Sign in:
 Email
 Password  save:
  
 Company Reports 
 
 
Membership is free, please Sign Up.
  
My Recent Searches
  Help
  
   
 
 
Get Institutions for : 
Nuveen Multi-asset Income Fund (NMAI)  
$ 0.00 (0.00%) as of 4:30 Tue 11/30


Download
     
Institutional Holders
Viewing Quarter :
  
Total Institutions: 63    3
Total shares held : 
 10,514,998  
% of shares held : 
 89.87%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   -5  
Amount of shares held : 
 663,832  
% of shares held change : 
   5.67%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 N/A  
Last Quarter's Ending Price : 
 N/A  
Last Quarter's Average Price : 
 N/A  
Change from last quarter's     
avg. price to the last closing  : 
(%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
8
 142,893
 1.36%
 
Increased Positions :
18
 1,196,323
 11.38%
 
Unchanged Positions :
17
 122,990
 1.17%
 
Decreased Positions :
20
-519,675
-4.94%
 
Closed Positions :
11
-155,709
-1.48%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   SABA CAPITAL MANAGEMENT, L.P. 14 - 2023-12-31 4,720,658 $58,064,000 531,431
   SIT INVESTMENT ASSOCIATES INC 67 - 2023-12-31 1,380,710 $16,983,000 66,051
   MORGAN STANLEY 2833 - 2023-12-31 1,380,271 $16,977,000 -254,457
   UBS Group AG 1696 - 2023-12-31 566,670 $6,970,000 -13,383
   Heron Bay Capital Management 34 - 2023-12-31 372,776 $4,585,000 153,890
   LPL FINANCIAL CORP 1967 - 2023-12-31 272,378 $3,350,000 -76,984
   CLOUGH CAPITAL PARTNERS L P 68 - 2023-12-31 251,150 $3,089,000 251,150
   Advisor Group Holdings Inc. 1956 - 2023-12-31 144,161 $1,773,000 -42,865
   Alpine Partners VI LLC 40 - 2023-12-31 125,000 $1,538,000 53,544
   FIXED INCOME SECURITIES INC 604 - 2023-12-31 124,499 $1,531,000 -5,170
   BENJAMIN F. EDWARDS & COMPANY INC. 461 - 2023-12-31 88,987 $1,095,000 7,189
   Quarry LP 52 *New 2023-12-31 86,966 $1,070,000 86,966
   Rockefeller Capital Management L.P. 1181 - 2023-12-31 72,502 $892,000 42,083
   MILLENNIUM MANAGEMENT LLC 2790 - 2023-12-31 71,738 $882,000 -36,406
   FINANCIAL NETWORK 1462 - 2023-12-31 70,322 $865,000 7,763
   CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 84 - 2023-12-31 65,350 $804,000 -5,000
   RAYMOND JAMES & ASSOCIATES 2719 - 2024-03-31 63,986 $796,000 20,559
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 93 - 2024-03-31 54,198 $674,000 32,718
   COMERICA BANK 1802 - 2023-12-31 46,717 $575,000 44,882
   SILVERLAKE WEALTH MANAGEMENT LLC 94 - 2024-03-31 42,970 $535,000 -10,921
   STIFEL FINANCIAL CORP 2598 - 2023-12-31 37,611 $463,000 3,733
   BANK OF AMERICA CORP /DE/ 4529 - 2023-12-31 37,199 $458,000 -14,574
   JANNEY MONTGOMERY SCOTT LLC 1961 - 2023-12-31 36,767 $452,000 -2,524
   KAYNE ANDERSON CAPITAL ADVISORS LP 73 - 2023-12-31 32,100 $395,000 0
   Gladstone Institutional Advisory LLC 482 - 2023-12-31 30,000 $369,000 0
   Goss Wealth Management LLC 1440 - 2023-12-31 30,252 $368,000 8,337
   ROYAL BANK OF CANADA 3953 - 2023-12-31 28,876 $355,000 3,756
   COMMONWEALTH EQUITY SERVICES LLC. 2983 - 2023-12-31 27,904 $343,000 -242
   Integrated Wealth Concepts LLC 1221 - 2023-12-31 25,601 $315,000 -500
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2654 - 2024-03-31 24,965 $311,000 181
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 2799 - 2024-03-31 25,005 $311,000 -338
   Quantedge Capital Pte Ltd 85 - 2023-12-31 24,738 $304,000 -19,600
   DAVIDSON D A & CO 1130 - 2023-12-31 23,445 $288,000 755
   Cetera Investment Advisers 1969 - 2023-12-31 17,970 $221,000 3,050
   MML INVESTORS SERVICES LLC 2267 - 2023-12-31 17,405 $214,000 0
   Fortitude Advisory Group L.L.C. 192 - 2023-12-31 16,830 $207,000 0
   FIRST TRUST ADVISORS LP 2295 - 2023-12-31 15,678 $193,000 420
   J P MORGAN CHASE & CO 4227 - 2023-12-31 14,682 $181,000 7,837
   WEALTH ENHANCEMENT ADVISORY SERVICES LLC 2201 - 2024-03-31 13,772 $171,000 -4,335
   BROOKLYN CAPITAL MANAGEMENT LLC 103 - 2023-12-31 12,779 $157,000 0
   Private Advisor Group LLC 2062 *New 2023-12-31 12,669 $156,000 12,669
   VIRTU FINANCIAL LLC 940 *New 2023-12-31 11,681 $144,000 11,681
   Spire Wealth Management 1015 - 2024-03-31 7,248 $90,000 0
   CAROLINAS WEALTH CONSULTING LLC 248 - 2023-12-31 7,264 $89,000 0
   ADVISORY SERVICES NETWORK, LLC 1825 *New 2023-12-31 5,642 $69,000 5,642
   US BANCORP 2614 *New 2023-12-31 4,410 $54,000 4,410
   Sound Income Strategies LLC 560 - 2024-03-31 1,905 $24,000 0
   THOMAS J. HERZFELD ADVISORS, INC. 114 - 2023-12-31 1,587 $20,000 0
   WOLFF WIESE MAGANA LLC 250 - 2024-03-31 1,200 $15,000 0
   ICA Group Wealth Management LLC 863 - 2023-12-31 818 $10,000 818
   Steward Partners Investment Advisory LLC 2757 - 2023-12-31 659 $8,000 0
   WELLS FARGO & CO/MN 5215 - 2023-12-31 538 $7,000 -32,239
   CAMBRIDGE TRUST CO 606 *New 2023-12-31 570 $7,000 570
   DELTA ASSET MANAGEMENT LLC/TN 502 - 2023-12-31 468 $6,000 0
   Glass Jacobson Investment Advisors llc 604 - 2024-03-31 445 $6,000 0
   BAYSTATE WEALTH MANAGEMENT LLC 887 *New 2023-12-31 444 $5,000 444
   HANSON MCCLAIN, INC. 2388 - 2024-03-31 422 $5,000 55
   Geneos Wealth Management Inc. - 2023-12-31 381 $5,000 0
   Focused Wealth Management Inc 663 - 2023-12-31 353 $4,000 -52
   Sunbelt Securities Inc. 1405 - 2024-03-31 345 $4,000 0
   Johnson Midwest Financial LLC 344 - 2023-09-30 113 $1,000 0
   PNC FINANCIAL SERVICES GROUP INC 4278 - 2023-12-31 64 $1,000 0
   Larson Financial Group LLC 1604 *Closed 2023-12-31 0 $0 -250
   BDO Wealth Advisors LLC 968 *Closed 2023-06-30 0 $0 -834
   PROEQUITIES INC. 4401 - 2023-12-31 0 $0 0
   Hartland & Co. LLC 1527 *Closed 2023-12-31 0 $0 -910
   FNY Investment Advisers LLC 549 *Closed 2023-12-31 0 $0 -3,000
   Advisor Resource Council 288 *Closed 2024-03-31 0 $0 -10,712
   Sigma Planning Corp 1121 *Closed 2023-12-31 0 $0 -19,249
   Koshinski Asset Management Inc. 588 *Closed 2023-12-31 0 $0 -10,567
   ELEQUIN CAPITAL LP 461 *Closed 2023-12-31 0 $0 -14,707
   Woodline Partners LP 670 *Closed 2023-12-31 0 $0 -62,685
   INVESCO LTD 3760 *Closed 2023-12-31 0 $0 -17,888
   WOLVERINE ASSET MANAGEMENT LLC 1264 *Closed 2023-12-31 0 $0 -3,000
   CITIGROUP INC 4719 - 2023-12-31 2 $0 0
   CNH PARTNERS LLC 672 *Closed 2023-12-31 0 $0 -22,196
   VitalStone Financial LLC 572 - 2023-12-31 1 $0 0
  77 Records found
  1    
  Page 1 of 1
Free Registration Required For Full Results

  
    
    Copyright © 2024 j3sg.com | Disclaimer & Terms of use          Products & Service  About Us  Contact Us