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Get Institutions for : 
Main Street Capital Corp (MAIN)    
$29.34 1.26 (4.49%) as of 4:30 Wed 12/17


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 117    13
Total shares held : 
10,564,455  
% of shares held : 
26.61%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  10  
Amount of shares held : 
-763,698  
% of shares held change : 
  -1.92%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$32.63  
Last Quarter's Ending Price : 
$30.64  
Last Quarter's Average Price
$31.99  
Change from last quarter's     
avg. price to the last closing  : 
2.65 (8.29%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
10
 102,158
 0.97%
 
Increased Positions :
55
 960,266
 9.09%
 
Unchanged Positions :
20
 330,193
 3.13%
 
Decreased Positions :
32
-868,340
-8.22%
 
Closed Positions :
23
-957,782
-9.07%
 
Guru Positions :
1
0
 0%
 
View holdings for period: 
12-31-2012 View holdings for period: 
3-31-2013 View holdings for period: 
6-30-2013 View holdings for period: 
9-30-2013 View holdings for period: 
12-31-2013 View holdings for period: 
3-31-2014 View holdings for period: 
6-30-2014 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   SANDERS MORRIS HARRIS GROUP INC 2 - 2014-09-30 1,443,273 $44,219,000 189,556
   MACQUARIE GROUP LTD 298 - 2014-09-30 903,035 $27,669,000 38,174
   PRICE T ROWE ASSOCIATES INC /MD/ 1052 - 2014-09-30 803,959 $24,633,000 35,400
   UBS AG 638 - 2014-09-30 803,840 $24,630,000 -132,694
   ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V. 222 - 2014-09-30 449,666 $13,777,000 -69,100
   ROYAL BANK OF CANADA 836 - 2014-09-30 448,282 $13,735,000 8,786
   LEGG MASON CAPITAL MANAGEMENT INC 76 - 2014-09-30 302,251 $9,261,000 4,231
   TEXAN CAPITAL MANAGEMENT 2 - 2014-06-30 278,811 $9,181,000 10,013
   Greenwich Investment Management Inc. 6 - 2014-09-30 277,103 $8,490,000 -6,702
   UBS GLOBAL ASSET MANAGEMENT AMERICAS INC - 2014-09-30 265,100 $8,123,000 -69,600
   MORGAN STANLEY 2204 - 2014-09-30 259,238 $7,944,000 71,218
   MULTIFINANCIAL SECURITIES CORP 24 - 2014-09-30 213,824 $6,563,000 206,034
   BLACKROCK GROUP LTD - 2014-09-30 208,988 $6,403,000 331
   WELLS FARGO & CO/MN 2058 - 2014-09-30 206,849 $6,338,000 -5,497
   POLAR CAPITAL LLP 170 - 2014-09-30 199,500 $6,114,000 19,500
   GOLDMAN SACHS GROUP INC/ 1830 - 2014-09-30 198,709 $6,088,000 118,490
   USCA RIA LLC 2 - 2014-09-30 183,080 $5,610,000 -4,328
   ALLIANZ ASSET MANAGEMENT AG 946 - 2014-09-30 153,762 $4,711,000 2,950
   INVESCO LTD 1821 - 2014-09-30 146,294 $4,482,000 -26,296
   RAYMOND JAMES & ASSOCIATES 683 - 2014-09-30 146,008 $4,474,000 -6,564
   WALL STREET ACCESS ASSET MANAGEMENT, LLC 13 - 2014-09-30 128,500 $4,076,000 -100
   GOODMAN FINANCIAL CORP 21 - 2014-09-30 130,108 $3,986,000 -5,504
   DEUTSCHE BANK AG 1891 - 2014-09-30 128,702 $3,943,000 -189,858
   CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1672 - 2014-09-30 114,600 $3,511,000 105,100
   GUGGENHEIM CAPITAL LLC 1385 - 2014-09-30 109,240 $3,347,000 32,974
   STATE OF WISCONSIN INVESTMENT BOARD 992 - 2014-09-30 101,608 $3,113,000 70,625
   CITADEL ADVISORS LLC 1229 - 2014-09-30 99,396 $3,046,000 -19,989
   MILLENNIUM MANAGEMENT LLC 1441 - 2014-09-30 97,025 $2,973,000 25,106
   LPL FINANCIAL CORP 677 - 2014-09-30 95,270 $2,890,000 20,617
   COMMONWEALTH EQUITY SERVICES, LLP - 2014-09-30 92,593 $2,837,000 18,153
   CONFLUENCE INVESTMENT MANAGEMENT LLC - 2014-09-30 83,993 $2,574,000 -105
   VAN ECK ASSOCIATES CORP 320 - 2014-09-30 73,758 $2,260,000 84
   SHELL ASSET MANAGEMENT CO - 2014-09-30 73,677 $2,257,000 6,878
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 1576 - 2014-09-30 72,907 $2,234,000 -57,877
   CITIGROUP INC 1139 - 2014-09-30 72,702 $2,227,000 37,198
   CHARTWELL INVESTMENT PARTNERS INC. - 2014-09-30 71,363 $2,187,000 -2,830
   Carlson Capital Management 15 - 2014-09-30 65,380 $2,003,000 0
   FINANCIAL NETWORK 165 - 2014-09-30 64,225 $1,973,000 10,013
   SUMITOMO MITSUI ASSET MANAGEMENT COMPANY, LTD - 2014-09-30 62,970 $1,929,000 12,150
   ADVISORY RESEARCH INC 203 - 2014-09-30 62,970 $1,929,000 12,150
   HIGHTOWER ADVISORS, LLC 602 - 2014-09-30 55,191 $1,691,000 20,709
   AMERICAN INTERNATIONAL GROUP INC 1221 - 2014-09-30 53,536 $1,640,000 16,812
   CREDIT SUISSE/ 2224 - 2014-09-30 51,414 $1,575,000 -9,266
   FRIEDBERG INVESTMENT MANAGEMENT - 2014-09-30 48,000 $1,470,000 0
   REGIONS FINANCIAL CORP - 2014-09-30 47,276 $1,449,000 -2,215
   BARNETT & COMPANY, INC. 65 - 2014-09-30 46,191 $1,415,000 13,547
   TRELLUS MANAGEMENT COMPANY LLC 14 - 2014-09-30 45,700 $1,400,000 0
   MASON STREET ADVISORS LLC 1077 - 2014-09-30 44,800 $1,373,000 8,000
   SEQUENT ASSET MANAGEMENT, LLC 21 - 2014-09-30 42,197 $1,293,000 1,625
   LEGAL & GENERAL GROUP PLC 989 - 2014-09-30 40,387 $1,238,000 5,064
   LOGAN CAPITAL MANAGEMENT INC 124 - 2014-09-30 39,500 $1,210,000 15,700
   Wunderlich Securities Inc. 15 - 2014-09-30 38,525 $1,180,000 -1,452
   METLIFE SECURITIES INC 176 - 2014-09-30 37,787 $1,158,000 4,434
   ICON ADVISERS INC/CO - 2014-09-30 35,800 $1,097,000 10,900
   Hamilton Point Investment Advisors LLC 51 *New 2014-09-30 35,636 $1,092,000 35,636
   HOMRICH & BERG 77 - 2014-09-30 33,300 $1,020,000 308
   OPTIMUM INVESTMENT ADVISORS 83 - 2014-09-30 31,725 $972,000 320
   EMPLOYEES RETIREMENT SYSTEM OF TEXAS 815 - 2014-09-30 31,310 $959,000 0
   WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC 136 - 2014-09-30 30,500 $935,000 650
   YORKTOWN MANAGEMENT & RESEARCH CO INC - 2014-09-30 30,000 $919,000 0
   PERMAL ASSET MANAGEMENT INC. 18 - 2014-09-30 29,420 $901,000 -5,833
   KING LUTHER CAPITAL MANAGEMENT CORP 398 - 2014-09-30 28,000 $858,000 0
   BANK OF OKLAHOMA NATIONAL ASSOCIATION / 463 - 2014-09-30 27,931 $856,000 1,000
   PDT PARTNERS, LLC 739 - 2014-09-30 26,956 $826,000 -56,721
   MCKINLEY CAPITAL MANAGEMENT INC /AK 202 - 2014-09-30 24,701 $757,000 -117
   SUNTRUST BANKS INC 796 - 2014-09-30 23,726 $726,000 -615
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 644 - 2014-09-30 23,395 $717,000 3,872
   Focused Wealth Management Inc 42 - 2014-09-30 23,038 $706,000 534
   HL FINANCIAL SERVICES LLC - 2014-09-30 22,935 $703,000 2,550
   WEDBUSH MORGAN SECURITIES INC 207 *New 2014-09-30 21,025 $644,000 21,025
   CYPRESS ASSET MANAGEMENT INC/TX - 2014-09-30 20,325 $623,000 1,675
   BB&T SECURITIES, LLC 610 - 2014-09-30 19,877 $609,000 38
   LADENBURG THALMANN FINANCIAL SERVICES INC 715 - 2014-09-30 19,599 $601,000 -5,956
   STEINBERG GLOBAL ASSET MANAGEMENT 111 - 2014-09-30 18,850 $578,000 3,900
   REGAL INVESTMENT ADVISORS, LLC 132 - 2014-09-30 18,856 $578,000 32
   KING INVESTMENT ADVISORS INC/TX 61 - 2014-09-30 18,718 $574,000 0
   TRUENORTH, INC. 98 - 2014-09-30 17,130 $525,000 0
   GSA CAPITAL PARTNERS LLP 909 - 2014-09-30 17,100 $524,000 1,300
   BANK OF AMERICA CORP /DE/ 3421 - 2014-09-30 15,913 $487,000 -25,566
   VSR FINANCIAL SERVICES, INC. 341 *New 2014-09-30 15,573 $477,000 15,573
   Stratos Wealth Partners LTD. 202 - 2014-09-30 11,763 $360,000 -11,860
   Private Advisor Group LLC 643 - 2014-09-30 11,126 $341,000 2,319
   SEGMENT WEALTH MANAGEMENT, LLC 128 - 2014-09-30 10,359 $317,000 1,000
   Index Management Solutions LLC 450 *New 2014-09-30 9,933 $304,000 9,933
   STATE STREET CORP 3427 - 2014-09-30 9,815 $301,000 -7,600
   JANNEY MONTGOMERY SCOTT LLC 1187 - 2014-09-30 9,431 $289,000 315
   LMR Partners LLP - 2014-09-30 9,235 $283,000 -101,769
   Cubist Systematic Strategies LLC 1152 *New 2014-09-30 9,144 $280,000 9,144
   J P MORGAN CHASE & CO 2994 *New 2014-09-30 9,141 $280,000 9,141
   AMERIPRISE FINANCIAL INC 3057 - 2014-09-30 9,044 $277,000 6,399
   CREATIVE PLANNING - 2014-09-30 7,801 $239,000 1,656
   CALLAHAN LEIGHTON & CO LLC 114 - 2014-09-30 7,446 $228,000 106
   SII INVESTMENTS INC/WI - 2014-09-30 6,972 $213,000 -1,119
   GLENMEDE TRUST CO NA 1089 - 2014-09-30 5,545 $169,000 -2,025
   PNC FINANCIAL SERVICES GROUP INC 2084 - 2014-09-30 5,260 $162,000 400
   GROUP ONE TRADING, L.P. - 2014-09-30 4,892 $150,000 83
   TOWER RESEARCH CAPITAL LLC - 2014-09-30 3,270 $100,000 3,270
   BARCLAYS PLC 2540 - 2014-09-30 3,062 $92,000 -10,486
   PINEBRIDGE INVESTMENTS LTD 882 - 2014-09-30 3,000 $92,000 0
   NEW ENGLAND SECURITIES CORP /MA/ 495 - 2014-09-30 2,465 $76,000 1,405

  100 Records found
  1    
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