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Get Institutions for : 
Japan Smaller Capitalization Fund Inc (JOF)  
$8.03 0.03 (0.37%) as of 4:30 Wed 3/27


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 50    2
Total shares held : 
22,575,213  
% of shares held : 
79.68%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  -1  
Amount of shares held : 
49,054  
% of shares held change : 
  0.17%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$7.04  
Last Quarter's Ending Price : 
$7.59  
Last Quarter's Average Price
$7.13  
Change from last quarter's     
avg. price to the last closing  : 
0.90 (12.62%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
6
 145,643
 0.65%
 
Increased Positions :
16
 643,441
 2.85%
 
Unchanged Positions :
13
 378,359
 1.68%
 
Decreased Positions :
15
-566,689
-2.51%
 
Closed Positions :
8
-173,341
-0.77%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   Allspring Global Investments Holdings LLC - 2023-12-31 6,202,586 $47,078,000 -144,768
   1607 CAPITAL PARTNERS, LLC 6 - 2023-12-31 5,053,077 $38,353,000 186,259
   CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 14 - 2023-12-31 4,500,984 $34,162,000 53,602
   LAZARD ASSET MANAGEMENT LLC 248 - 2023-12-31 3,377,135 $25,632,000 -313,682
   KARPUS MANAGEMENT INC 78 - 2023-12-31 1,065,494 $8,087,000 36,012
   Almitas Capital LLC 38 - 2023-12-31 298,460 $2,265,000 206,372
   MORGAN STANLEY 4357 - 2023-12-31 279,455 $2,121,000 -35,097
   Hara Capital LLC 19 - 2023-12-31 227,088 $1,724,000 0
   Barry Investment Advisors LLC 33 - 2023-12-31 211,939 $1,609,000 -32,568
   Relative Value Partners Group LLC 132 - 2023-12-31 186,196 $1,413,000 -1,308
   RAFFLES ASSOCIATES LP 16 - 2023-12-31 154,495 $1,173,000 78,812
   RAYMOND JAMES & ASSOCIATES 2680 - 2023-12-31 97,336 $739,000 1,137
   Baird Financial Group Inc. 1266 - 2023-12-31 87,561 $665,000 2,690
   Deschutes Portfolio Strategy LLC 101 *New 2023-12-31 83,137 $631,000 83,137
   Dynamic Advisors Solutions LLC 540 - 2023-12-31 76,469 $574,000 1,284
   SHAKER FINANCIAL SERVICES, LLC 103 - 2023-12-31 75,633 $574,000 0
   BARD ASSOCIATES INC 117 - 2023-12-31 68,588 $521,000 -3,969
   NOMURA ASSET MANAGEMENT CO LTD 850 - 2023-12-31 56,006 $425,000 1,867
   Hudson Portfolio Management LLC 69 - 2023-12-31 55,831 $424,000 -2,000
   WOLVERINE ASSET MANAGEMENT LLC 460 - 2023-12-31 54,375 $413,000 32,999
   Benedetti & Gucer Inc. 104 - 2023-12-31 41,300 $313,000 -4,000
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 567 - 2023-12-31 39,379 $299,000 28,189
   ROBERTS GLORE & CO INC /IL/ 195 - 2023-12-31 29,093 $221,000 -825
   INGALLS & SNYDER LLC 387 - 2023-12-31 20,000 $152,000 10,000
   CSS LLC/IL 355 - 2023-12-31 19,903 $151,000 663
   SABA CAPITAL MANAGEMENT, L.P. 239 *New 2023-12-31 19,071 $145,000 19,071
   Oakmont Partners LLC 620 - 2023-12-31 18,642 $141,000 -1,050
   HIGHTOWER ADVISORS, LLC 3042 - 2023-12-31 18,959 $137,000 -8,475
   PNC FINANCIAL SERVICES GROUP INC 2463 - 2023-12-31 16,145 $123,000 0
   Waterfront Wealth Inc. 243 - 2023-12-31 15,000 $114,000 0
   Successful Portfolios LLC 166 *New 2023-12-31 15,000 $114,000 15,000
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 5169 - 2023-12-31 14,775 $112,000 -7,617
   Triasima Portfolio Management inc. 128 - 2023-12-31 12,700 $96,000 -11,000
   Seed Wealth Management Inc. - 2023-12-31 12,400 $94,000 0
   Bay Colony Advisory Group Inc d/b/a Bay Colony Adv 377 - 2023-12-31 11,000 $83,000 0
   WEISS CAPITAL LLC 274 *New 2023-12-31 10,642 $81,000 10,642
   PEKIN SINGER STRAUSS ASSET MANAGEMENT 287 - 2023-12-31 10,310 $78,000 0
   J P MORGAN CHASE & CO 4717 *New 2023-12-31 6,793 $52,000 6,793
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC - 2023-12-31 6,220 $47,000 0
   WELLS FARGO & CO/MN 4695 - 2023-12-31 5,339 $41,000 61
   UBS Group AG 5652 - 2023-12-31 3,345 $25,000 3,254
   BANK OF AMERICA CORP /DE/ 5694 - 2023-12-31 2,100 $16,000 0
   BARCLAYS PLC 3870 - 2023-12-31 1,000 $8,000 0
   THOMAS J. HERZFELD ADVISORS, INC. 130 - 2023-12-31 1,013 $8,000 -150
   ROYAL BANK OF CANADA 5845 - 2023-12-31 863 $7,000 0
   ANCORA ADVISORS, LLC 1312 - 2023-12-31 600 $5,000 0
   BESSEMER GROUP INC 1825 - 2023-12-31 486 $4,000 -180
   Advisor Group Holdings Inc. 6345 - 2023-12-31 290 $2,000 240
   Atlas Wealth LLC 94 *Closed 2023-12-31 0 $0 -16,910
   GRADIENT INVESTMENTS LLC 1778 *Closed 2023-12-31 0 $0 -400
   Cornerstone Advisors LLC 305 *Closed 2023-12-31 0 $0 -50,452
   Register Financial Advisors LLC 570 *Closed 2023-12-31 0 $0 -3,604
   PROEQUITIES INC. 9265 - 2023-12-31 0 $0 0
   PEAPACK GLADSTONE FINANCIAL CORP 725 *Closed 2023-12-31 0 $0 -10,727
   Guild Investment Management Inc. 62 *Closed 2023-12-31 0 $0 -86,863
   NATIONAL BANK OF CANADA /FI/ 2631 *Closed 2023-12-31 0 $0 -3,385
   US BANCORP 4046 *Closed 2023-12-31 0 $0 -1,000

  57 Records found
  1    
  Page 1 of 1
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