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Get Institutions for : 
TCW Strategic Income Fund Inc (TSI)  
$4.60 0.02 (0.43%) as of 4:30 Fri 4/19


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 70    0
Total shares held : 
16,573,001  
% of shares held : 
34.81%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  -9  
Amount of shares held : 
734,672  
% of shares held change : 
  1.54%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$4.57  
Last Quarter's Ending Price : 
$4.59  
Last Quarter's Average Price
$4.64  
Change from last quarter's     
avg. price to the last closing  : 
0.04 (0.86%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
9
 163,400
 0.99%
 
Increased Positions :
14
 1,355,684
 8.18%
 
Unchanged Positions :
24
 770,629
 4.65%
 
Decreased Positions :
23
-249,317
-1.5%
 
Closed Positions :
9
-535,095
-3.23%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   SIT INVESTMENT ASSOCIATES INC 25 - 2023-12-31 6,712,510 $30,810,000 669,175
   1607 CAPITAL PARTNERS, LLC 43 - 2023-12-31 2,140,869 $9,827,000 18,200
   Northside Capital Management LLC 14 - 2024-03-31 1,131,225 $5,441,000 0
   MORGAN STANLEY 3912 - 2023-12-31 993,991 $4,562,000 -4,128
   RAYMOND JAMES & ASSOCIATES 1623 - 2023-12-31 933,097 $4,283,000 68,645
   Relative Value Partners Group LLC 81 - 2023-12-31 777,057 $3,567,000 480,813
   AMERIPRISE FINANCIAL INC 2516 - 2023-12-31 764,303 $3,510,000 8,981
   SEABRIDGE INVESTMENT ADVISORS LLC - 2023-12-31 439,905 $2,019,000 19,659
   COMMONWEALTH EQUITY SERVICES LLC. 1749 - 2023-12-31 381,030 $1,749,000 -6,453
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 1736 - 2023-12-31 313,360 $1,438,000 -4,657
   WELLS FARGO & CO/MN 2897 - 2023-12-31 240,972 $1,106,000 8,651
   KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ 204 - 2023-12-31 140,163 $643,000 0
   RIVERBRIDGE PARTNERS LLC 136 - 2023-12-31 138,263 $635,000 0
   UBS Group AG 3810 - 2023-12-31 129,485 $594,000 -1,670
   EVOKE WEALTH LLC 438 - 2023-12-31 100,000 $477,000 0
   Advisor Group Holdings Inc. 3324 - 2023-12-31 87,596 $402,000 -1,141
   Carnick & Kubik Group LLC 198 - 2023-12-31 72,848 $336,000 0
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 604 - 2023-12-31 57,993 $266,000 40,632
   HIGHTOWER ADVISORS, LLC 2780 - 2023-12-31 54,317 $249,000 6,425
   INSTITUTE FOR WEALTH MANAGEMENT, LLC. 411 - 2023-12-31 53,123 $244,000 -56,556
   INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 641 - 2024-03-31 46,382 $221,000 0
   Hennion & Walsh Asset Management Inc. 758 - 2023-12-31 48,133 $221,000 -2,537
   BANK OF AMERICA CORP /DE/ 4963 - 2023-12-31 47,346 $217,000 -29,201
   RDA Financial Network 216 - 2024-03-31 43,311 $208,000 -61
   CARY STREET PARTNER INVESTMENT ADVISORY LLC 612 - 2023-12-31 44,174 $203,000 0
   JANE STREET GROUP LLC 4771 *New 2023-12-31 42,426 $195,000 42,426
   Stonebrook Private Inc. 189 - 2023-12-31 41,702 $191,000 0
   TRANSATLANTIQUE PRIVATE WEALTH LLC 209 - 2023-12-31 41,375 $190,000 0
   WHITENER CAPITAL MANAGEMENT INC. 146 - 2023-12-31 38,335 $176,000 11,890
   Integrated Wealth Concepts LLC 1471 - 2023-12-31 37,581 $172,000 5,585
   Cumberland Partners Ltd 177 - 2023-12-31 35,045 $161,000 0
   MML INVESTORS SERVICES LLC 2338 - 2023-12-31 33,939 $156,000 -29
   NORTH STAR INVESTMENT MANAGEMENT CORP. 455 - 2023-12-31 31,212 $143,000 0
   GOLDMAN SACHS GROUP INC/ 4302 *New 2023-12-31 25,800 $118,000 25,800
   HRT FINANCIAL LLC 1704 *New 2023-12-31 25,118 $115,000 25,118
   NOMURA HOLDINGS INC 952 *New 2023-12-31 23,598 $108,000 23,598
   Sheaff Brock Investment Advisors LLC 452 *New 2023-12-31 20,000 $92,000 20,000
   Atria Wealth Solutions Inc. 1836 - 2023-12-31 19,451 $89,000 -1,444
   WHITTIER TRUST CO 821 - 2023-12-31 16,910 $78,000 0
   LPL FINANCIAL CORP 4497 - 2023-12-31 16,962 $78,000 -4,379
   MB Generational Wealth LLC 46 - 2023-12-31 16,916 $78,000 0
   LITMAN GREGORY ASSET MANAGEMENT LLC 118 - 2023-12-31 16,200 $74,000 0
   PROVISE MANAGEMENT GROUP LLC 341 - 2023-12-31 15,401 $71,000 0
   ELEQUIN CAPITAL LP 190 - 2023-12-31 14,898 $68,000 13,207
   HARBOUR INVESTMENTS INC. 1337 - 2023-12-31 14,008 $64,000 181
   REGAL INVESTMENT ADVISORS, LLC 527 - 2023-12-31 13,350 $61,000 0
   PNC FINANCIAL SERVICES GROUP INC 2869 - 2023-12-31 13,118 $60,000 -6,000
   BARTLETT & CO. LLC 665 - 2023-12-31 12,000 $58,000 0
   BARTLETT & CO. WEALTH MANAGEMENT LLC 663 - 2023-12-31 12,000 $58,000 0
   Sigma Planning Corp 813 - 2023-12-31 11,861 $54,000 -30,090
   Streettalk Advisors LLC 407 - 2023-12-31 11,653 $53,000 -3,495
   STIFEL FINANCIAL CORP 3207 *New 2023-12-31 11,020 $51,000 11,020
   MERRIMAN WEALTH MANAGEMENT, LLC 184 - 2023-12-31 10,075 $48,000 -8,390
   FREESTONE CAPITAL HOLDINGS, LLC 386 - 2023-12-31 10,000 $46,000 0
   Forum Financial Management LP 678 *New 2023-12-31 10,000 $46,000 10,000
   NBC SECURITIES INC. 1194 - 2024-03-31 8,419 $41,000 -926
   Focused Wealth Management Inc 364 - 2023-12-31 7,143 $33,000 -941
   ROYAL BANK OF CANADA 5506 - 2023-12-31 5,847 $27,000 0
   BAYSTATE WEALTH MANAGEMENT LLC 524 *New 2023-12-31 5,000 $23,000 5,000
   Steward Partners Investment Advisory LLC 2478 - 2023-12-31 3,506 $16,000 -476
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2428 - 2023-12-31 3,398 $16,000 0
   THOMAS J. HERZFELD ADVISORS, INC. 128 - 2023-12-31 2,000 $9,000 0
   McIlrath & Eck LLC 717 - 2023-12-31 965 $4,000 0
   WFA of San Diego LLC 333 - 2023-09-30 750 $3,000 0
   Strategic Investment Solutions Inc. /IL 544 - 2023-12-31 580 $3,000 -35,393
   US BANCORP 3601 - 2023-12-31 450 $2,000 -892
   Castleview Partners LLC 698 *New 2023-12-31 438 $2,000 438
   MCMILLION CAPITAL MANAGEMENT INC 178 *New 2023-06-30 334 $2,000 334
   FIRST MANHATTAN CO 1268 - 2023-12-31 360 $2,000 0
   IFP Advisors Inc 2684 - 2023-12-31 500 $2,000 0
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 5805 *Closed 2023-12-31 0 $0 -11,165
   INVESCO LTD 3698 *Closed 2023-12-31 0 $0 -412,381
   PROEQUITIES INC. 3346 - 2023-12-31 0 $0 0
   MOTCO 624 *Closed 2023-12-31 0 $0 -2,700
   DORSEY & WHITNEY TRUST CO LLC 616 *Closed 2023-12-31 0 $0 -18,499
   GELLER FAMILY OFFICE SERVICES LLC 268 *Closed 2023-12-31 0 $0 -60,220
   WEALTH ENHANCEMENT ADVISORY SERVICES LLC 2315 *Closed 2023-12-31 0 $0 -13,486
   J P MORGAN CHASE & CO 6234 - 2023-12-31 1 $0 -349
   PRIVATE MANAGEMENT GROUP INC 196 *Closed 2023-12-31 0 $0 -15,571
   VisionPoint Advisory Group LLC 865 *Closed 2023-12-31 0 $0 -433

  80 Records found
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