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Get Institutions for : 
Rivernorth Opportunities Fund, Inc. (RIV)  
$12.01 0.00 (0.00%) as of 4:30 Wed 5/15


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 53    8
Total shares held : 
 4,734,447  
% of shares held : 
 52.6%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   22  
Amount of shares held : 
 260,797  
% of shares held change : 
   2.9%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $10.59  
Last Quarter's Ending Price : 
 $10.99  
Last Quarter's Average Price : 
 $10.50  
Change from last quarter's     
avg. price to the last closing  : 
1.51 (14.38%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
11
 148,010
 3.13%
 
Increased Positions :
23
 572,613
 12.09%
 
Unchanged Positions :
10
 230,760
 4.87%
 
Decreased Positions :
9
-196,700
-4.15%
 
Closed Positions :
3
-263,126
-5.56%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   MORGAN STANLEY 2852 - 2023-12-31 1,517,270 $16,675,000 -58,288
   MANGROVE PARTNERS 70 - 2023-12-31 505,251 $5,553,000 72,188
   BANK OF AMERICA CORP /DE/ 3234 - 2023-12-31 271,319 $2,982,000 52,504
   JANNEY MONTGOMERY SCOTT LLC 999 - 2024-03-31 231,824 $2,791,000 -36,471
   WELLS FARGO & CO/MN 2437 - 2024-03-31 201,078 $2,421,000 23,950
   NATIONAL ASSET MANAGEMENT, INC. 323 - 2023-12-31 211,669 $2,328,000 18,219
   ROYAL BANK OF CANADA 2652 - 2023-12-31 158,383 $1,741,000 8,659
   CLOUGH CAPITAL PARTNERS L P 88 - 2023-12-31 140,400 $1,543,000 140,400
   LPL FINANCIAL CORP 2751 - 2024-03-31 126,281 $1,520,000 25,697
   PRINCIPAL SECURITIES INC. 346 - 2024-03-31 121,314 $1,461,000 6,342
   Advisor Group Holdings Inc. 2007 - 2024-03-31 114,160 $1,374,000 -13,231
   ENVESTNET ASSET MANAGEMENT INC 2749 - 2023-12-31 114,579 $1,259,000 13,724
   Tennessee Valley Asset Management Partners 45 - 2024-03-31 95,800 $1,153,000 303
   Baird Financial Group Inc. 1104 - 2023-12-31 99,889 $1,098,000 1,889
   NATIONS FINANCIAL GROUP INC /IA/ /ADV 249 - 2024-03-31 88,450 $1,065,000 0
   Marks Group Wealth Management Inc 183 - 2024-03-31 67,188 $809,000 0
   Quarry LP 70 - 2023-12-31 58,700 $645,000 58,700
   Goss Wealth Management LLC 1163 - 2023-12-31 54,975 $612,000 3,100
   AEGON USA INVESTMENT MANAGEMENT, LLC 10 - 2024-03-31 50,165 $604,000 0
   RAYMOND JAMES & ASSOCIATES 2983 - 2024-03-31 44,705 $538,000 369
   OPPENHEIMER & CO INC 983 - 2024-03-31 41,975 $505,000 1,743
   ELEQUIN CAPITAL LP 53 - 2023-12-31 35,927 $395,000 34,892
   Private Advisor Group LLC 1681 - 2024-03-31 31,450 $379,000 2,034
   CSS LLC/IL 258 - 2023-12-31 33,827 $372,000 824
   SHAKER FINANCIAL SERVICES, LLC 121 - 2023-12-31 33,153 $364,000 -15,321
   Sheaff Brock Investment Advisors LLC 312 - 2023-12-31 33,000 $363,000 9,500
   COMMONWEALTH EQUITY SERVICES LLC. 3073 - 2024-03-31 29,665 $357,000 -1,058
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 507 - 2024-03-31 28,892 $348,000 -58,997
   BlackDiamond Wealth Management Inc. 87 *New 2023-12-31 28,936 $337,000 28,936
   WEDBUSH MORGAN SECURITIES INC 736 - 2023-12-31 29,076 $320,000 2,809
   CALAMOS ADVISORS LLC 512 *New 2024-03-31 23,722 $286,000 23,722
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 2856 - 2024-03-31 23,437 $282,000 -1,295
   WOLVERINE ASSET MANAGEMENT LLC 522 *New 2023-12-31 24,545 $270,000 24,545
   SeaCrest Wealth Management LLC 487 - 2024-03-31 21,975 $265,000 -473
   Westside Investment Management Inc. 193 - 2024-03-31 21,200 $255,000 0
   Sigma Planning Corp 1028 - 2024-03-31 20,725 $250,000 -2,606
   U.S. Capital Wealth Advisors LLC 618 - 2024-03-31 19,060 $229,000 -10,759
   UBS Group AG 4517 - 2023-12-31 19,678 $216,000 4,160
   CHANNEL WEALTH LLC 172 - 2024-03-31 14,621 $176,000 -7,500
   Strategic Financial Concepts LLC 297 *New 2024-03-31 14,100 $170,000 14,100
   TRANSCEND WEALTH COLLECTIVE LLC 508 - 2024-03-31 12,554 $151,000 500
   Moloney Securities Asset Management LLC 414 - 2024-03-31 12,549 $151,000 402
   HIGHTOWER ADVISORS, LLC 2997 - 2024-03-31 12,500 $151,000 0
   Atlantic Trust Group LLC 1246 - 2024-03-31 11,790 $142,000 0
   CoreCap Advisors LLC 571 - 2023-12-31 12,425 $137,000 1,600
   Atria Wealth Solutions Inc. 1810 *New 2023-12-31 12,223 $134,000 12,223
   BDO Wealth Advisors LLC 316 - 2023-06-30 10,570 $121,000 0
   Farther Finance Advisors LLC 878 *New 2023-12-31 7,082 $78,000 7,082
   PLANTE MORAN FINANCIAL ADVISORS LTD PARTNERSHIP 361 *New 2024-03-31 3,757 $45,000 3,757
   NATIONAL BANK OF CANADA /FI/ 1750 *New 2023-12-31 2,639 $29,000 2,639
   OLIVER LAGORE VANVALIN INVESTMENT GROUP 286 - 2023-12-31 2,400 $26,000 0
   Geneos Wealth Management Inc. 1741 - 2024-03-31 310 $4,000 0
   CWM LLC 3733 - 2024-03-31 358 $4,000 0
   ALPHAMARK ADVISORS LLC 668 - 2024-03-31 42 $1,000 0
   ADVISORY SERVICES NETWORK, LLC 1567 *Closed 2024-03-31 0 $0 -2,907
   PROEQUITIES INC. 2870 - 2024-03-31 0 $0 0
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 5793 *Closed 2024-03-31 0 $0 -16,259
   SIT INVESTMENT ASSOCIATES INC 535 *Closed 2023-12-31 0 $0 -254,307
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 717 - 2024-03-31 0 $0 -4,486
   Ford Financial Group Inc. 49 *Closed 2023-03-31 0 $0 -16,328
  60 Records found
  1    
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