Sign in:
Email
 Password  save:
  
 Company Reports 
 
   
My Recent Searches
  Help
 
   
 
 
Get Institutions for : 
Swiss Helvetia Fund (SWZ)  
$8.04 0.03 (0.37%) as of 4:30 Mon 5/20


Download
     
Institutional Holders
Viewing Quarter :
  
Total Institutions: 33    1
Total shares held : 
5,340,884  
% of shares held : 
17.92%  
Changes In:
New/increased positions vs   
old/decreased positions : 
0  
Amount of shares held : 
122,901  
% of shares held change : 
  0.41%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$7.60  
Last Quarter's Ending Price : 
$8.20  
Last Quarter's Average Price
$7.63  
Change from last quarter's     
avg. price to the last closing  : 
0.41 (5.37%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
2
 24,551
 0.46%
 
Increased Positions :
11
 249,233
 4.67%
 
Unchanged Positions :
10
 173,692
 3.25%
 
Decreased Positions :
10
-56,473
-1.06%
 
Closed Positions :
3
-94,410
-1.77%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results



            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   Allspring Global Investments Holdings LLC 626 - 2024-03-31 2,025,955 $16,066,000 0
   LAZARD ASSET MANAGEMENT LLC 497 - 2024-03-31 770,537 $6,110,000 -19,009
   1607 CAPITAL PARTNERS, LLC 92 - 2024-03-31 352,012 $2,791,000 2,109
   CSS LLC/IL 37 - 2024-03-31 304,804 $2,417,000 6,721
   SHAKER FINANCIAL SERVICES, LLC 41 - 2024-03-31 292,378 $2,319,000 3,720
   GARDNER RUSSO & GARDNER 39 - 2024-03-31 274,948 $2,180,000 4,444
   BROOKLYN CAPITAL MANAGEMENT LLC 52 - 2024-03-31 237,472 $1,883,000 -480
   KARPUS MANAGEMENT INC 172 - 2024-03-31 223,655 $1,774,000 40,825
   COMMONWEALTH EQUITY SERVICES LLC. 2202 - 2024-03-31 129,623 $1,028,000 -201
   MORGAN STANLEY 4931 - 2024-03-31 99,095 $786,000 5,811
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 89 - 2024-03-31 91,317 $724,000 -605
   Uncommon Cents Investing LLC 116 - 2024-03-31 89,644 $711,000 0
   UBS Group AG 3851 - 2024-03-31 83,935 $666,000 -6,280
   CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 90 - 2024-03-31 75,051 $595,000 0
   ENVESTNET ASSET MANAGEMENT INC 3364 - 2024-03-31 66,873 $530,000 13,659
   CNH PARTNERS LLC 259 - 2024-03-31 39,273 $311,000 6,294
   WOLVERINE ASSET MANAGEMENT LLC 521 - 2024-03-31 23,318 $185,000 -6,574
   Dynamic Advisors Solutions LLC 872 - 2024-03-31 23,072 $183,000 298
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 3139 - 2024-03-31 17,929 $142,000 17,929
   GAMCO INVESTORS INC ET AL 811 - 2024-03-31 16,048 $127,000 0
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 653 - 2024-03-31 15,341 $122,000 1,546
   CAPITAL INVESTMENT COUNSEL INC 184 - 2024-03-31 14,961 $119,000 0
   LPL FINANCIAL CORP 4562 - 2024-03-31 13,350 $106,000 2,594
   Kestra Advisory Services LLC 2346 - 2024-03-31 12,876 $102,000 0
   WELLS FARGO & CO/MN 4509 - 2024-03-31 9,123 $72,000 -1
   WINMILL & CO. INC 58 - 2024-03-31 3,270 $26,000 0
   BANK OF AMERICA CORP /DE/ 5656 - 2024-03-31 2,917 $23,000 -300
   Advisor Group Holdings Inc. 5271 - 2024-03-31 2,529 $20,000 0
   J P MORGAN CHASE & CO 4932 - 2024-03-31 2,581 $20,000 0
   PNC FINANCIAL SERVICES GROUP INC 3407 *New 2024-03-31 2,550 $20,000 2,550
   Federation des caisses Desjardins du Quebec 1712 - 2024-03-31 1,829 $15,000 0
   US BANCORP 3216 *New 2024-03-31 1,464 $12,000 1,464
   ANCORA ADVISORS, LLC 1296 - 2024-03-31 1,068 $8,000 0
   NORTH STAR INVESTMENT MANAGEMENT CORP. 902 - 2024-03-31 951 $8,000 0
   CWM LLC 3525 *New 2024-03-31 835 $7,000 835
   ROYAL BANK OF CANADA 5704 - 2024-03-31 708 $6,000 0
   SageView Advisory Group LLC 666 *Closed 2024-03-31 0 $0 -31,900
   PROEQUITIES INC. 8909 - 2024-03-31 0 $0 0

  38 Records found
  1    
  Page 1 of 1
Free Registration Required For Full Results