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Get Institutions for : 
Rivernorth Opportunities Fund, Inc. (RIV)  
$11.96 0.13 (1.1%) as of 4:30 Wed 5/1


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 53    8
Total shares held : 
4,734,447  
% of shares held : 
52.6%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  22  
Amount of shares held : 
260,797  
% of shares held change : 
  2.9%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$10.59  
Last Quarter's Ending Price : 
$10.99  
Last Quarter's Average Price
$10.50  
Change from last quarter's     
avg. price to the last closing  : 
1.46 (13.9%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
11
 148,010
 3.13%
 
Increased Positions :
23
 572,613
 12.09%
 
Unchanged Positions :
10
 230,760
 4.87%
 
Decreased Positions :
9
-196,700
-4.15%
 
Closed Positions :
3
-263,126
-5.56%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   MORGAN STANLEY 2852 - 2023-12-31 1,517,270 $16,675,000 -58,288
   MANGROVE PARTNERS 70 - 2023-12-31 505,251 $5,553,000 72,188
   BANK OF AMERICA CORP /DE/ 3234 - 2023-12-31 271,319 $2,982,000 52,504
   JANNEY MONTGOMERY SCOTT LLC 934 - 2023-12-31 268,295 $2,949,000 886
   NATIONAL ASSET MANAGEMENT, INC. 323 - 2023-12-31 211,669 $2,328,000 18,219
   WELLS FARGO & CO/MN 2528 - 2023-12-31 177,128 $1,947,000 -8,534
   ROYAL BANK OF CANADA 2652 - 2023-12-31 158,383 $1,741,000 8,659
   CLOUGH CAPITAL PARTNERS L P 88 - 2023-12-31 140,400 $1,543,000 140,400
   Advisor Group Holdings Inc. 2169 - 2023-12-31 127,391 $1,400,000 -74,987
   PRINCIPAL SECURITIES INC. 342 - 2023-12-31 114,972 $1,264,000 0
   ENVESTNET ASSET MANAGEMENT INC 2749 - 2023-12-31 114,579 $1,259,000 13,724
   Tennessee Valley Asset Management Partners 45 - 2024-03-31 95,800 $1,153,000 303
   LPL FINANCIAL CORP 2919 - 2023-12-31 100,584 $1,105,000 19,137
   Baird Financial Group Inc. 1104 - 2023-12-31 99,889 $1,098,000 1,889
   NATIONS FINANCIAL GROUP INC /IA/ /ADV 249 - 2024-03-31 88,450 $1,065,000 0
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 234 - 2023-12-31 87,889 $966,000 73,402
   Marks Group Wealth Management Inc 185 - 2023-12-31 67,188 $738,000 0
   Quarry LP 70 - 2023-12-31 58,700 $645,000 58,700
   Goss Wealth Management LLC 1163 - 2023-12-31 54,975 $612,000 3,100
   AEGON USA INVESTMENT MANAGEMENT, LLC 12 - 2023-12-31 50,165 $551,000 15,229
   RAYMOND JAMES & ASSOCIATES 2983 - 2024-03-31 44,705 $538,000 369
   OPPENHEIMER & CO INC 1000 - 2023-12-31 40,232 $442,000 1,052
   ELEQUIN CAPITAL LP 53 - 2023-12-31 35,927 $395,000 34,892
   CSS LLC/IL 258 - 2023-12-31 33,827 $372,000 824
   SHAKER FINANCIAL SERVICES, LLC 121 - 2023-12-31 33,153 $364,000 -15,321
   Sheaff Brock Investment Advisors LLC 312 - 2023-12-31 33,000 $363,000 9,500
   COMMONWEALTH EQUITY SERVICES LLC. 3003 - 2023-12-31 30,723 $338,000 -2,984
   BlackDiamond Wealth Management Inc. 87 *New 2023-12-31 28,936 $337,000 28,936
   U.S. Capital Wealth Advisors LLC 535 - 2023-12-31 29,819 $328,000 -3,785
   Private Advisor Group LLC 1726 - 2023-12-31 29,416 $323,000 514
   WEDBUSH MORGAN SECURITIES INC 736 - 2023-12-31 29,076 $320,000 2,809
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 2856 - 2024-03-31 23,437 $282,000 -1,295
   WOLVERINE ASSET MANAGEMENT LLC 522 *New 2023-12-31 24,545 $270,000 24,545
   SeaCrest Wealth Management LLC 487 - 2024-03-31 21,975 $265,000 -473
   Sigma Planning Corp 671 - 2023-12-31 23,331 $256,000 -18,815
   Westside Investment Management Inc. 193 - 2024-03-31 21,200 $255,000 0
   UBS Group AG 4517 - 2023-12-31 19,678 $216,000 4,160
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 4939 *New 2023-12-31 16,259 $179,000 16,259
   CHANNEL WEALTH LLC 172 - 2024-03-31 14,621 $176,000 -7,500
   Strategic Financial Concepts LLC 297 *New 2024-03-31 14,100 $170,000 14,100
   CoreCap Advisors LLC 571 - 2023-12-31 12,425 $137,000 1,600
   HIGHTOWER ADVISORS, LLC 3041 - 2023-12-31 12,500 $137,000 0
   Atria Wealth Solutions Inc. 1810 *New 2023-12-31 12,223 $134,000 12,223
   Moloney Securities Asset Management LLC 407 *New 2023-12-31 12,147 $134,000 12,147
   TRANSCEND WEALTH COLLECTIVE LLC 484 *New 2023-12-31 12,054 $132,000 12,054
   Atlantic Trust Group LLC 1091 - 2023-12-31 11,790 $130,000 0
   BDO Wealth Advisors LLC 316 - 2023-06-30 10,570 $121,000 0
   Farther Finance Advisors LLC 878 *New 2023-12-31 7,082 $78,000 7,082
   ADVISORY SERVICES NETWORK, LLC 2240 *New 2023-12-31 2,907 $32,000 2,907
   NATIONAL BANK OF CANADA /FI/ 1750 *New 2023-12-31 2,639 $29,000 2,639
   OLIVER LAGORE VANVALIN INVESTMENT GROUP 286 - 2023-12-31 2,400 $26,000 0
   CWM LLC 3733 - 2024-03-31 358 $4,000 0
   Geneos Wealth Management Inc. - 2023-12-31 310 $3,000 0
   ALPHAMARK ADVISORS LLC 668 - 2024-03-31 42 $1,000 0
   PROEQUITIES INC. 6447 - 2023-12-31 0 $0 0
   SIT INVESTMENT ASSOCIATES INC 535 *Closed 2023-12-31 0 $0 -254,307
   BENJAMIN F. EDWARDS & COMPANY INC. 2128 *Closed 2023-12-31 0 $0 -6,819
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 717 - 2024-03-31 0 $0 -4,486
   Ford Financial Group Inc. 49 *Closed 2023-03-31 0 $0 -16,328

  59 Records found
  1    
  Page 1 of 1
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