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Get Institutions for : 
Riverfront Strategic Income Fund (RIGS)  
$22.72 0.03 (0.11%) as of 4:30 Tue 5/14


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 45    1
Total shares held : 
2,724,039  
% of shares held : 
56.75%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  -6  
Amount of shares held : 
-463,291  
% of shares held change : 
  -9.65%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$21.78  
Last Quarter's Ending Price : 
$23.16  
Last Quarter's Average Price
$22.35  
Change from last quarter's     
avg. price to the last closing  : 
0.37 (1.63%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
3
 19,291
 0.71%
 
Increased Positions :
15
 258,500
 9.49%
 
Unchanged Positions :
5
 64,273
 2.36%
 
Decreased Positions :
22
-443,293
-16.27%
 
Closed Positions :
2
-297,789
-10.93%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   Elevated Capital Advisors LLC 2 - 2024-03-31 548,439 $12,548,000 159,563
   MORGAN STANLEY 3531 - 2023-12-31 330,142 $7,647,000 90,755
   RIVERFRONT INVESTMENT GROUP, LLC 64 - 2024-03-31 234,756 $5,371,000 30,501
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 807 - 2024-03-31 195,840 $4,481,000 -4,361
   Advisor Group Holdings Inc. 1272 - 2024-03-31 155,935 $3,568,000 15,679
   LPL FINANCIAL CORP 2113 - 2024-03-31 139,250 $3,186,000 112,529
   Certified Advisory Corp 78 - 2024-03-31 126,746 $2,900,000 526
   ENVESTNET ASSET MANAGEMENT INC 2269 - 2023-12-31 117,071 $2,712,000 -7,435
   ROYAL BANK OF CANADA 2353 - 2023-12-31 112,814 $2,614,000 2,699
   UBS Group AG 2725 - 2023-12-31 96,509 $2,236,000 -69,335
   JANE STREET GROUP LLC 2388 - 2023-12-31 88,852 $2,058,000 88,852
   BB&T CORP 1241 - 2023-12-31 85,891 $1,990,000 -2,574
   PROSPERA FINANCIAL SERVICES 344 - 2023-12-31 72,670 $1,683,000 493
   JANNEY MONTGOMERY SCOTT LLC 1248 - 2024-03-31 70,867 $1,621,000 3,878
   Koshinski Asset Management Inc. 140 - 2024-03-31 68,883 $1,576,000 -49,876
   ARKANSAS FINANCIAL GROUP INC. 39 - 2024-03-31 66,581 $1,523,000 17,987
   CAPITAL WEALTH MANAGEMENT LLC 23 - 2024-03-31 55,928 $1,280,000 -9,667
   Baird Financial Group Inc. 1079 - 2023-12-31 51,067 $1,183,000 0
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 2040 - 2024-03-31 44,136 $1,010,000 8,798
   Private Advisor Group LLC 1199 - 2024-03-31 39,440 $902,000 1,421
   ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 67 - 2024-03-31 32,691 $748,000 14,895
   FINANCIAL NETWORK 1590 - 2023-12-31 31,528 $730,000 -21,906
   Ausdal Financial Partners Inc. 226 - 2024-03-31 27,819 $637,000 -2,167
   Cetera Investment Advisers 1414 - 2023-12-31 24,801 $574,000 -2,167
   RDL FINANCIAL INC 81 - 2024-03-31 24,615 $559,000 0
   IFG Advisory LLC 312 - 2024-03-31 22,070 $505,000 -3,966
   PFG Advisors 432 - 2024-03-31 18,917 $433,000 3,880
   TAP Consulting LLC 126 - 2024-03-31 17,652 $404,000 -7
   Kestra Advisory Services LLC 1640 - 2023-12-31 17,380 $403,000 -304
   Laraway Financial Inc 73 - 2023-12-31 16,245 $376,000 1,558
   Opal Wealth Advisors LLC 123 - 2024-03-31 13,530 $310,000 2,598
   CIBC WORLD MARKETS INC. 1047 - 2023-12-31 10,206 $236,000 0
   Advisory Alpha LLC 354 - 2024-03-31 9,805 $224,000 -1,448
   Personal Capital Advisors Corp 459 *New 2022-12-31 9,103 $206,000 9,103
   Truadvice LLC 222 - 2023-09-30 9,113 $202,000 -6,936
   Farther Finance Advisors LLC 893 - 2023-12-31 3,250 $75,000 -3,500
   MGB Wealth Management LLC 218 - 2024-03-31 2,859 $65,000 -61
   Geneos Wealth Management Inc. 1096 - 2024-03-31 2,000 $46,000 0
   BENJAMIN F. EDWARDS & COMPANY INC. 1356 - 2024-03-31 1,763 $40,000 43
   Raleigh Capital Management Inc. 316 - 2023-12-31 1,604 $37,000 267
   Washington Trust Advisors Inc. 362 - 2024-03-31 1,454 $33,000 0
   HARBOUR INVESTMENTS INC. 1745 - 2023-12-31 1,126 $26,000 11
   GUARDIAN WEALTH ADVISORS LLC / NC 344 - 2023-12-31 1,000 $23,000 0
   Global Retirement Partners LLC 1901 - 2024-03-31 634 $15,000 -1,362
   WASHINGTON TRUST CO 630 *New 2024-03-31 510 $12,000 510
   Goss Wealth Management LLC 3188 - 2023-12-31 194 $4,000 -1
   FMR LLC 4550 *New 2023-12-31 41 $1,000 41
   RAYMOND JAMES & ASSOCIATES 3851 *Closed 2024-03-31 0 $0 -45,279
   Fiduciary Planning LLC 58 *Closed 2024-03-31 0 $0 -27,260
   PROEQUITIES INC. 7506 - 2024-03-31 0 $0 0
   Aptus Capital Advisors LLC 955 *Closed 2023-12-31 0 $0 -297,788
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 6305 *Closed 2024-03-31 0 $0 -19,000

  52 Records found
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