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Get Institutions for : 
Principal Spectrum Preferred Securities Active Etf (PREF)  
$ 0.00 (0.00%) as of 4:30 Fri 2/14


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 86    8
Total shares held : 
 35,318,830  
% of shares held : 
 93.01%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   29  
Amount of shares held : 
 6,342,328  
% of shares held change : 
   16.7%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 N/A  
Last Quarter's Ending Price : 
 N/A  
Last Quarter's Average Price : 
 N/A  
Change from last quarter's     
avg. price to the last closing  : 
(%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
12
 3,007,521
 8.52%
 
Increased Positions :
40
 4,759,828
 13.48%
 
Unchanged Positions :
15
 1,314,838
 3.72%
 
Decreased Positions :
19
-1,201,191
-3.4%
 
Closed Positions :
4
-223,830
-0.63%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   UBS Group AG 365 - 2023-12-31 6,856,955 $120,065,000 1,126,328
   BANK OF AMERICA CORP /DE/ 835 - 2023-12-31 5,933,970 $103,904,000 406,132
   WELLS FARGO & CO/MN 525 - 2024-03-31 4,676,186 $84,873,000 212,988
   MORGAN STANLEY 1493 - 2023-12-31 3,609,985 $63,211,000 600,576
   Pallas Capital Advisors LLC 8 - 2024-03-31 1,371,031 $24,884,000 150,350
   ROYAL BANK OF CANADA 1021 - 2023-12-31 1,414,843 $24,774,000 258,518
   WEALTH ENHANCEMENT ADVISORY SERVICES LLC 304 - 2024-03-31 1,182,930 $21,470,000 275,035
   LPL FINANCIAL CORP 988 - 2024-03-31 980,959 $17,804,000 141,110
   RAYMOND JAMES & ASSOCIATES 859 - 2024-03-31 912,464 $16,561,000 131,845
   Cornerstone Wealth Group LLC 18 - 2024-03-31 694,902 $12,612,000 23,083
   BENJAMIN F. EDWARDS & COMPANY INC. 126 - 2024-03-31 633,350 $11,495,000 54,269
   PRINCIPAL SECURITIES INC. 93 - 2024-03-31 375,927 $6,823,000 59,726
   COMMONWEALTH EQUITY SERVICES LLC. 1057 - 2024-03-31 327,404 $5,942,000 7,181
   ROGCO LP 12 - 2024-03-31 290,914 $5,280,000 5,019
   MARINER WEALTH ADVISORS, LLC 831 - 2023-12-31 192,646 $3,373,000 18,378
   CLS INVESTMENT FIRM LLC 309 - 2022-12-31 184,021 $3,149,000 4,007
   PSI Advisors LLC 23 - 2024-03-31 170,406 $3,093,000 21,779
   BB&T CORP 1149 - 2023-12-31 140,822 $2,466,000 1,405
   STIFEL FINANCIAL CORP 1530 - 2023-12-31 139,728 $2,447,000 5,093
   INVESTMENT PARTNERS LTD /OH/ /ADV 29 - 2024-03-31 131,264 $2,382,000 3,793
   DEARBORN PARTNERS LLC 84 - 2024-03-31 115,724 $2,100,000 13,528
   FLYNN ZITO CAPITAL MANAGEMENT LLC 22 - 2024-03-31 106,452 $1,932,000 11,182
   J.W. COLE ADVISORS INC. 213 - 2024-03-31 106,058 $1,925,000 29,711
   Rockefeller Capital Management L.P. 961 - 2023-12-31 98,351 $1,722,000 3,013
   PRINCIPAL FINANCIAL GROUP INC 1801 - 2024-03-31 83,439 $1,647,000 5,809
   Argent Trust Co 317 - 2024-03-31 51,115 $928,000 3,309
   First Citizens Financial Corp 46 - 2023-12-31 49,509 $867,000 11,570
   SAGE RHINO CAPITAL LLC 94 - 2024-03-31 46,967 $852,000 2,371
   FourThought Financial Partners LLC 152 - 2023-12-31 41,886 $733,000 353
   Global Retirement Partners LLC 461 - 2024-03-31 36,002 $653,000 3,805
   COMERICA BANK 1813 - 2023-12-31 32,042 $561,000 3,851
   SIGNATURE SECURITIES GROUP CORPORATION 119 - 2024-03-31 29,441 $534,000 7,829
   Laidlaw Wealth Management LLC 123 - 2023-12-31 29,964 $525,000 238
   Mechanics Financial Corp 81 - 2024-03-31 25,588 $464,000 1,248
   BANK OF NEW YORK MELLON CORP 3493 - 2024-03-31 25,443 $462,000 3,297
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2415 - 2024-03-31 23,103 $419,000 2,279
   Capital Investment Advisory Services LLC 341 - 2024-03-31 22,358 $406,000 4,470
   Smartleaf Asset Management LLC 214 - 2024-03-31 22,025 $385,000 3,468
   Kestra Advisory Services LLC 1686 - 2023-12-31 21,485 $376,000 134
   Jacobi Capital Management LLC 352 - 2024-03-31 20,441 $371,000 1,816
   Steward Partners Investment Advisory LLC 1130 - 2023-12-31 20,752 $363,000 20,652
   XML Financial LLC 252 - 2023-12-31 19,639 $344,000 243
   Greytown Advisors Inc. 65 - 2023-12-31 15,022 $264,000 804
   Concurrent Investment Advisors LLC 756 - 2024-03-31 12,330 $224,000 11
  44 Records found
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