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Get Institutions for : 
Hercules Technology Growth Capital Inc (HTGC)  
$19.30 0.18 (0.94%) as of 4:30 Wed 5/1


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 267    7
Total shares held : 
 30,975,023  
% of shares held : 
 27.02%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   57  
Amount of shares held : 
 2,044,723  
% of shares held change : 
   1.78%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $16.09  
Last Quarter's Ending Price : 
 $16.67  
Last Quarter's Average Price : 
 $15.82  
Change from last quarter's     
avg. price to the last closing  : 
3.48 (22%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
30
 738,506
 2.38%
 
Increased Positions :
109
 3,089,549
 9.97%
 
Unchanged Positions :
69
 2,346,438
 7.58%
 
Decreased Positions :
59
-1,234,347
-3.98%
 
Closed Positions :
23
-548,985
-1.77%
 
Guru Positions :
2
16,045
 0.05%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   Sound Income Strategies LLC 1 - 2024-03-31 2,654,119 $48,968,000 73,747
   VAN ECK ASSOCIATES CORP 166 - 2023-12-31 2,414,747 $40,254,000 381,318
   MARSHALL WACE LLP 306 - 2023-12-31 1,813,922 $30,238,000 598,102
   LEGAL & GENERAL GROUP PLC 857 - 2023-12-31 1,170,501 $19,518,000 138,160
   Melia Wealth LLC 8 - 2024-03-31 691,540 $12,759,000 36,325
   ROYAL BANK OF CANADA 1346 - 2023-12-31 728,710 $12,147,000 197,611
   Global Assets Advisory LLC 44 - 2024-03-31 221,051 $12,139,000 210,112
   BLACKROCK INC. 3243 - 2023-12-31 642,008 $10,702,000 3,504
   J P MORGAN CHASE & CO 2028 - 2023-12-31 601,035 $10,019,000 11,008
   LPL FINANCIAL CORP 1268 - 2023-12-31 581,387 $9,692,000 54,297
   SUMITOMO MITSUI TRUST HOLDINGS, INC. 795 - 2024-03-31 371,183 $6,848,000 120
   Muzinich & Co. Inc. 8 - 2023-12-31 378,292 $6,306,000 6,914
   MCKINLEY CAPITAL MANAGEMENT INC /AK 46 - 2023-12-31 352,453 $5,875,000 3,461
   Capital Advisory Group Advisory Services LLC 4 - 2024-03-31 303,818 $5,605,000 24,715
   TECTONIC ADVISORS LLC 40 - 2023-12-31 324,792 $5,414,000 26,808
   PNC FINANCIAL SERVICES GROUP INC 649 - 2023-12-31 296,636 $4,945,000 5,367
   COMMONWEALTH EQUITY SERVICES LLC. 1163 - 2023-12-31 262,538 $4,377,000 1,278
   GOLDMAN SACHS GROUP INC/ 2687 - 2023-12-31 245,444 $4,092,000 203,914
   D E SHAW & CO INC 1202 - 2023-12-31 240,996 $4,017,000 95,888
   CITADEL ADVISORS LLC 1761 - 2023-12-31 231,459 $3,858,000 161,891
   DAVIDSON D A & CO 341 - 2023-12-31 221,994 $3,701,000 18,473
   PUTNAM INVESTMENTS LLC 470 - 2023-12-31 215,071 $3,585,000 44,043
   BAKER AVENUE ASSET MANAGEMENT, LP 130 - 2023-12-31 167,854 $2,798,000 12,168
   Jump Financial LLC 264 - 2023-12-31 165,400 $2,757,000 50,388
   Schonfeld Strategic Advisors LLC 666 - 2023-12-31 149,800 $2,497,000 116,700
   Advisor Group Holdings Inc. 1695 - 2023-12-31 149,027 $2,484,000 21,758
   BANK OF AMERICA CORP /DE/ 3368 - 2023-12-31 148,458 $2,475,000 59,343
   BLAIR WILLIAM & CO/IL 638 - 2023-12-31 140,379 $2,340,000 3,000
   FJ Capital Management LLC 56 - 2023-12-31 140,352 $2,340,000 79,546
   Golden Green Inc. 10 - 2023-09-30 138,408 $2,273,000 1,188
   JNB Advisors LLC 103 - 2023-12-31 129,958 $2,166,000 3,851
   DNB NOR ASSET MANAGEMENT AS 483 - 2024-03-31 115,630 $2,133,000 10,345
   Taylor Frigon Capital Management LLC 41 - 2024-03-31 111,026 $2,048,000 238
   PFG Investments LLC 188 - 2024-03-31 109,511 $2,020,000 94,736
   Triad Investment Management 20 - 2024-03-31 109,202 $2,015,000 2,970
   ARES MANAGEMENT LLC 28 - 2023-12-31 118,038 $1,968,000 93,038
   HRT FINANCIAL LLC 651 - 2023-12-31 108,998 $1,816,000 97,442
   WAYNE HUMMER INVESTMENTS L.L.C. 118 - 2023-12-31 108,586 $1,810,000 10,943
   Legacy Capital Wealth Partners LLC 42 - 2023-12-31 99,722 $1,662,000 7,203
   NATIONS FINANCIAL GROUP INC /IA/ /ADV 175 - 2024-03-31 89,153 $1,645,000 3,543
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 1741 - 2024-03-31 87,646 $1,617,000 16,617
   Private Advisor Group LLC 883 - 2023-12-31 93,264 $1,555,000 21,995
   BNP PARIBAS ARBITRAGE SA 1472 - 2023-12-31 91,093 $1,519,000 46,614
   QUANTBOT TECHNOLOGIES LLC 362 - 2023-12-31 90,988 $1,517,000 38,984
   ExodusPoint Capital Management LP 620 - 2023-12-31 89,021 $1,484,000 20,483
   BARCLAYS PLC 2294 - 2023-12-31 87,453 $1,458,000 49,233
   Steward Partners Investment Advisory LLC 668 - 2023-12-31 70,422 $1,174,000 1,724
   NATIXIS 495 - 2023-12-31 63,473 $1,058,000 5,716
   NAPLES GLOBAL ADVISORS LLC 208 - 2023-12-31 63,129 $1,052,000 300
   Toroso Investments LLC 625 - 2023-12-31 59,269 $988,000 2,575
   HIGHTOWER ADVISORS, LLC 1814 - 2023-12-31 57,113 $953,000 2,312
   JANE STREET GROUP LLC 3247 - 2023-12-31 56,997 $950,000 37,626
   Abundance Wealth Counselors 75 - 2024-03-31 50,978 $941,000 3,750
   Arkadios Wealth Advisors - 2023-12-31 54,741 $913,000 3,000
   ESSEX FINANCIAL SERVICES INC 232 - 2024-03-31 44,677 $824,000 205
   AE Wealth Management LLC 1236 - 2023-12-31 44,872 $788,000 6,291
   IHT Wealth Management LLC 467 - 2023-12-31 45,884 $765,000 1,112
   MULTIFINANCIAL SECURITIES CORP 904 - 2023-12-31 44,803 $747,000 8,022
   PREVAIL INNOVATIVE WEALTH ADVISORS LLC 85 - 2023-12-31 40,592 $677,000 40,592
   US BANCORP 1321 - 2023-12-31 40,331 $672,000 1,596
   Mirador Capital Partners LP 109 - 2024-03-31 36,155 $667,000 2,885
   ALPS ADVISERS INC 570 - 2023-12-31 39,100 $652,000 400
   VERITION FUND MANAGEGMENT LLC 934 - 2023-12-31 37,100 $618,000 23,500
   Diligent Investors LLC 155 - 2023-12-31 34,327 $572,000 22
   Winton Capital Group Ltd 239 - 2023-12-31 32,577 $543,000 9,668
   Archer Investment Corp 125 - 2023-12-31 32,513 $542,000 3
   GUGGENHEIM CAPITAL LLC 1462 - 2023-12-31 28,811 $480,000 1,084
   Aquatic Capital Management LLC 660 - 2023-12-31 27,500 $458,000 25,100
   MML INVESTORS SERVICES LLC 1805 - 2023-12-31 27,261 $454,000 1,081
   CWM Advisors LLC 392 - 2023-12-31 25,744 $429,000 4,099
   Founders Financial Alliance LLC 130 - 2023-12-31 25,250 $421,000 1,187
   PATHSTONE FAMILY OFFICE, LLC 1168 - 2023-09-30 23,504 $386,000 5,860
   Equitable Holdings Inc. 866 - 2023-12-31 22,257 $371,000 1,004
   FINANCIAL NETWORK 2100 - 2023-12-31 21,713 $362,000 617
   Inspire Advisors LLC 227 - 2023-12-31 21,732 $362,000 3,586
   Sunbelt Securities Inc. 396 - 2024-03-31 18,702 $345,000 49
   BROWN ADVISORY HOLDINGS INC 1042 - 2024-03-31 17,919 $331,000 6,974
   Beacon Pointe Advisors LLC 1039 - 2023-12-31 18,851 $314,000 4
   RMR Wealth Builders 210 - 2024-03-31 16,426 $303,000 524
   Strategic Financial Concepts LLC 229 - 2024-03-31 16,300 $301,000 16,300
   IFP Advisors Inc 758 - 2023-12-31 17,728 $296,000 32
   MACKENZIE FINANCIAL CORP 1164 - 2023-12-31 17,402 $290,000 402
   IAM Advisory LLC 82 - 2024-03-31 15,686 $289,000 3,913
   Register Financial Advisors LLC 138 - 2024-03-31 15,261 $282,000 47
   FourThought Financial Partners LLC 254 - 2023-12-31 16,763 $279,000 21
   PROEQUITIES INC. 558 - 2023-12-31 16,565 $276,000 1,259
   Kestra Advisory Services LLC 1908 - 2023-12-31 15,963 $266,000 67
   CREATIVE PLANNING 2183 - 2023-12-31 15,671 $261,000 1,396
   Keebeck Alpha LP 202 - 2023-12-31 15,599 $260,000 534
   SPRINGBOK CAPITAL MANAGEMENT LLC 699 - 2023-12-31 15,599 $260,000 534
   Anfield Capital Management LLC 65 - 2023-12-31 14,748 $246,000 2,432
   MARINER WEALTH ADVISORS, LLC 2528 - 2023-12-31 14,369 $240,000 1,732
   Beaumont Financial Advisors LLC 304 - 2023-12-31 14,093 $235,000 396
   Colonial River Wealth Management LLC - 2023-12-31 13,977 $233,000 3,639
   Stratos Wealth Partners LTD. 1209 - 2024-03-31 12,392 $229,000 105
   Goss Wealth Management LLC 1680 - 2023-12-31 12,146 $210,000 526
   MAS Advisors LLC 58 - 2023-12-31 12,547 $209,000 2,295
   Latitude Advisors LLC 178 - 2024-03-31 10,456 $193,000 229
   COMERICA BANK 2356 - 2023-12-31 8,838 $147,000 373
   TOWER RESEARCH CAPITAL LLC 2608 - 2023-12-31 6,345 $106,000 3,039
  100 Records found
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