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Get Institutions for : 
Nuveen Floating Rate Income Fund (JFR)  
$8.59 0.02 (0.23%) as of 4:30 Fri 4/26


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 167    5
Total shares held : 
40,568,535  
% of shares held : 
71.86%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  4  
Amount of shares held : 
24,657  
% of shares held change : 
  0.04%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$8.04  
Last Quarter's Ending Price : 
$8.22  
Last Quarter's Average Price
$7.99  
Change from last quarter's     
avg. price to the last closing  : 
0.60 (7.51%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
18
 1,103,031
 2.72%
 
Increased Positions :
61
 4,934,993
 12.16%
 
Unchanged Positions :
36
 2,323,570
 5.73%
 
Decreased Positions :
52
-3,493,319
-8.61%
 
Closed Positions :
23
-2,520,048
-6.21%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   MORGAN STANLEY 1820 - 2023-12-31 5,527,166 $45,433,000 1,304,657
   LPL FINANCIAL CORP 874 - 2023-12-31 2,444,711 $20,096,000 -297,363
   INVESCO LTD 1390 - 2023-12-31 2,416,766 $19,866,000 -129,740
   BANK OF AMERICA CORP /DE/ 1938 - 2023-12-31 2,042,229 $16,787,000 -193,179
   GUGGENHEIM CAPITAL LLC 188 - 2023-12-31 1,790,222 $14,716,000 -429,241
   SIT INVESTMENT ASSOCIATES INC 100 - 2023-12-31 1,506,085 $12,380,000 436,483
   Penserra Capital Management LLC 64 - 2023-12-31 1,471,078 $12,092,000 101,815
   WELLS FARGO & CO/MN 1449 - 2023-12-31 1,321,273 $10,861,000 -775,797
   Congress Park Capital LLC 3 - 2024-03-31 1,043,427 $9,109,000 114,385
   ROYAL BANK OF CANADA 1555 - 2023-12-31 1,012,556 $8,323,000 1,222
   GOLDMAN SACHS GROUP INC/ 2248 - 2023-12-31 930,858 $7,652,000 0
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 926 - 2024-03-31 859,470 $7,503,000 107,828
   UBS Group AG 1674 - 2023-12-31 869,446 $7,147,000 -172,663
   CNH PARTNERS LLC 53 - 2023-12-31 832,878 $6,846,000 297,087
   FIXED INCOME SECURITIES INC 201 - 2023-12-31 734,008 $6,034,000 -409,915
   ENVESTNET ASSET MANAGEMENT INC 1785 - 2023-12-31 708,654 $5,825,000 199,845
   THOMAS J. HERZFELD ADVISORS, INC. 11 - 2023-12-31 670,455 $5,511,000 69,021
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 49 - 2023-12-31 657,574 $5,405,000 591,014
   COHEN & STEERS INC 132 - 2023-12-31 646,052 $5,311,000 0
   1607 CAPITAL PARTNERS, LLC 78 - 2023-12-31 632,570 $5,200,000 319,600
   Rockefeller Capital Management L.P. 637 - 2023-12-31 601,649 $4,946,000 -11,114
   Next Capital Management LLC 12 - 2023-12-31 592,820 $4,873,000 2,493
   CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 43 - 2023-12-31 560,302 $4,606,000 28,500
   Baird Financial Group Inc. 682 - 2023-12-31 550,591 $4,526,000 -50,596
   AMERIPRISE FINANCIAL INC 2380 - 2023-12-31 537,356 $4,410,000 20,494
   RAYMOND JAMES & ASSOCIATES 1719 - 2024-03-31 468,119 $4,087,000 -961
   Advisor Group Holdings Inc. 1359 - 2023-12-31 487,010 $4,003,000 -51,606
   SHAKER FINANCIAL SERVICES, LLC 11 - 2023-12-31 465,317 $3,825,000 54,007
   Cyndeo Wealth Partners LLC 98 - 2024-03-31 417,450 $3,644,000 30,000
   RFG Advisory Group LLC 141 - 2024-03-31 388,475 $3,391,000 30,316
   Alpine Partners VI LLC 15 - 2023-12-31 385,000 $3,165,000 45,000
   Capital Investment Advisors LLC 162 - 2024-03-31 303,650 $2,651,000 -9,207
   COMMONWEALTH EQUITY SERVICES LLC. 1547 - 2023-12-31 286,423 $2,354,000 25,282
   INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 86 - 2024-03-31 259,474 $2,270,000 22,113
   PARK AVENUE SECURITIES LLC 389 - 2024-03-31 248,629 $2,171,000 4,110
   BROOKLYN CAPITAL MANAGEMENT LLC 46 - 2023-12-31 242,798 $1,996,000 -14,379
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 1288 - 2024-03-31 218,667 $1,909,000 -16,126
   RIVERNORTH CAPITAL MANAGEMENT, INC. 160 - 2023-12-31 230,085 $1,891,000 -45,713
   Goss Wealth Management LLC 684 - 2023-12-31 224,980 $1,863,000 12,076
   Byrne Asset Management LLC 19 - 2024-03-31 211,150 $1,843,000 -975
   GraniteShares Advisors LLC 21 - 2024-03-31 207,714 $1,813,000 26,432
   LLBH Private Wealth Management LLC 41 - 2023-12-31 214,090 $1,760,000 89,601
   Kades & Cheifetz LLC 23 - 2023-12-31 210,662 $1,732,000 -905
   Vivaldi Capital Management LLC 59 *New 2023-12-31 168,593 $1,458,000 168,593
   AVIANCE CAPITAL PARTNERS, LLC 114 - 2024-03-31 161,763 $1,412,000 1,782
   INVESTMENT MANAGEMENT ASSOCIATES INC /ADV 26 - 2023-12-31 163,466 $1,344,000 0
   BANK OF MONTREAL /CAN/ 1520 - 2023-12-31 139,032 $1,287,000 78,225
   NATIXIS 492 - 2023-12-31 135,491 $1,100,000 -256,794
   MELFA WEALTH MANAGEMENT LLC 34 - 2024-03-31 125,826 $1,098,000 552
   PREVAIL INNOVATIVE WEALTH ADVISORS LLC 69 *New 2023-12-31 132,143 $1,086,000 132,143
   THRIVENT FINANCIAL FOR LUTHERANS 1727 - 2023-12-31 131,044 $1,078,000 -64,450
   MISSION WEALTH MANAGEMENT LLC 221 - 2023-12-31 127,466 $1,048,000 -4,933
   HORIZON ASSET MANAGEMENT INC/NY 153 - 2023-12-31 120,831 $993,000 0
   ADVISOR PARTNERS II LLC 508 *New 2023-09-30 111,316 $914,000 111,316
   GILL CAPITAL PARTNERS LLC 52 - 2023-12-31 108,769 $894,000 -559
   Koshinski Asset Management Inc. 199 - 2023-12-31 107,722 $885,000 42,735
   Gallagher Benefit Services Inc. 74 - 2022-12-31 104,018 $824,000 0
   F3Logic LLC 74 - 2022-12-31 104,018 $824,000 29,939
   JANNEY MONTGOMERY SCOTT LLC 1567 - 2023-12-31 97,251 $799,000 -4,985
   OPPENHEIMER & CO INC 896 - 2023-12-31 75,971 $624,000 7,604
   FIRST TRUST ADVISORS LP 2095 - 2023-12-31 74,311 $611,000 -3,231
   Granite Springs Asset Management LLC - 2023-12-31 72,587 $597,000 1,173
   EDGEMOOR CAPITAL MANAGEMENT INC 107 - 2023-12-31 69,619 $572,000 -200
   Deschutes Portfolio Strategy LLC 112 - 2023-12-31 68,995 $567,000 42,349
   Kestra Advisory Services LLC 1431 - 2023-12-31 68,915 $566,000 68,915
   Walleye Trading Advisors LLC 1037 - 2023-12-31 67,555 $555,000 26,753
   ADVISORY SERVICES NETWORK, LLC 873 - 2023-12-31 64,748 $532,000 2,697
   Gladstone Institutional Advisory LLC 408 - 2023-12-31 64,180 $528,000 -2,435
   HARBOUR INVESTMENTS INC. 522 - 2023-12-31 63,884 $525,000 -4,858
   Integrated Wealth Concepts LLC 988 - 2023-12-31 61,913 $509,000 -6,614
   WEDBUSH MORGAN SECURITIES INC 545 - 2023-12-31 61,960 $509,000 1,030
   Steward Partners Investment Advisory LLC 1002 - 2023-12-31 60,580 $498,000 4,584
   Virtus ETF Advisers LLC 149 - 2023-12-31 58,740 $483,000 -17,927
   CONNING ASSET MANAGEMENT CO. 208 - 2024-03-31 54,000 $471,000 0
   Aristides Capital LLC 88 *New 2023-12-31 54,529 $448,000 54,529
   Kovack Advisors Inc. 278 - 2024-03-31 50,042 $437,000 1,297
   ELEQUIN CAPITAL LP 49 - 2023-12-31 52,418 $431,000 34,108
   Concurrent Investment Advisors LLC 530 - 2023-12-31 51,769 $426,000 0
   CoreCap Advisors LLC 377 - 2023-12-31 51,331 $422,000 -6,200
   STIFEL FINANCIAL CORP 2687 - 2023-12-31 47,421 $390,000 -7,596
   NATIONAL ASSET MANAGEMENT, INC. 937 - 2023-12-31 47,337 $389,000 -6,095
   MULTIFINANCIAL SECURITIES CORP 1271 - 2023-12-31 46,813 $385,000 -128
   E&G Advisors LP 136 - 2024-03-31 43,220 $377,000 -470
   Sigma Planning Corp 563 - 2023-12-31 44,353 $365,000 -36,843
   DAVIDSON D A & CO 1083 - 2023-12-31 41,755 $343,000 -931
   Spire Wealth Management 631 - 2024-03-31 38,874 $339,000 0
   Eschler Asset Management LLP 57 *New 2023-12-31 40,000 $338,000 40,000
   Private Advisor Group LLC 1704 - 2023-12-31 41,054 $337,000 -1,475
   BOOTHBAY FUND MANAGEMENT LLC 905 *New 2023-12-31 40,000 $329,000 40,000
   Integrated Capital Management Inc. 24 - 2024-03-31 37,344 $326,000 6,096
   Western Wealth Management LLC 532 - 2023-12-31 39,481 $325,000 5,974
   Fortitude Advisory Group L.L.C. 118 - 2023-12-31 39,494 $325,000 11
   Future Financial Wealth Managment LLC 87 - 2024-03-31 31,732 $277,000 1,158
   Lumature Wealth Partners LLC 129 - 2023-06-30 33,000 $260,000 0
   RVW Wealth LLC 126 - 2024-03-31 29,037 $253,000 0
   RIVERBRIDGE PARTNERS LLC 162 - 2024-03-31 28,636 $250,000 -45,302
   FINANCIAL NETWORK 2368 - 2023-12-31 30,044 $247,000 6,007
   HBK SORCE ADVISORY LLC *New 2023-12-31 30,080 $247,000 30,080
   SHEETS SMITH & ASSOCIATES INC 287 - 2023-09-30 30,007 $246,000 14,207
   COMERICA BANK 2205 - 2023-12-31 27,015 $222,000 867

  100 Records found
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