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Get Institutions for : 
Principal Spectrum Preferred Securities Active Etf (PREF)  
$ 0.00 (0.00%) as of 4:30 Fri 2/14


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 86    8
Total shares held : 
 35,318,830  
% of shares held : 
 93.01%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   29  
Amount of shares held : 
 6,342,328  
% of shares held change : 
   16.7%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 N/A  
Last Quarter's Ending Price : 
 N/A  
Last Quarter's Average Price : 
 N/A  
Change from last quarter's     
avg. price to the last closing  : 
(%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
12
 3,007,521
 8.52%
 
Increased Positions :
40
 4,759,828
 13.48%
 
Unchanged Positions :
15
 1,314,838
 3.72%
 
Decreased Positions :
19
-1,201,191
-3.4%
 
Closed Positions :
4
-223,830
-0.63%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   UBS Group AG 365 - 2023-12-31 6,856,955 $120,065,000 1,126,328
   BANK OF AMERICA CORP /DE/ 835 - 2023-12-31 5,933,970 $103,904,000 406,132
   WELLS FARGO & CO/MN 528 - 2023-12-31 4,463,198 $78,151,000 865,312
   MORGAN STANLEY 1493 - 2023-12-31 3,609,985 $63,211,000 600,576
   Pallas Capital Advisors LLC 8 - 2024-03-31 1,371,031 $24,884,000 150,350
   ROYAL BANK OF CANADA 1021 - 2023-12-31 1,414,843 $24,774,000 258,518
   WEALTH ENHANCEMENT ADVISORY SERVICES LLC 304 - 2024-03-31 1,182,930 $21,470,000 275,035
   RAYMOND JAMES & ASSOCIATES 859 - 2024-03-31 912,464 $16,561,000 131,845
   LPL FINANCIAL CORP 1020 - 2023-12-31 839,849 $14,706,000 99,484
   Cornerstone Wealth Group LLC 18 - 2024-03-31 694,902 $12,612,000 23,083
   BENJAMIN F. EDWARDS & COMPANY INC. 128 *New 2023-12-31 579,081 $10,140,000 579,081
   Tyche Wealth Partners LLC 8 - 2024-03-31 541,222 $9,823,000 -6,834
   ENVESTNET ASSET MANAGEMENT INC 1580 - 2023-12-31 453,094 $7,934,000 -58,089
   Baird Financial Group Inc. 589 - 2023-12-31 363,234 $6,360,000 -372,686
   COMMONWEALTH EQUITY SERVICES LLC. 1020 - 2023-12-31 320,223 $5,607,000 155
   PRINCIPAL SECURITIES INC. 100 - 2023-12-31 316,201 $5,537,000 0
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 1104 - 2024-03-31 288,354 $5,234,000 -91,310
   ROGCO LP 10 - 2023-12-31 285,895 $5,006,000 -75,120
   Berger Financial Group Inc 69 - 2024-03-31 273,144 $4,958,000 -1,114,214
   Orion Portfolio Solutions LLC 355 - 2023-12-31 229,242 $4,012,000 22,728
   MARINER WEALTH ADVISORS, LLC 831 - 2023-12-31 192,646 $3,373,000 18,378
   CLS INVESTMENT FIRM LLC 309 - 2022-12-31 184,021 $3,149,000 4,007
   PSI Advisors LLC 23 - 2024-03-31 170,406 $3,093,000 21,779
   MainStreet Investment Advisors LLC 66 - 2023-12-31 173,507 $3,038,000 86,519
   HPM Partners LLC - 2023-12-31 165,193 $2,893,000 -51,616
   Willis Johnson & Associates Inc. 46 - 2024-03-31 146,673 $2,662,000 -3,895
   MEADOW CREEK WEALTH ADVISORS LLC 11 - 2024-03-31 139,222 $2,527,000 -290
   BB&T CORP 1149 - 2023-12-31 140,822 $2,466,000 1,405
   STIFEL FINANCIAL CORP 1530 - 2023-12-31 139,728 $2,447,000 5,093
   INVESTMENT PARTNERS LTD /OH/ /ADV 29 - 2024-03-31 131,264 $2,382,000 3,793
   NOTTINGHAM ADVISORS INC 44 - 2023-12-31 121,565 $2,129,000 -8,492
   Community Bank N.A. 92 - 2023-12-31 118,000 $2,065,000 0
   MASSMUTUAL TRUST CO FSB/ADV 194 - 2024-03-31 103,037 $1,870,000 -78,085
   DEARBORN PARTNERS LLC - 2023-12-31 102,196 $1,789,000 -1,091
   Rockefeller Capital Management L.P. 961 - 2023-12-31 98,351 $1,722,000 3,013
   FLYNN ZITO CAPITAL MANAGEMENT LLC 15 *New 2023-12-31 95,270 $1,668,000 95,270
   Private Advisor Group LLC 884 - 2023-12-31 88,717 $1,553,000 -3,808
   BENJAMIN EDWARDS INC 83 - 2023-12-31 86,787 $1,520,000 -1,768
   Gilliland Jeter Wealth Management LLC 44 - 2023-12-31 85,924 $1,505,000 0
   Goss Wealth Management LLC 791 - 2023-12-31 78,972 $1,388,000 -24,416
   PRINCIPAL FINANCIAL GROUP INC 1803 - 2023-12-31 77,630 $1,359,000 32,928
   J.W. COLE ADVISORS INC. 254 - 2023-12-31 76,347 $1,337,000 12,146
   CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 116 - 2023-12-31 72,797 $1,275,000 46,629
   UMB BANK N A/MO 306 - 2024-03-31 63,944 $1,161,000 -8,041
   Delta Investment Management LLC 54 - 2023-12-31 61,411 $1,075,000 848
   Activest Wealth Management 22 - 2024-03-31 55,027 $999,000 -66,726
   First Citizens Financial Corp 46 - 2023-12-31 49,509 $867,000 11,570
   SAGE RHINO CAPITAL LLC 94 - 2024-03-31 46,967 $852,000 2,371
   Argent Trust Co 317 - 2023-12-31 47,806 $837,000 -5,209
   FourThought Financial Partners LLC 152 - 2023-12-31 41,886 $733,000 353
   RAYMOND JAMES TRUST CO 569 - 2024-03-31 39,666 $720,000 0
   PINNACLE FINANCIAL PARTNERS INC - 2023-12-31 38,752 $679,000 3,437
   Global Retirement Partners LLC 461 - 2024-03-31 36,002 $653,000 3,805
   Advisor Group Holdings Inc. 2973 - 2023-12-31 35,062 $614,000 -9,640
   PITCAIRN CO 337 - 2023-12-31 32,386 $567,000 0
   COMERICA BANK 1813 - 2023-12-31 32,042 $561,000 3,851
   SIGNATURE SECURITIES GROUP CORPORATION 119 - 2024-03-31 29,441 $534,000 7,829
   Belpointe Asset Management LLC 352 *New 2023-12-31 30,256 $530,000 30,256
   Laidlaw Wealth Management LLC 123 - 2023-12-31 29,964 $525,000 238
   True Vision MN LLC 54 - 2023-12-31 27,377 $481,000 0
   BANK OF NEW YORK MELLON CORP 3493 - 2024-03-31 25,443 $462,000 3,297
   Mechanics Financial Corp 77 - 2023-12-31 24,340 $426,000 1,100
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2415 - 2024-03-31 23,103 $419,000 2,279
   Capital Investment Advisory Services LLC 341 - 2024-03-31 22,358 $406,000 4,470
   Kestra Advisory Services LLC 1686 - 2023-12-31 21,485 $376,000 134
   Sunesis Advisors LLC 45 - 2023-12-31 21,043 $368,000 0
   Steward Partners Investment Advisory LLC 1130 - 2023-12-31 20,752 $363,000 20,652
   XML Financial LLC 252 - 2023-12-31 19,639 $344,000 243
   Jacobi Capital Management LLC 358 - 2023-12-31 18,625 $326,000 -758
   Smartleaf Asset Management LLC 228 - 2023-12-31 18,557 $325,000 0
   First Financial Bankshares Inc 160 - 2023-12-31 16,060 $281,000 0
   Coastal Investment Advisors Inc. 341 - 2024-03-31 14,743 $268,000 -6,080
   Greytown Advisors Inc. 65 - 2023-12-31 15,022 $264,000 804
   W.G. SHAHEEN & ASSOCIATES DBA WHITNEY & CO 109 - 2023-12-31 14,600 $256,000 1,500
   Concurrent Investment Advisors LLC 741 - 2023-12-31 12,319 $216,000 0
   CWM LLC 1558 - 2024-03-31 9,681 $176,000 -143
   Fidelis Capital Partners LLC 315 *New 2023-12-31 10,000 $175,000 10,000
   PRIVATE TRUST CO NA 764 - 2024-03-31 7,508 $136,000 0
   SCBT FINANCIAL CORP 315 *New 2023-12-31 4,259 $75,000 4,259
   Pinnacle Bank 394 *New 2024-03-31 2,815 $51,000 2,815
   Private Ocean LLC 250 *New 2024-03-31 2,475 $45,000 2,475
   JOHNSON FINANCIAL GROUP, INC. 464 *New 2023-12-31 2,460 $43,000 2,460
   MOTCO 346 - 2023-12-31 1,458 $26,000 0
   IAG Wealth Partners LLC 230 - 2024-03-31 1,239 $22,000 0
   PNC FINANCIAL SERVICES GROUP INC 3426 - 2023-12-31 1,065 $19,000 0
   CULLEN FROST BANKERS INC 786 - 2023-12-31 732 $13,000 637
   Farther Finance Advisors LLC 1759 - 2023-12-31 378 $7,000 -79
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 5914 *Closed 2023-12-31 0 $0 -11,839
   JANE STREET GROUP LLC 5494 *Closed 2023-12-31 0 $0 -141,931
   UNITED SERVICES AUTOMOBILE ASSOCIATION 454 *Closed 2023-12-31 0 $0 -42,036
   FMR LLC 5023 - 2023-12-31 1 $0 0
   PROEQUITIES INC. 6442 - 2023-12-31 0 $0 0
   Advisor Resource Council 295 *Closed 2024-03-31 0 $0 -26,228
   FLOW TRADERS U.S. LLC 1116 *Closed 2023-12-31 0 $0 -28,024
  94 Records found
  1    
  Page 1 of 1
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