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Get Institutions for : 
Roth Ch Acquisition V Equity Warrant Exp 10th Dec 2026 (ROCLW)  
$ 0.00 (0.00%) as of 4:30 Tue 11/30


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 32    3
Total shares held : 
3,930,641  
% of shares held : 
43.67%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  -4  
Amount of shares held : 
-253,788  
% of shares held change : 
  -2.82%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
N/A  
Last Quarter's Ending Price : 
N/A  
Last Quarter's Average Price
N/A  
Change from last quarter's     
avg. price to the last closing  : 
(%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
1
 385,914
 9.82%
 
Increased Positions :
3
 3,736
 0.1%
 
Unchanged Positions :
24
 3,168,485
 80.61%
 
Decreased Positions :
4
-5,835
-0.15%
 
Closed Positions :
4
-637,603
-16.22%
 
Guru Positions :
0
 0%
 
            Charting Not Avaliable

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   Segantii Capital Management Ltd 63 - 2023-12-31 50,000 $532,000 0
   Periscope Capital Inc. 229 - 2023-12-31 850,690 $34,000 0
   Shaolin Capital Management LLC 198 - 2023-12-31 449,819 $18,000 0
   COWEN AND COMPANY LLC 306 *New 2023-12-31 385,914 $15,000 385,914
   POLAR SECURITIES INC. 572 - 2023-12-31 300,000 $12,000 0
   ARISTEIA CAPITAL LLC 132 - 2023-12-31 250,000 $10,000 0
   CALAMOS ADVISORS LLC 567 - 2023-12-31 250,000 $10,000 0
   RIVERNORTH CAPITAL MANAGEMENT, INC. 298 - 2023-12-31 191,139 $8,000 0
   Q GLOBAL ADVISORS, LLC 44 - 2023-12-31 196,700 $8,000 0
   K2 PRINCIPAL FUND L.P. 100 - 2023-12-31 210,154 $8,000 -4,103
   Exos TFP Holdings LLC 109 - 2023-12-31 120,808 $5,000 0
   CNH PARTNERS LLC 465 - 2023-12-31 89,490 $4,000 0
   CLEAR STREET LLC 419 - 2023-12-31 73,568 $3,000 300
   Yakira Capital Management Inc. 250 - 2023-12-31 37,500 $2,000 0
   WHITEBOX ADVISORS LLC 149 - 2023-12-31 37,500 $2,000 0
   FLOW TRADERS U.S. LLC 693 - 2023-12-31 46,168 $2,000 3,335
   D E SHAW & CO INC 2827 - 2023-12-31 49,999 $2,000 0
   Antara Capital LP 22 - 2023-12-31 37,500 $2,000 0
   KIM LLC 260 - 2023-12-31 50,000 $2,000 0
   683 CAPITAL MANAGEMENT, LLC 227 - 2023-12-31 50,000 $2,000 0
   Cubist Systematic Strategies LLC 2024 - 2023-12-31 47,227 $2,000 0
   Walleye Trading Advisors LLC 1875 - 2023-12-31 48,000 $2,000 0
   CITADEL ADVISORS LLC 5505 - 2023-12-31 32,555 $1,000 101
   GABELLI FUNDS LLC 1035 - 2023-12-31 12,824 $1,000 -1,626
   WALLEYE TRADING LLC 1561 - 2023-12-31 27,000 $1,000 0
   RG CAPITAL MANAGEMENT LP 174 *Closed 2023-12-31 0 $0 -87,500
   ANCORA ADVISORS, LLC 1547 - 2023-12-31 4,563 $0 0
   PROEQUITIES INC. 4582 - 2023-12-31 0 $0 0
   UBS Group AG 7482 *Closed 2023-12-31 0 $0 -100
   BANK OF AMERICA CORP /DE/ 6401 - 2023-12-31 300 $0 -30
   ROBINSON CAPITAL MANAGEMENT LLC 204 - 2023-12-31 673 $0 -76
   GABELLI SECURITIES INC 260 - 2023-12-31 10,550 $0 0
   OWL CREEK ASSET MANAGEMENT, L.P. 74 - 2023-12-31 10,000 $0 0
   CASTLE CREEK ARBITRAGE LLC 107 *Closed 2023-12-31 0 $0 -154,066
   EHP Funds Inc. 277 *Closed 2023-12-31 0 $0 -395,937
   Lynwood Capital Management Inc. 82 - 2023-12-31 10,000 $0 0

  36 Records found
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