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Get Institutions for : 
Oxford Lane Capital Corp. (OXLC)  
$5.16 0.01 (0.19%) as of 4:30 Tue 5/7


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 88    3
Total shares held : 
10,598,198  
% of shares held : 
56.52%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  21  
Amount of shares held : 
279,551  
% of shares held change : 
  1.49%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$4.95  
Last Quarter's Ending Price : 
$4.94  
Last Quarter's Average Price
$4.93  
Change from last quarter's     
avg. price to the last closing  : 
0.23 (4.67%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
12
 332,249
 3.13%
 
Increased Positions :
41
 1,161,905
 10.96%
 
Unchanged Positions :
18
 466,839
 4.4%
 
Decreased Positions :
17
-964,761
-9.1%
 
Closed Positions :
15
-249,842
-2.36%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   Penserra Capital Management LLC 52 - 2023-12-31 3,035,777 $14,996,000 210,113
   MORGAN STANLEY 3881 - 2023-12-31 954,355 $4,715,000 187,279
   CITADEL ADVISORS LLC 1679 - 2023-12-31 869,435 $4,295,000 83,567
   Advisor Group Holdings Inc. 1570 - 2023-12-31 582,160 $2,876,000 -254,673
   LPL FINANCIAL CORP 2420 - 2023-12-31 385,439 $1,904,000 -22,236
   WEDBUSH MORGAN SECURITIES INC 176 - 2023-12-31 371,939 $1,837,000 46,616
   COMMONWEALTH EQUITY SERVICES LLC. 1882 - 2024-03-31 324,463 $1,648,000 -4,348
   DELPHI FINANCIAL GROUP INC/DE 15 - 2024-03-31 274,974 $1,397,000 864
   WILEY BROS.-AINTREE CAPITAL LLC 109 - 2024-03-31 263,311 $1,338,000 10,120
   J P MORGAN CHASE & CO 3237 - 2023-12-31 237,953 $1,175,000 236,962
   Geneos Wealth Management Inc. - 2024-03-31 165,850 $843,000 33,250
   Virtus ETF Advisers LLC 7 - 2023-12-31 169,886 $839,000 -51,320
   THOMAS J. HERZFELD ADVISORS, INC. 61 - 2023-12-31 163,890 $810,000 0
   Arlington Capital Management Inc. 41 - 2024-03-31 148,012 $752,000 -6,904
   RAYMOND JAMES & ASSOCIATES 2772 - 2024-03-31 145,269 $738,000 5,390
   Samalin Investment Counsel LLC 82 - 2023-12-31 141,550 $699,000 37,477
   Private Advisor Group LLC - 2024-03-31 122,871 $624,000 9,299
   BDO Wealth Advisors LLC 159 - 2023-06-30 125,482 $607,000 113,863
   HRT FINANCIAL LLC 1262 - 2023-12-31 100,485 $496,000 -98,492
   CastleKnight Management LP 205 - 2023-12-31 97,000 $479,000 0
   WELLS FARGO & CO/MN 3392 - 2023-12-31 92,501 $457,000 -17,147
   Kestra Advisory Services LLC 1570 - 2023-12-31 91,433 $452,000 6,578
   Coastal Investment Advisors Inc. 255 - 2024-03-31 86,656 $440,000 14,307
   Aptus Capital Advisors LLC 403 *New 2023-12-31 86,283 $426,000 86,283
   Cubist Systematic Strategies LLC 1419 - 2023-12-31 81,650 $403,000 -64,100
   AE Wealth Management LLC 1610 - 2023-12-31 67,887 $353,000 2,479
   Sage Capital Advisorsllc 108 - 2024-03-31 68,126 $346,000 2,486
   BANK OF AMERICA CORP /DE/ 4715 - 2023-12-31 68,976 $341,000 -25,521
   BARD ASSOCIATES INC 138 - 2023-12-31 64,969 $321,000 -2,675
   BESSEMER GROUP INC 945 *New 2023-12-31 61,925 $306,000 61,925
   Sheaff Brock Investment Advisors LLC 333 - 2023-12-31 61,770 $305,000 770
   NATIONAL ASSET MANAGEMENT, INC. 1075 - 2023-12-31 57,689 $285,000 7,469
   Bridgewealth Advisory Group LLC 57 - 2024-03-31 53,627 $272,000 0
   J.W. COLE ADVISORS INC. - 2024-03-31 53,223 $270,000 21,272
   BI Asset Management Fondsmaeglerselskab A/S 611 - 2024-03-31 52,333 $266,000 846
   ROYAL BANK OF CANADA 4226 - 2023-12-31 53,469 $264,000 -207,161
   Rockefeller Capital Management L.P. 1482 - 2023-12-31 53,057 $262,000 807
   Jump Financial LLC 1369 - 2023-12-31 52,500 $259,000 39,462
   Claybrook Capital LLC 117 - 2023-09-30 51,371 $256,000 0
   Goss Wealth Management LLC 1602 - 2023-12-31 50,498 $255,000 5,866
   Lido Advisors LLC 981 *New 2023-12-31 51,372 $254,000 51,372
   UBS Group AG 4449 - 2023-12-31 48,336 $239,000 24,913
   Sigma Planning Corp - 2024-03-31 40,496 $206,000 15,016
   PROSPERA FINANCIAL SERVICES 1000 - 2023-12-31 41,299 $204,000 1,981
   PARK AVENUE SECURITIES LLC 1322 - 2024-03-31 37,579 $191,000 17,608
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 3020 - 2024-03-31 36,555 $186,000 -6,034
   Squarepoint Ops LLC 2190 - 2023-12-31 32,139 $159,000 -22,417
   GOLUB GROUP LLC 85 - 2023-12-31 30,000 $148,000 10,000
   HOHIMER WEALTH MANAGEMENT LLC 186 *New 2023-12-31 28,216 $139,000 28,216
   BNP PARIBAS ARBITRAGE SA - 2024-03-31 26,300 $134,000 -116,400
   DAVIDSON D A & CO 1287 - 2023-12-31 24,711 $122,000 693
   CoreCap Advisors LLC 578 - 2023-12-31 21,459 $106,000 10,000
   Naviter Wealth LLC 226 - 2024-03-31 19,781 $100,000 -6,000
   Cape Investment Advisory Inc. 232 *New 2023-12-31 19,873 $98,000 19,873
   NOMURA HOLDINGS INC 964 *New 2023-12-31 19,375 $96,000 19,375
   L.M. KOHN & COMPANY 266 - 2024-03-31 18,470 $94,000 0
   VIRTU FINANCIAL LLC 1041 *New 2023-12-31 19,103 $94,000 19,103
   ESSEX FINANCIAL SERVICES INC 535 - 2024-03-31 17,000 $86,000 0
   TOMPKINS FINANCIAL CORP 305 - 2024-03-31 16,000 $81,000 0
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 3217 - 2024-03-31 15,308 $78,000 -1,111
   PFG Investments LLC 973 *New 2024-03-31 15,112 $77,000 15,112
   Atria Wealth Solutions Inc. 1846 - 2023-12-31 15,300 $76,000 0
   Foundations Investment Advisors LLC 642 *New 2023-12-31 14,243 $75,000 14,243
   Bay Colony Advisory Group Inc d/b/a Bay Colony Adv - 2024-03-31 14,651 $74,000 2,096
   HARTLINE INVESTMENT CORP/ 400 *New 2024-03-31 14,651 $74,000 14,651
   Beacon Financial Advisory LLC 236 - 2024-03-31 14,079 $72,000 636
   CREATIVE PLANNING 2605 *New 2023-12-31 13,074 $65,000 13,074
   Arkadios Wealth Advisors - 2024-03-31 12,414 $63,000 -9
   Belpointe Asset Management LLC 689 - 2023-12-31 11,822 $58,000 464
   Cetera Investment Advisers 2150 - 2023-12-31 11,781 $58,000 -2,059
   WETHERBY ASSET MANAGEMENT INC 897 - 2023-12-31 11,700 $58,000 1,700
   Capital Investment Advisors LLC 614 - 2024-03-31 11,000 $56,000 0
   Vantage Financial Partners LLC - 2024-03-31 10,464 $53,000 83
   WESBANCO BANK INC 558 - 2024-03-31 10,209 $52,000 0
   HILLTOP HOLDINGS INC. 582 - 2023-12-31 10,600 $52,000 250
   One Capital Management LLC 280 - 2023-12-31 10,000 $49,000 0
   CULLEN FROST BANKERS INC 667 - 2023-12-31 10,000 $49,000 0
   Coppell Advisory Solutions LLC 517 *New 2023-12-31 6,368 $45,000 6,368
   GPS Wealth Strategies Group LLC - 2024-03-31 8,242 $42,000 0
   TOWER RESEARCH CAPITAL LLC 3384 - 2023-12-31 6,550 $32,000 5,321
   HANSON MCCLAIN, INC. 1771 - 2024-03-31 3,845 $20,000 -5,426
   Tradition Wealth Management LLC 889 - 2023-12-31 3,270 $16,000 0
   PROEQUITIES INC. - 2024-03-31 3,000 $15,000 0
   ALPHAMARK ADVISORS LLC 589 - 2024-03-31 1,025 $5,000 66
   Eagle Bay Advisors LLC 609 - 2023-12-31 1,000 $5,000 0
   RESOURCES MANAGEMENT CORP /CT/ /ADV 385 - 2023-12-31 1,000 $5,000 0
   Sunbelt Securities Inc. 1365 - 2024-03-31 1,074 $5,000 52
   Spectrum Wealth Counsel LLC 292 - 2023-12-31 750 $4,000 0
   FNY Investment Advisers LLC 540 *New 2024-03-31 400 $2,000 400
   Farther Finance Advisors LLC 2637 - 2023-12-31 270 $1,000 12
   GHP INVESTMENT ADVISORS INC 795 - 2024-03-31 125 $1,000 0
   GRADIENT INVESTMENTS LLC 1100 - 2024-03-31 0 $0 0
   Kingsview Wealth Management LLC 953 *Closed 2023-12-31 0 $0 -12,288
   ENVESTNET ASSET MANAGEMENT INC 4021 *Closed 2023-12-31 0 $0 -46,391
   TWO SIGMA SECURITIES LLC 1519 *Closed 2023-12-31 0 $0 -24,464
   MERCER GLOBAL ADVISORS INC /ADV 2019 *Closed 2023-12-31 0 $0 -37,399
   Atlas Financial Advisors Inc. 34 *Closed 2023-12-31 0 $0 -12,000
   Andina Capital Management LLC 126 *Closed 2024-03-31 0 $0 -45,426
   CFO4Life Group LLC *Closed 2023-12-31 0 $0 -30,927
   RSM US WEALTH MANAGEMENT LLC 679 *Closed 2024-03-31 0 $0 -12,249

  100 Records found
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