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Get Institutions for : 
Prospect Capital Corp (PSEC)  
$5.27 0.03 (0.57%) as of 4:30 Fri 4/26


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 234    7
Total shares held : 
37,593,924  
% of shares held : 
9.88%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  38  
Amount of shares held : 
4,581,251  
% of shares held change : 
  1.2%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$5.96  
Last Quarter's Ending Price : 
$5.99  
Last Quarter's Average Price
$5.76  
Change from last quarter's     
avg. price to the last closing  : 
0.49 (8.51%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
23
 2,046,672
 5.44%
 
Increased Positions :
102
 6,497,249
 17.28%
 
Unchanged Positions :
52
 2,472,229
 6.58%
 
Decreased Positions :
57
-2,873,603
-7.64%
 
Closed Positions :
30
-1,089,067
-2.9%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   VAN ECK ASSOCIATES CORP 175 - 2023-12-31 6,161,151 $36,905,000 1,276,762
   Y.D. More Investments Ltd 1 - 2023-12-31 1,273,209 $31,830,000 0
   LEGAL & GENERAL GROUP PLC 865 - 2023-12-31 3,198,707 $19,144,000 244,337
   LSV ASSET MANAGEMENT 411 - 2023-12-31 2,035,654 $12,194,000 298,400
   INVESCO LTD 1749 - 2023-12-31 1,766,490 $10,581,000 1,681,113
   MORGAN STANLEY 3300 - 2023-12-31 1,697,158 $10,166,000 -159,832
   Global Assets Advisory LLC 58 *New 2024-03-31 44,689 $8,140,000 44,689
   XML Financial LLC 32 - 2023-12-31 1,326,672 $7,947,000 -57,723
   BLACKROCK INC. 3379 - 2023-12-31 1,258,230 $7,537,000 14,600
   LPL FINANCIAL CORP 1537 - 2023-12-31 1,045,257 $6,261,000 145,732
   COMMONWEALTH EQUITY SERVICES LLC. 970 - 2023-12-31 1,028,776 $6,162,000 98,173
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 672 - 2024-03-31 1,044,632 $5,766,000 88,357
   Advisor Group Holdings Inc. 1242 - 2023-12-31 774,589 $4,640,000 -64,713
   MARSHALL WACE LLP 779 *New 2023-12-31 708,473 $4,244,000 708,473
   J P MORGAN CHASE & CO 2582 - 2023-12-31 650,928 $3,899,000 609,250
   RAYMOND JAMES & ASSOCIATES 1771 - 2024-03-31 681,459 $3,762,000 95,596
   TWO SIGMA INVESTMENTS LLC 1054 - 2023-12-31 605,011 $3,624,000 536,545
   FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 587 - 2023-09-30 567,771 $3,435,000 7,431
   MILLENNIUM MANAGEMENT LLC 2194 *New 2023-12-31 456,409 $2,734,000 456,409
   FIXED INCOME SECURITIES INC 427 - 2023-12-31 450,365 $2,698,000 -164,159
   MCKINLEY CAPITAL MANAGEMENT INC /AK 88 - 2023-12-31 421,521 $2,525,000 -5,133
   UBS Group AG 2649 - 2023-12-31 403,395 $2,416,000 14,321
   Jump Financial LLC 369 - 2023-12-31 328,220 $1,966,000 168,820
   DNB NOR ASSET MANAGEMENT AS 522 - 2024-03-31 319,056 $1,761,000 64,941
   US BANCORP 870 - 2023-12-31 291,416 $1,746,000 1,350
   DAVIDSON D A & CO 545 - 2023-12-31 281,757 $1,688,000 4,996
   GREAT WEST LIFE ASSURANCE CO /CAN/ 1357 - 2023-12-31 260,671 $1,549,000 -24,580
   BI Asset Management Fondsmaeglerselskab A/S 346 - 2023-12-31 246,905 $1,479,000 7,773
   CAXTON ASSOCIATES LLC 173 - 2023-12-31 235,729 $1,412,000 0
   KESTRA PRIVATE WEALTH SERVICES LLC 434 - 2023-12-31 232,227 $1,391,000 -8,679
   Garner Asset Management Corp 43 - 2023-12-31 152,537 $1,372,000 -10,473
   BB&T CORP 1492 - 2023-12-31 193,060 $1,156,000 2,000
   Tactive Advisors LLC 28 - 2023-12-31 184,360 $1,104,000 100,876
   Qube Research & Technologies Ltd 1597 - 2023-12-31 181,794 $1,089,000 -282,580
   WELLS FARGO & CO/MN 2906 - 2023-12-31 181,230 $1,086,000 31,329
   FINANCIAL NETWORK 1340 - 2023-12-31 175,830 $1,053,000 -14,672
   BOOTHBAY FUND MANAGEMENT LLC 540 *New 2023-12-31 175,000 $1,048,000 175,000
   KBC GROUP NV 685 - 2023-12-31 173,813 $1,041,000 1,509
   Eschler Asset Management LLP 32 *New 2023-12-31 175,000 $1,022,000 175,000
   Palogic Value Management L.P. 74 - 2023-12-31 164,334 $984,000 -9,171
   INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 211 - 2024-03-31 175,506 $964,000 -76,037
   NORTHERN TRUST CORP 3330 - 2023-12-31 157,107 $941,000 -422,632
   Quadrature Capital LTD 468 *New 2023-12-31 148,229 $888,000 148,229
   JANE STREET GROUP LLC 3404 - 2023-12-31 137,073 $821,000 73,529
   BANK OF AMERICA CORP /DE/ 4163 - 2023-12-31 131,764 $789,000 58,983
   GROUP ONE TRADING, L.P. 442 - 2023-12-31 129,000 $773,000 -290,803
   Atria Wealth Solutions Inc. 979 - 2023-12-31 127,940 $766,000 46,903
   Kovack Advisors Inc. 181 - 2024-03-31 138,549 $765,000 -6,358
   HIGHTOWER ADVISORS, LLC 1965 - 2023-12-31 126,400 $757,000 -32,532
   HER MAJESTY THE QUEEN IN RIGHT OF THE PROVINCE OF 700 - 2023-12-31 124,900 $748,000 0
   ADVISORY SERVICES NETWORK, LLC 743 - 2023-12-31 124,811 $748,000 4,558
   D E SHAW & CO INC 2057 - 2023-12-31 124,437 $745,000 124,437
   STIFEL FINANCIAL CORP 2382 - 2023-12-31 114,393 $685,000 1,495
   AE Wealth Management LLC 1287 - 2023-12-31 109,563 $678,000 8,259
   Virtus ETF Advisers LLC 98 - 2023-12-31 104,339 $625,000 -27,352
   ROYAL BANK OF CANADA 3468 - 2023-12-31 103,654 $621,000 -8,683
   SMH CAPITAL ADVISORS INC 4 - 2023-12-31 101,321 $607,000 601
   MARINER WEALTH ADVISORS, LLC 1815 - 2023-12-31 100,444 $602,000 -24,881
   FORTE CAPITAL LLC /ADV 135 *New 2023-12-31 94,158 $564,000 94,158
   WESTWOOD HOLDINGS GROUP INC 350 - 2023-12-31 93,246 $559,000 0
   Garden State Investment Advisory Services LLC 96 - 2023-12-31 90,656 $543,000 5,257
   Winton Capital Group Ltd 255 - 2023-12-31 88,574 $531,000 27,681
   CATALYST CAPITAL ADVISORS LLC 170 - 2024-03-31 95,140 $525,000 95,140
   PHILADELPHIA TRUST CO 146 - 2023-12-31 86,350 $517,000 -105,000
   PROSPERA FINANCIAL SERVICES 683 - 2023-12-31 78,985 $473,000 37
   MULTIFINANCIAL SECURITIES CORP 1168 - 2023-12-31 77,630 $465,000 -5,192
   Summit Global Investments 347 - 2023-12-31 75,022 $449,000 0
   Kestra Advisory Services LLC 1611 - 2023-12-31 70,492 $422,000 35,744
   AMERIPRISE FINANCIAL INC 3435 - 2023-12-31 70,278 $421,000 -1,111
   VIRTU FINANCIAL LLC 469 - 2023-12-31 68,929 $413,000 68,929
   HRT FINANCIAL LLC 1347 - 2023-12-31 67,525 $404,000 14,586
   TUDOR INVESTMENT CORP ET AL 1196 *New 2023-12-31 65,405 $392,000 65,405
   GUGGENHEIM CAPITAL LLC 1554 - 2023-12-31 64,932 $389,000 3,164
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 2678 - 2024-03-31 69,971 $386,000 -6,620
   CWM Advisors LLC 519 - 2023-12-31 64,027 $384,000 13,262
   GOLDMAN SACHS GROUP INC/ 3947 - 2023-12-31 63,124 $378,000 7,976
   Moloney Securities Asset Management LLC 297 - 2023-12-31 62,805 $376,000 3,450
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 4175 - 2023-12-31 61,327 $367,000 39,872
   QUANTBOT TECHNOLOGIES LLC 841 - 2023-12-31 59,027 $354,000 59,027
   Squarepoint Ops LLC 1877 *New 2023-12-31 58,486 $350,000 58,486
   ROMAN BUTLER FULLERTON & CO 160 - 2023-12-31 56,191 $348,000 1,957
   Sculati Wealth Management LLC 81 - 2023-12-31 57,900 $347,000 -28,225
   Significant Wealth Partners LLC 108 - 2023-12-31 56,738 $340,000 0
   Cubist Systematic Strategies LLC 1487 - 2023-12-31 55,095 $330,000 55,095
   BANK OF MONTREAL /CAN/ 2306 - 2023-12-31 53,783 $329,000 -15,394
   BLAIR WILLIAM & CO/IL 1213 - 2023-12-31 54,275 $325,000 0
   Prostatis Group LLC 78 *New 2023-03-31 51,638 $324,000 51,638
   Kathmere Capital Management LLC 220 - 2024-03-31 57,967 $320,000 0
   Sigma Planning Corp 595 - 2023-12-31 53,245 $319,000 -39,594
   Teamwork Financial Advisors LLC 141 - 2024-03-31 55,988 $309,000 1,059
   Berkeley Capital Partners LLC 136 - 2023-12-31 50,243 $301,000 0
   Thrive Wealth Management LLC 163 - 2024-03-31 52,129 $288,000 136
   Aquatic Capital Management LLC 762 - 2023-12-31 47,700 $286,000 47,700
   CREATIVE FINANCIAL DESIGNS INC /ADV 322 - 2023-12-31 46,413 $278,000 987
   LODESTAR PRIVATE ASSET MANAGEMENT LLC 183 - 2024-03-31 50,000 $276,000 0
   Cetera Investment Advisers 1830 - 2023-12-31 45,183 $271,000 -12,514
   PROSHARE ADVISORS LLC 1481 - 2023-12-31 43,207 $259,000 1,215
   Next Level Private LLC 109 - 2024-03-31 46,011 $254,000 15,258
   TWO SIGMA ADVISERS, LLC 2165 - 2023-12-31 42,000 $252,000 -18,100
   H D Vest Advisory Services 1340 - 2023-12-31 40,872 $245,000 -5,460

  100 Records found
  1    
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