOLDINGS, INC. 804 - 2023-12-31 371,063 $6,186,000 12,222
   FIXED INCOME SECURITIES INC 197 - 2023-12-31 367,364 $6,124,000 -53,607
   MCKINLEY CAPITAL MANAGEMENT INC /AK 46 - 2023-12-31 352,453 $5,875,000 3,461
   TECTONIC ADVISORS LLC 40 - 2023-12-31 324,792 $5,414,000 26,808
   MILLER HOWARD INVESTMENTS INC /NY 90 - 2024-03-31 270,000 $4,982,000 0
   PNC FINANCIAL SERVICES GROUP INC 649 - 2023-12-31 296,636 $4,945,000 5,367
   Atria Wealth Solutions Inc. 326 - 2023-12-31 284,173 $4,737,000 -13,456
   JANNEY MONTGOMERY SCOTT LLC 748 - 2023-12-31 282,596 $4,711,000 -27,983
   Capital Advisory Group Advisory Services LLC 6 - 2023-12-31 279,103 $4,653,000 178
   COMMONWEALTH EQUITY SERVICES LLC. 1163 - 2023-12-31 262,538 $4,377,000 1,278
   GOLDMAN SACHS GROUP INC/ 2687 - 2023-12-31 245,444 $4,092,000 203,914
   CENTAURUS FINANCIAL INC. 76 - 2023-12-31 244,588 $4,077,000 -88,163
   D E SHAW & CO INC 1202 - 2023-12-31 240,996 $4,017,000 95,888
   CITADEL ADVISORS LLC 1761 - 2023-12-31 231,459 $3,858,000 161,891
   DAVIDSON D A & CO 341 - 2023-12-31 221,994 $3,701,000 18,473
   Financial Advisory Service Inc. - 2023-12-31 218,696 $3,646,000 -3,450
   PUTNAM INVESTMENTS LLC 470 - 2023-12-31 215,071 $3,585,000 44,043
   ALLIANCEBERNSTEIN L.P. 1639 - 2023-12-31 211,404 $3,524,000 0
   AMERIPRISE FINANCIAL INC 2539 - 2023-12-31 197,332 $3,290,000 -11,332
   UBS Group AG 2511 - 2023-12-31 171,399 $2,857,000 -105,474
   Hennion & Walsh Asset Management Inc. 179 - 2023-12-31 171,119 $2,853,000 41,119
   BAKER AVENUE ASSET MANAGEMENT, LP 130 - 2023-12-31 167,854 $2,798,000 12,168
   Jump Financial LLC 264 - 2023-12-31 165,400 $2,757,000 50,388
   Left Brain Wealth Management LLC 24 - 2023-12-31 164,821 $2,748,000 -8,980
   Schonfeld Strategic Advisors LLC 666 - 2023-12-31 149,800 $2,497,000 116,700
   Advisor Group Holdings Inc. 1695 - 2023-12-31 149,027 $2,484,000 21,758
   BANK OF AMERICA CORP /DE/ 3368 - 2023-12-31 148,458 $2,475,000 59,343
   BLAIR WILLIAM & CO/IL 638 - 2023-12-31 140,379 $2,340,000 3,000
   FJ Capital Management LLC 56 - 2023-12-31 140,352 $2,340,000 79,546
   Mount Yale Investment Advisors LLC 105 - 2023-12-31 138,983 $2,317,000 -21,960
   Golden Green Inc. 10 - 2023-09-30 138,408 $2,273,000 1,188
   Rockefeller Capital Management L.P. 871 - 2023-12-31 134,689 $2,245,000 -3,070
   TUDOR INVESTMENT CORP ET AL 669 *New 2023-12-31 132,604 $2,211,000 132,604
   Qube Research & Technologies Ltd 1260 *New 2023-12-31 131,390 $2,190,000 131,390
   JNB Advisors LLC 103 - 2023-12-31 129,958 $2,166,000 3,851
   DNB NOR ASSET MANAGEMENT AS 483 - 2024-03-31 115,630 $2,133,000 10,345
   POLARIS CAPITAL MANAGEMENT INC 48 - 2023-12-31 125,545 $2,093,000 3,685
   GREAT WEST LIFE ASSURANCE CO /CAN/ 1237 - 2023-12-31 122,651 $2,032,000 -12,377
   Triad Investment Management 20 - 2024-03-31 109,202 $2,015,000 2,970
   ARES MANAGEMENT LLC 28 - 2023-12-31 118,038 $1,968,000 93,038
   Atlantic Trust Group LLC 522 - 2023-12-31 114,495 $1,909,000 0
   Taylor Frigon Capital Management LLC 41 - 2023-12-31 110,788 $1,847,000 -2,142
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 1241 - 2023-12-31 110,795 $1,847,000 3,701
   HRT FINANCIAL LLC 651 - 2023-12-31 108,998 $1,816,000 97,442
   WAYNE HUMMER INVESTMENTS L.L.C. 118 - 2023-12-31 108,586 $1,810,000 10,943
   Waterloo Capital L.P. 88 *New 2023-12-31 108,181 $1,803,000 108,181
   NORTHERN TRUST CORP 3049 - 2023-12-31 108,090 $1,802,000 -23,843
   Legacy Capital Wealth Partners LLC 42 - 2023-12-31 99,722 $1,662,000 7,203
   Private Advisor Group LLC 883 - 2023-12-31 93,264 $1,555,000 21,995
   BNP PARIBAS ARBITRAGE SA 1472 - 2023-12-31 91,093 $1,519,000 46,614
   QUANTBOT TECHNOLOGIES LLC 362 - 2023-12-31 90,988 $1,517,000 38,984
   INVESCO LTD 2631 - 2023-12-31 90,584 $1,510,000 -6,235
   ExodusPoint Capital Management LP 620 - 2023-12-31 89,021 $1,484,000 20,483
   Sigma Planning Corp 189 - 2023-12-31 88,278 $1,472,000 -80,535
   INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 139 - 2024-03-31 80,378 $1,464,000 -350
   BARCLAYS PLC 2294 - 2023-12-31 87,453 $1,458,000 49,233
   NATIONS FINANCIAL GROUP INC /IA/ /ADV 183 - 2023-12-31 85,610 $1,427,000 1,530
   DELPHI MANAGEMENT INC /MA/ - 2023-09-30 86,831 $1,426,000 -1,987
   Creegan & Nassoura Financial Group LLC 38 - 2023-12-31 82,620 $1,377,000 0
   VOLORIDGE INVESTMENT MANAGEMENT LLC 921 - 2023-12-31 72,648 $1,211,000 -42,306
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 1865 - 2023-12-31 71,029 $1,184,000 24,221
   Steward Partners Investment Advisory LLC 668 - 2023-12-31 70,422 $1,174,000 1,724
   BP WEALTH MANAGEMENT LLC 317 - 2023-12-31 66,572 $1,110,000 -7,569
   NATIXIS 495 - 2023-12-31 63,473 $1,058,000 5,716
   NAPLES GLOBAL ADVISORS LLC 208 - 2023-12-31 63,129 $1,052,000 300
   Jenkins Wealth 36 *New 2022-12-31 79,227 $1,047,000 79,227
   CHESAPEAKE CAPITAL CORP /IL/ 38 - 2023-12-31 59,854 $998,000 0
   Toroso Investments LLC 625 - 2023-12-31 59,269 $988,000 2,575
   HIGHTOWER ADVISORS, LLC 1814 - 2023-12-31 57,113 $953,000 2,312
   JANE STREET GROUP LLC 3247 - 2023-12-31 56,997 $950,000 37,626
   ENVESTNET ASSET MANAGEMENT INC 2960 - 2023-12-31 56,520 $942,000 -24,335
   Arkadios Wealth Advisors - 2023-12-31 54,741 $913,000 3,000
   SAND HILL ADVISORS INC/CA 102 - 2023-12-31 54,348 $906,000 0
   MCDONALD PARTNERS LLC 112 - 2023-12-31 48,000 $800,000 4,500
   AE Wealth Management LLC 1236 - 2023-12-31 44,872 $788,000 6,291
   Abundance Wealth Counselors 78 - 2023-12-31 47,228 $787,000 4,893
   Cetera Investment Advisers 1242 - 2023-12-31 46,842 $781,000 -12,647
   IHT Wealth Management LLC 467 - 2023-12-31 45,884 $765,000 1,112
  100 Records found
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