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Get Institutions for : 
TICC Capital Corp (TICC)    
$9.89 0.03 (0.3%) as of 4:30 Thu 5/23


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 117    16
Total shares held : 
 15,875,975  
% of shares held : 
 48.59%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   55  
Amount of shares held : 
 4,048,288  
% of shares held change : 
   12.39%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $10.35  
Last Quarter's Ending Price : 
 $9.95  
Last Quarter's Average Price : 
 $10.42  
Change from last quarter's     
avg. price to the last closing  : 
0.53 (5.07%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
22
 896,331
 5.65%
 
Increased Positions :
58
 4,010,899
 25.26%
 
Unchanged Positions :
18
 758,183
 4.78%
 
Decreased Positions :
19
-781,642
-4.92%
 
Closed Positions :
6
-77,300
-0.49%
 
Guru Positions :
0
0
 0%
 
View holdings for period: 6-30-2011 View holdings for period: 9-30-2011 View holdings for period: 12-31-2011 View holdings for period: 3-31-2012 View holdings for period: 6-30-2012 View holdings for period: 9-30-2012 View holdings for period: 12-31-2012 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   VANGUARD GROUP INC 2191 - 2013-03-31 1,376,772 $13,685,000 -625,205
   BLACKROCK FUND ADVISORS 2017 - 2013-03-31 1,314,642 $13,074,000 363,388
   FIXED INCOME SECURITIES INC 120 - 2013-03-31 1,136,519 $11,297,000 370,495
   STATE STREET CORP 1992 - 2013-03-31 978,590 $9,726,000 267,587
   THOMSON HORSTMANN & BRYANT INC 52 - 2013-03-31 892,796 $8,878,000 392,726
   UBS AG 903 - 2013-03-31 796,514 $7,920,000 135,949
   AQR CAPITAL MANAGEMENT LLC 634 - 2013-03-31 728,500 $7,241,000 353,700
   BLACKROCK INSTITUTIONAL TRUST COMPANY 2392 - 2013-03-31 699,077 $6,952,000 147,535
   NORTHERN TRUST CORP 2255 - 2013-03-31 544,755 $5,417,000 35,237
   WELLS FARGO & CO/MN 2161 - 2013-03-31 408,759 $4,065,000 40,098
   MORGAN STANLEY 2417 - 2013-03-31 386,247 $3,841,000 112,910
   YORKTOWN MANAGEMENT & RESEARCH CO INC 48 - 2013-03-31 337,000 $3,350,000 97,000
   TWO SIGMA INVESTMENTS LLC 709 - 2013-03-31 335,447 $3,334,000 93,886
   WALL STREET ACCESS ASSET MANAGEMENT, LLC 11 - 2013-03-31 330,600 $3,287,000 0
   IFC HOLDINGS INCORPORATED/FL 33 - 2013-03-31 272,498 $2,711,000 243,576
   INVESCO LTD 1956 - 2013-03-31 268,579 $2,671,000 78,654
   BLACKROCK GROUP LTD 1144 - 2013-03-31 254,208 $2,528,000 69,434
   TIAA CREF INVESTMENT MANAGEMENT LLC 1926 - 2013-03-31 222,145 $2,208,000 56,224
   RIVERNORTH CAPITAL MANAGEMENT, INC. 71 *New 2013-03-31 215,716 $2,145,000 215,716
   CONFLUENCE INVESTMENT MANAGEMENT LLC 141 - 2013-03-31 202,255 $2,010,000 25,572
   GLAXIS CAPITAL MANAGEMENT, LLC 4 - 2013-03-31 194,400 $1,933,000 194,400
   DEUTSCHE BANK AG 2078 - 2013-03-31 177,929 $1,768,000 40,072
   BANK OF NEW YORK MELLON CORP 2704 - 2013-03-31 176,157 $1,752,000 -73,440
   BLACKROCK INVESTMENT MANAGEMENT LLC 1868 - 2013-03-31 174,709 $1,737,000 35,703
   TECHNICAL FINANCIAL SERVICES LLC 475 - 2013-03-31 153,193 $1,524,000 153,193
   MILLENNIUM MANAGEMENT LLC 1562 - 2013-03-31 119,900 $1,192,000 119,900
   MCKINLEY CAPITAL MANAGEMENT INC /AK 196 - 2013-03-31 105,813 $1,052,000 13,422
   BB&T SECURITIES, LLC 726 - 2013-03-31 10,427 $1,036,000 0
   SG AMERICAS SECURITIES LLC 1160 - 2013-03-31 103,877 $1,033,000 54,926
   BURROUGHS HUTCHINSON 53 - 2013-03-31 101,534 $1,010,000 1,480
   PRUDENTIAL FINANCIAL INC 1646 - 2013-03-31 97,985 $974,000 9,700
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 2349 - 2013-03-31 93,649 $931,000 72,728
   CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 1822 - 2013-03-31 90,421 $899,000 18,020
   CREDIT SUISSE/ 2405 - 2013-03-31 87,935 $875,000 39,310
   SHELL ASSET MANAGEMENT CO 667 - 2013-03-31 119,292 $862,000 0
   GOLDMAN SACHS GROUP INC/ 2742 - 2013-03-31 84,956 $845,000 -2,680
   DIALECTIC CAPITAL MANAGEMENT LLC 95 *New 2013-03-31 80,000 $796,000 80,000
   MUNDER CAPITAL MANAGEMENT 420 - 2013-03-31 75,000 $746,000 75,000
   NINE CHAPTERS CAPITAL MANAGEMENT LLC 381 *New 2013-03-31 74,400 $740,000 74,400
   TWO SIGMA ADVISERS, LLC 934 - 2013-03-31 69,475 $690,000 -31,696
   SCHWAB CHARLES INVESTMENT MANAGEMENT INC 2285 - 2013-03-31 68,200 $670,000 5,400
   ROYAL BANK OF CANADA 2291 - 2013-03-31 65,789 $654,000 10,104
   BLACKTHORN INVESTMENT GROUP LLC 124 *New 2013-03-31 65,032 $647,000 65,032
   RHUMBLINE ADVISERS 1938 - 2013-03-31 63,028 $626,000 -5,290
   MARSHALL WACE NORTH AMERICA LP 296 *New 2013-03-31 60,384 $601,000 60,384
   AMERICAN INTERNATIONAL GROUP INC 1749 - 2013-03-31 57,611 $573,000 8,056
   VSR FINANCIAL SERVICES, INC. 198 *New 2013-03-31 57,518 $572,000 57,518
   TEACHERS ADVISORS INC 1965 - 2013-03-31 56,948 $566,000 8,977
   ALLIANCEBERNSTEIN L.P. 2308 - 2013-03-31 55,670 $553,000 0
   UBS GLOBAL ASSET MANAGEMENT AMERICAS INC 1796 *New 2013-03-31 54,200 $538,000 54,200
   ATLANTA CAPITAL GROUP 33 *New 2013-03-31 54,166 $538,000 54,166
   RAYMOND JAMES & ASSOCIATES 1458 *New 2013-03-31 52,555 $523,000 52,555
   DAVENPORT & CO LLC 311 - 2013-03-31 49,464 $492,000 12,510
   CLEAR HARBOR ASSET MANAGEMENT, LLC 105 - 2013-03-31 46,677 $464,000 -3,612
   GEODE CAPITAL MANAGEMENT LLC 2737 - 2013-03-31 45,623 $453,000 5,807
   BANK OF AMERICA CORP /DE/ 3543 - 2013-03-31 43,079 $429,000 32,453
   COUNSEL PORTFOLIO SERVICES INC. 248 - 2013-03-31 40,900 $407,000 0
   ACADIAN ASSET MANAGEMENT LLC 583 - 2013-03-31 40,900 $407,000 0
   CITIGROUP INC 2219 - 2013-03-31 39,330 $391,000 7,324
   METROPOLITAN LIFE INSURANCE CO/NY 1784 - 2013-03-31 39,210 $390,000 3,709
   BAIRD ROBERT W & CO INC /WI/ 1035 - 2013-03-31 38,122 $379,000 2,329
   MENTA CAPITAL LLC 214 - 2013-03-31 38,000 $378,000 38,000
   NATIONWIDE FUND ADVISORS 1725 - 2013-03-31 37,607 $374,000 5,610
   STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMEN 2066 - 2013-03-31 35,789 $356,000 0
   D E SHAW & CO INC 1847 - 2013-03-31 35,608 $354,000 35,608
   SYSTEMATIC FINANCIAL MANAGEMENT LP 549 *New 2013-03-31 35,375 $352,000 35,375
   ATIVO CAPITAL MANAGEMENT LLC 137 - 2013-03-31 32,770 $326,000 11,834
   DNB NOR ASSET MANAGEMENT AS 290 - 2013-03-31 31,047 $309,000 7,200
   JANNEY MONTGOMERY SCOTT LLC 623 - 2013-03-31 29,791 $296,000 11,700
   ING INVESTMENT MANAGEMENT CO 2131 - 2013-03-31 29,700 $290,000 0
   SATHER FINANCIAL GROUP INC 51 - 2013-03-31 29,000 $288,000 0
   PEAK6 INVESTMENTS LP 1390 *New 2013-03-31 28,818 $287,000 28,818
   STIFEL NICOLAUS & CO INC 1061 *New 2013-03-31 28,338 $282,000 28,338
   SCHRODER INVESTMENT MANAGEMENT GROUP 1122 - 2013-03-31 28,300 $281,000 27,100
   HARRIS FINANCIAL CORP 1653 - 2013-03-31 27,190 $270,000 0
   PROSHARE ADVISORS LLC 1621 - 2013-03-31 25,817 $257,000 25,817
   BLACKROCK ADVISORS LLC 2149 - 2013-03-31 25,302 $252,000 5,821
   LEGAL & GENERAL GROUP PLC 1137 - 2013-03-31 24,189 $240,000 -617
   TOWER RESEARCH CAPITAL LLC 183 - 2013-03-31 22,161 $220,000 20,661
   AMERIPRISE FINANCIAL INC 2807 - 2013-03-31 21,067 $209,000 -266
   MFC GLOBAL INVESTMENT MANAGEMENT (U.S.) LLC 1994 - 2013-03-31 20,390 $203,000 462
   CREATIVE PLANNING 698 - 2013-03-31 19,088 $190,000 7,500
   VAN ECK ASSOCIATES CORP 514 *New 2013-03-31 18,523 $184,000 18,523
   KNIGHT CAPITAL GROUP, INC. 1589 *New 2013-03-31 17,265 $172,000 17,265
   CITADEL ADVISORS LLC 2161 - 2013-03-31 15,881 $158,000 1,983
   STEPHENS INC /AR/ 625 - 2013-03-31 15,318 $152,000 -2,538
   LADENBURG THALMANN FINANCIAL SERVICES INC 1055 - 2013-03-31 15,094 $150,000 -8,249
   OPPENHEIMER & CO INC 1063 - 2013-03-31 14,762 $147,000 -11
   SHUFRO ROSE & CO LLC 233 - 2013-03-31 14,500 $144,000 0
   GROUP ONE TRADING, L.P. 495 *New 2013-03-31 12,783 $127,000 12,783
   MURPHY CAPITAL MANAGEMENT INC 284 - 2013-03-31 12,537 $124,000 -5,200
   PRINCIPAL FINANCIAL GROUP INC 2107 - 2013-03-31 12,509 $124,000 -7,336
   AIRAIN LTD 567 *New 2013-03-31 12,489 $124,000 12,489
   LPL FINANCIAL CORP 2112 - 2013-03-31 12,137 $119,000 -516
   PARAMETRIC PORTFOLIO ASSOCIATES 3452 - 2013-03-31 10,957 $108,000 -4,970
   MFC GLOBAL INVESTMENT MANAGEMENT USA LTD 1766 - 2013-03-31 10,854 $108,000 306
   GLYNN JA & CO 90 *New 2013-03-31 10,900 $108,000 10,900
   NATIONAL ASSET MANAGEMENT, INC. 535 - 2013-03-31 10,450 $104,000 -7,831
   KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ 138 - 2013-03-31 10,126 $101,000 0
   CREDIT AGRICOLE S A 1298 *New 2013-03-31 9,853 $97,000 9,853
  100 Records found
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