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Get Institutions for : 
Oxford Lane Capital Corp. (OXLC)  
$4.98 0.02 (0.4%) as of 4:30 Fri 4/26


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 88    3
Total shares held : 
10,598,198  
% of shares held : 
56.52%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  21  
Amount of shares held : 
279,551  
% of shares held change : 
  1.49%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$4.95  
Last Quarter's Ending Price : 
$4.94  
Last Quarter's Average Price
$4.93  
Change from last quarter's     
avg. price to the last closing  : 
0.05 (1.01%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
12
 332,249
 3.13%
 
Increased Positions :
41
 1,161,905
 10.96%
 
Unchanged Positions :
18
 466,839
 4.4%
 
Decreased Positions :
17
-964,761
-9.1%
 
Closed Positions :
15
-249,842
-2.36%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   Penserra Capital Management LLC 52 - 2023-12-31 3,035,777 $14,996,000 210,113
   MORGAN STANLEY 3881 - 2023-12-31 954,355 $4,715,000 187,279
   CITADEL ADVISORS LLC 1679 - 2023-12-31 869,435 $4,295,000 83,567
   Advisor Group Holdings Inc. 1570 - 2023-12-31 582,160 $2,876,000 -254,673
   LPL FINANCIAL CORP 2420 - 2023-12-31 385,439 $1,904,000 -22,236
   WEDBUSH MORGAN SECURITIES INC 176 - 2023-12-31 371,939 $1,837,000 46,616
   COMMONWEALTH EQUITY SERVICES LLC. 1799 - 2023-12-31 328,811 $1,624,000 -36,036
   DELPHI FINANCIAL GROUP INC/DE 14 - 2023-12-31 274,110 $1,354,000 -83,095
   WILEY BROS.-AINTREE CAPITAL LLC 109 - 2024-03-31 263,311 $1,338,000 10,120
   J P MORGAN CHASE & CO 3237 - 2023-12-31 237,953 $1,175,000 236,962
   Virtus ETF Advisers LLC 7 - 2023-12-31 169,886 $839,000 -51,320
   THOMAS J. HERZFELD ADVISORS, INC. 61 - 2023-12-31 163,890 $810,000 0
   Arlington Capital Management Inc. 47 - 2023-12-31 154,916 $765,000 66,032
   BNP PARIBAS ARBITRAGE SA 1854 - 2023-12-31 142,700 $705,000 108,327
   Samalin Investment Counsel LLC 82 - 2023-12-31 141,550 $699,000 37,477
   RAYMOND JAMES & ASSOCIATES 2715 - 2023-12-31 139,879 $691,000 3,413
   Geneos Wealth Management Inc. - 2023-12-31 132,600 $655,000 12,500
   BDO Wealth Advisors LLC 159 - 2023-06-30 125,482 $607,000 113,863
   Private Advisor Group LLC 1385 - 2023-12-31 113,572 $561,000 9,878
   HRT FINANCIAL LLC 1262 - 2023-12-31 100,485 $496,000 -98,492
   CastleKnight Management LP 205 - 2023-12-31 97,000 $479,000 0
   WELLS FARGO & CO/MN 3392 - 2023-12-31 92,501 $457,000 -17,147
   Kestra Advisory Services LLC 1570 - 2023-12-31 91,433 $452,000 6,578
   Coastal Investment Advisors Inc. 255 - 2024-03-31 86,656 $440,000 14,307
   Aptus Capital Advisors LLC 403 *New 2023-12-31 86,283 $426,000 86,283
   Cubist Systematic Strategies LLC 1419 - 2023-12-31 81,650 $403,000 -64,100
   AE Wealth Management LLC 1610 - 2023-12-31 67,887 $353,000 2,479
   Sage Capital Advisorsllc 108 - 2024-03-31 68,126 $346,000 2,486
   BANK OF AMERICA CORP /DE/ 4715 - 2023-12-31 68,976 $341,000 -25,521
   BARD ASSOCIATES INC 138 - 2023-12-31 64,969 $321,000 -2,675
   BESSEMER GROUP INC 945 *New 2023-12-31 61,925 $306,000 61,925
   Sheaff Brock Investment Advisors LLC 333 - 2023-12-31 61,770 $305,000 770
   NATIONAL ASSET MANAGEMENT, INC. 1075 - 2023-12-31 57,689 $285,000 7,469
   Bridgewealth Advisory Group LLC 57 - 2024-03-31 53,627 $272,000 0
   ROYAL BANK OF CANADA 4226 - 2023-12-31 53,469 $264,000 -207,161
   Rockefeller Capital Management L.P. 1482 - 2023-12-31 53,057 $262,000 807
   Jump Financial LLC 1369 - 2023-12-31 52,500 $259,000 39,462
   Claybrook Capital LLC 117 - 2023-09-30 51,371 $256,000 0
   Goss Wealth Management LLC 1602 - 2023-12-31 50,498 $255,000 5,866
   Lido Advisors LLC 981 *New 2023-12-31 51,372 $254,000 51,372
   BI Asset Management Fondsmaeglerselskab A/S 634 - 2023-12-31 51,487 $254,000 2,588
   UBS Group AG 4449 - 2023-12-31 48,336 $239,000 24,913
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2820 - 2023-12-31 42,589 $210,000 7,565
   PROSPERA FINANCIAL SERVICES 1000 - 2023-12-31 41,299 $204,000 1,981
   PARK AVENUE SECURITIES LLC 1322 - 2024-03-31 37,579 $191,000 17,608
   Squarepoint Ops LLC 2190 - 2023-12-31 32,139 $159,000 -22,417
   J.W. COLE ADVISORS INC. 772 - 2023-12-31 31,951 $158,000 8,023
   GOLUB GROUP LLC 85 - 2023-12-31 30,000 $148,000 10,000
   HOHIMER WEALTH MANAGEMENT LLC 186 *New 2023-12-31 28,216 $139,000 28,216
   Sigma Planning Corp 793 - 2023-12-31 25,480 $126,000 -48,746
   DAVIDSON D A & CO 1287 - 2023-12-31 24,711 $122,000 693
   CoreCap Advisors LLC 578 - 2023-12-31 21,459 $106,000 10,000
   Naviter Wealth LLC 226 - 2024-03-31 19,781 $100,000 -6,000
   Cape Investment Advisory Inc. 232 *New 2023-12-31 19,873 $98,000 19,873
   NOMURA HOLDINGS INC 964 *New 2023-12-31 19,375 $96,000 19,375
   VIRTU FINANCIAL LLC 1041 *New 2023-12-31 19,103 $94,000 19,103
   L.M. KOHN & COMPANY 239 - 2023-12-31 18,470 $91,000 1,200
   ESSEX FINANCIAL SERVICES INC 500 - 2023-12-31 17,000 $84,000 0
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 3106 - 2023-12-31 16,419 $81,000 5,725
   TOMPKINS FINANCIAL CORP 305 - 2024-03-31 16,000 $81,000 0
   Atria Wealth Solutions Inc. 1846 - 2023-12-31 15,300 $76,000 0
   Foundations Investment Advisors LLC 642 *New 2023-12-31 14,243 $75,000 14,243
   Beacon Financial Advisory LLC - 2023-12-31 13,443 $66,000 -1,844
   CREATIVE PLANNING 2605 *New 2023-12-31 13,074 $65,000 13,074
   Bay Colony Advisory Group Inc d/b/a Bay Colony Adv 385 - 2023-12-31 12,555 $62,000 439
   RSM US WEALTH MANAGEMENT LLC 610 *New 2023-12-31 12,249 $61,000 12,249
   Arkadios Wealth Advisors - 2023-12-31 12,423 $61,000 1,608
   Belpointe Asset Management LLC 689 - 2023-12-31 11,822 $58,000 464
   Cetera Investment Advisers 2150 - 2023-12-31 11,781 $58,000 -2,059
   WETHERBY ASSET MANAGEMENT INC 897 - 2023-12-31 11,700 $58,000 1,700
   Capital Investment Advisors LLC 614 - 2024-03-31 11,000 $56,000 0
   HILLTOP HOLDINGS INC. 582 - 2023-12-31 10,600 $52,000 250
   Vantage Financial Partners LLC 131 - 2023-12-31 10,381 $51,000 82
   WESBANCO BANK INC 368 - 2023-12-31 10,209 $50,000 0
   FTB Advisors Inc. 940 *New 2023-12-31 10,000 $49,000 10,000
   One Capital Management LLC 280 - 2023-12-31 10,000 $49,000 0
   CULLEN FROST BANKERS INC 667 - 2023-12-31 10,000 $49,000 0
   HANSON MCCLAIN, INC. *New 2023-12-31 9,271 $46,000 9,271
   Coppell Advisory Solutions LLC 517 *New 2023-12-31 6,368 $45,000 6,368
   GPS Wealth Strategies Group LLC 532 - 2023-12-31 8,242 $41,000 0
   TOWER RESEARCH CAPITAL LLC 3384 - 2023-12-31 6,550 $32,000 5,321
   Tradition Wealth Management LLC 889 - 2023-12-31 3,270 $16,000 0
   PROEQUITIES INC. 1548 - 2023-12-31 3,000 $15,000 0
   ALPHAMARK ADVISORS LLC 589 - 2024-03-31 1,025 $5,000 66
   Eagle Bay Advisors LLC 609 - 2023-12-31 1,000 $5,000 0
   RESOURCES MANAGEMENT CORP /CT/ /ADV 385 - 2023-12-31 1,000 $5,000 0
   Sunbelt Securities Inc. 1365 - 2024-03-31 1,074 $5,000 52
   Spectrum Wealth Counsel LLC 292 - 2023-12-31 750 $4,000 0
   GHP INVESTMENT ADVISORS INC - 2023-12-31 125 $1,000 0
   Farther Finance Advisors LLC 2637 - 2023-12-31 270 $1,000 12
   HOLLENCREST SECURITIES LLC 975 *Closed 2023-12-31 0 $0 0
   Kingsview Wealth Management LLC 953 *Closed 2023-12-31 0 $0 -12,288
   GRADIENT INVESTMENTS LLC 1602 *Closed 2023-12-31 0 $0 -100
   ENVESTNET ASSET MANAGEMENT INC 4021 *Closed 2023-12-31 0 $0 -46,391
   TWO SIGMA SECURITIES LLC 1519 *Closed 2023-12-31 0 $0 -24,464
   MERCER GLOBAL ADVISORS INC /ADV 2019 *Closed 2023-12-31 0 $0 -37,399
   Larson Financial Group LLC 1642 *Closed 2023-12-31 0 $0 -1
   Atlas Financial Advisors Inc. 34 *Closed 2023-12-31 0 $0 -12,000
   Andina Capital Management LLC 126 *Closed 2024-03-31 0 $0 -45,426
   CFO4Life Group LLC *Closed 2023-12-31 0 $0 -30,927

  100 Records found
  1    
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