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Get Institutions for : 
Pimco Floating Rate Strategy Fund II (PFN)  
$7.26 0.05 (0.68%) as of 4:30 Wed 4/24


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 104    5
Total shares held : 
 11,603,714  
% of shares held : 
 19.57%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   -5  
Amount of shares held : 
 1,049,563  
% of shares held change : 
   1.77%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $6.58  
Last Quarter's Ending Price : 
 $7.23  
Last Quarter's Average Price : 
 $6.70  
Change from last quarter's     
avg. price to the last closing  : 
0.56 (8.36%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
7
 88,230
 0.76%
 
Increased Positions :
30
 1,662,428
 14.33%
 
Unchanged Positions :
37
 1,531,135
 13.2%
 
Decreased Positions :
30
-555,765
-4.79%
 
Closed Positions :
12
-145,330
-1.25%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   RIVERNORTH CAPITAL MANAGEMENT, INC. 47 - 2023-12-31 1,521,498 $11,000,000 256,844
   LPL FINANCIAL CORP 1476 - 2023-12-31 948,609 $6,858,000 324,547
   INVESCO LTD 2116 - 2023-12-31 786,132 $5,684,000 222,918
   EverSource Wealth Advisors LLC 51 - 2023-12-31 724,459 $5,238,000 49,498
   COHEN & STEERS INC 138 - 2023-12-31 696,234 $5,034,000 0
   GUGGENHEIM CAPITAL LLC 528 - 2023-12-31 684,938 $4,952,000 23,897
   Penserra Capital Management LLC 201 - 2023-12-31 476,598 $3,445,000 32,984
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 621 - 2023-12-31 473,262 $3,422,000 33,807
   SHAKER FINANCIAL SERVICES, LLC 20 - 2023-12-31 463,132 $3,377,000 194,937
   AMERIPRISE FINANCIAL INC 2622 - 2023-12-31 395,105 $2,857,000 -31,582
   Consolidated Portfolio Review Corp 42 - 2023-12-31 378,023 $2,733,000 11,618
   MORGAN STANLEY 4313 - 2023-12-31 317,242 $2,294,000 -11,125
   COMMONWEALTH EQUITY SERVICES LLC. 1596 - 2023-12-31 305,263 $2,207,000 -144,494
   HORIZON ASSET MANAGEMENT INC/NY 95 - 2023-12-31 279,734 $2,022,000 0
   WELLS FARGO & CO/MN 2501 - 2023-12-31 277,986 $2,010,000 269,163
   RAYMOND JAMES & ASSOCIATES 2136 - 2023-12-31 247,602 $1,790,000 -5,216
   Moors & Cabot Inc. 322 - 2023-12-31 112,169 $811,000 89,000
   BANK OF AMERICA CORP /DE/ 4145 - 2023-12-31 111,585 $807,000 -5,389
   Goss Wealth Management LLC 1063 - 2023-12-31 102,808 $757,000 12,200
   UBS Group AG 3650 - 2023-12-31 100,438 $726,000 -4,926
   SYNOVUS FINANCIAL CORP 506 - 2023-12-31 100,284 $725,000 -101,884
   TCG Advisory Services LLC 187 - 2023-12-31 99,659 $721,000 1,752
   PRIVATE TRUST CO NA - 2023-12-31 93,382 $675,000 0
   CoreCap Advisors LLC 312 - 2023-12-31 86,305 $624,000 5,995
   Stratos Wealth Partners LTD. 805 - 2024-03-31 82,191 $613,000 1,100
   ROYAL BANK OF CANADA 3503 - 2023-12-31 83,735 $606,000 -4,411
   Clear Creek Financial Management LLC - 2023-12-31 70,518 $510,000 -788
   Semus Wealth Partners LLC - 2023-12-31 70,564 $510,000 -9,747
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2181 - 2023-12-31 66,203 $479,000 -1,620
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 434 - 2023-12-31 63,426 $459,000 49,914
   Certified Advisory Corp 181 - 2023-12-31 57,969 $419,000 -69,020
   Addison Capital Co 74 - 2023-12-31 57,434 $415,000 -6,200
   PINNACLE ASSOCIATES LTD 636 - 2023-12-31 51,970 $376,000 -1,000
   Advisor Group Holdings Inc. 3395 - 2023-12-31 51,005 $369,000 -14,523
   Apollon Wealth Management LLC 783 - 2023-12-31 47,157 $341,000 0
   BB&T CORP 2226 - 2023-12-31 44,110 $319,000 0
   Main Street Financial Solutions LLC 362 - 2023-12-31 41,890 $303,000 1,316
   STIFEL FINANCIAL CORP 2865 - 2023-12-31 39,687 $287,000 300
   ADVISORY SERVICES NETWORK, LLC 1111 - 2023-12-31 39,031 $282,000 3,066
   Atomi Financial Group Inc. 432 - 2023-12-31 38,854 $281,000 -1,909
   MULTIFINANCIAL SECURITIES CORP 1461 - 2023-12-31 38,416 $278,000 26,109
   GeoWealth Management LLC 427 - 2023-12-31 38,400 $278,000 2,350
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 2766 - 2023-12-31 38,084 $275,000 22,995
   TNF LLC 90 - 2023-12-31 34,175 $255,000 0
   NATIONAL ASSET MANAGEMENT, INC. 1134 - 2023-12-31 34,339 $251,000 -4,532
   Financial Alternatives Inc 66 - 2023-12-31 34,528 $250,000 -24,500
   Atria Wealth Solutions Inc. 1650 - 2023-12-31 32,486 $236,000 -30,800
   Lido Advisors LLC 1013 - 2023-12-31 31,971 $233,000 12,970
   DAVIDSON D A & CO 1190 - 2023-12-31 31,963 $231,000 -11,420
   Vanguard Capital Wealth Advisors 121 - 2024-03-31 30,000 $224,000 0
   FINANCIAL NETWORK 2446 - 2023-12-31 30,789 $223,000 2,500
   JANNEY MONTGOMERY SCOTT LLC 2379 - 2023-12-31 30,575 $221,000 1,500
   Aptus Capital Advisors LLC 541 *New 2023-12-31 28,872 $209,000 28,872
   Sonora Investment Management Group LLC 218 - 2023-12-31 28,660 $207,000 0
   SHUFRO ROSE & CO LLC 262 - 2023-12-31 31,400 $207,000 0
   WALLED LAKE PLANNING & WEALTH MANAGEMENT LLC 100 - 2023-12-31 27,700 $200,000 0
   FOCUS FINANCIAL NETWORK INC /ADV 690 - 2023-12-31 24,969 $182,000 0
   St. Louis Financial Planners Asset Management LLC 33 - 2024-03-31 22,394 $168,000 -49
   EDGE WEALTH MANAGEMENT LLC 73 - 2024-03-31 19,800 $148,000 0
   KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ 366 - 2023-12-31 19,591 $142,000 -4,784
   Cetera Investment Advisers 2097 - 2023-12-31 18,303 $132,000 -252
   Asset Allocation & Management Company LLC 48 - 2024-03-31 17,500 $131,000 0
   Koshinski Asset Management Inc. 484 - 2023-12-31 17,642 $128,000 5,921
   Private Advisor Group LLC 2090 - 2023-12-31 17,014 $123,000 -220
   BURNS J W & CO INC/NY 188 - 2024-03-31 15,600 $116,000 600
   RAYMOND JAMES TRUST CO 1177 - 2023-12-31 15,935 $115,000 0
   WEDBUSH MORGAN SECURITIES INC 1030 - 2023-12-31 15,673 $113,000 0
   Geneos Wealth Management Inc. - 2023-12-31 14,394 $104,000 -41,908
   CONNING ASSET MANAGEMENT CO. 326 - 2023-12-31 13,666 $99,000 0
   BANK OF MONTREAL /CAN/ 2846 - 2023-12-31 13,250 $96,000 -10,000
   GREAT VALLEY ADVISOR GROUP INC. 691 - 2023-12-31 12,628 $91,000 0
   Wealth Alliance Advisory Group LLC 184 - 2024-03-31 12,000 $90,000 0
   Amplius Wealth Advisors LLC 176 - 2024-03-31 11,000 $82,000 0
   Claybrook Capital LLC 138 - 2023-09-30 12,270 $81,000 0
   WSFS CAPITAL MANAGEMENT LLC 398 - 2023-12-31 10,993 $79,000 0
   Foundations Investment Advisors LLC 641 *New 2023-12-31 10,281 $77,000 10,281
   Keudell/Morrison Wealth Management 189 *New 2023-12-31 10,450 $76,000 10,450
   ESSEX FINANCIAL SERVICES INC 502 - 2023-12-31 10,428 $75,000 44
   Capstone Financial Advisors Inc. 143 - 2023-12-31 10,400 $75,000 0
   CITIGROUP INC 3551 *New 2023-12-31 7,132 $52,000 7,132
   ELEQUIN CAPITAL LP 206 - 2023-12-31 6,129 $44,000 4,144
   PNC FINANCIAL SERVICES GROUP INC 3061 - 2023-12-31 5,700 $41,000 0
   Global Retirement Partners LLC 1442 - 2023-12-31 5,270 $40,000 0
   HOLLENCREST SECURITIES LLC 532 - 2023-12-31 5,105 $37,000 0
   Sound Income Strategies LLC 477 - 2024-03-31 4,786 $36,000 0
   Spire Wealth Management 1341 - 2023-12-31 4,470 $33,000 -833
   GPS Wealth Strategies Group LLC 598 - 2023-12-31 4,435 $32,000 0
   TD Waterhouse Canada Inc. 1044 - 2023-12-31 4,300 $31,000 100
   COMERICA BANK 2876 - 2023-12-31 3,550 $26,000 0
   PRINCIPAL SECURITIES INC. 1972 - 2023-12-31 2,340 $17,000 0
   BAYSTATE WEALTH MANAGEMENT LLC 632 *New 2023-12-31 2,020 $15,000 2,020
   COLONIAL ASSET MANAGEMENT, INC. 460 - 2023-12-31 1,900 $14,000 0
   US BANCORP 3143 - 2023-12-31 2,000 $14,000 0
   FNY Investment Advisers LLC 307 - 2023-12-31 1,200 $8,000 0
   Gs Investments Inc. 106 - 2023-12-31 1,000 $7,000 0
   CWM LLC 3493 - 2024-03-31 1,000 $7,000 0
   Concord Wealth Partners 611 - 2023-12-31 799 $6,000 25
   CREATIVE FINANCIAL DESIGNS INC /ADV 1232 - 2023-12-31 885 $6,000 0
   Key Financial Inc 1016 - 2023-12-31 548 $4,000 0
   MARK SHEPTOFF FINANCIAL PLANNING LLC 343 - 2023-12-31 300 $3,000 0
  100 Records found
  1    
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