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Get Institutions for : 
Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)  
$6.99 0.01 (0.14%) as of 4:30 Thu 4/18


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 52    0
Total shares held : 
 2,491,825  
% of shares held : 
 34.37%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   8  
Amount of shares held : 
 364,169  
% of shares held change : 
   5.02%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $6.87  
Last Quarter's Ending Price : 
 $7.14  
Last Quarter's Average Price : 
 $6.93  
Change from last quarter's     
avg. price to the last closing  : 
0.06 (0.87%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
5
 329,298
 13.22%
 
Increased Positions :
21
 175,215
 7.03%
 
Unchanged Positions :
13
 299,103
 12%
 
Decreased Positions :
13
-91,321
-3.66%
 
Closed Positions :
5
-49,023
-1.97%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   LPL FINANCIAL CORP 2281 - 2023-12-31 320,265 $2,287,000 -9,635
   Lido Advisors LLC 421 *New 2023-12-31 218,894 $1,563,000 218,894
   Claybrook Capital LLC 40 - 2023-09-30 214,393 $1,490,000 0
   UBS Group AG 3094 - 2023-12-31 208,067 $1,486,000 16,533
   BARD ASSOCIATES INC 76 - 2023-12-31 167,162 $1,194,000 -6,600
   Chicago Partners Investment Group LLC 296 - 2023-12-31 145,608 $1,044,000 13,633
   ROUMELL ASSET MANAGEMENT LLC 14 - 2023-12-31 141,432 $1,010,000 0
   Baird Financial Group Inc. 1170 - 2023-12-31 125,091 $893,000 -2,440
   Belpointe Asset Management LLC 264 - 2023-12-31 106,425 $760,000 32,530
   Kestra Advisory Services LLC 1279 - 2023-12-31 102,342 $731,000 12,234
   Virtus ETF Advisers LLC 71 - 2023-12-31 94,782 $677,000 -33,018
   CastleKnight Management LP 174 - 2023-12-31 93,000 $664,000 0
   All Season Financial Advisors Inc. - 2023-12-31 79,102 $565,000 -995
   Private Advisor Group LLC 1453 - 2023-12-31 71,466 $510,000 10,356
   NATIONAL ASSET MANAGEMENT, INC. 839 - 2023-12-31 66,216 $473,000 -2,644
   MORGAN STANLEY 5174 - 2023-12-31 61,764 $441,000 -7,206
   Samalin Investment Counsel LLC 148 - 2023-12-31 61,710 $441,000 21,967
   WEDBUSH MORGAN SECURITIES INC 668 - 2023-12-31 52,493 $375,000 -45
   COMMONWEALTH EQUITY SERVICES LLC. 2997 - 2023-12-31 47,572 $340,000 9,228
   GREAT VALLEY ADVISOR GROUP INC. 556 *New 2023-12-31 46,242 $330,000 46,242
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2490 - 2023-12-31 46,142 $329,000 30,365
   ROYAL BANK OF CANADA 4139 - 2023-12-31 40,090 $286,000 -10,334
   Advisor Group Holdings Inc. 3636 - 2023-12-31 38,961 $278,000 6,730
   Walleye Trading Advisors LLC 1333 *New 2023-12-31 33,859 $242,000 33,859
   BANK OF MONTREAL /CAN/ 2575 *New 2023-12-31 30,000 $217,000 30,000
   RAYMOND JAMES & ASSOCIATES 3447 - 2023-12-31 29,302 $209,000 -5,327
   ADVISORY SERVICES NETWORK, LLC 1249 - 2023-12-31 28,787 $206,000 -6,955
   CFO4Life Group LLC - 2023-12-31 25,800 $184,000 10,800
   J.W. COLE ADVISORS INC. 770 - 2023-12-31 23,123 $165,000 7,487
   Atomi Financial Group Inc. 562 - 2023-12-31 21,812 $156,000 8,086
   Naviter Wealth LLC 209 - 2023-12-31 20,564 $147,000 0
   CoreCap Advisors LLC 569 - 2023-12-31 20,200 $144,000 3,700
   MODERA WEALTH MANAGEMENT, LLC 508 - 2023-12-31 20,000 $143,000 1,300
   KESTRA PRIVATE WEALTH SERVICES LLC 1114 - 2023-12-31 19,350 $138,000 500
   Astoria Portfolio Advisors LLC. 188 - 2023-12-31 15,839 $121,000 1,651
   Goss Wealth Management LLC 1906 - 2023-12-31 14,885 $107,000 -6,815
   IFG Advisory LLC 566 - 2023-12-31 14,579 $104,000 0
   Beacon Financial Advisory LLC - 2023-12-31 12,526 $89,000 1,220
   GOLUB GROUP LLC 87 - 2023-12-31 10,000 $71,000 0
   PLANTE MORAN FINANCIAL ADVISORS LTD PARTNERSHIP 300 - 2023-12-31 8,508 $61,000 0
   BANK OF AMERICA CORP /DE/ 5547 - 2023-12-31 5,500 $39,000 0
   Tradition Wealth Management LLC 835 - 2023-12-31 2,757 $20,000 -1,251
   Creekmur Asset Management LLC - 2023-12-31 1,910 $14,000 0
   COMERICA BANK 3026 - 2023-12-31 2,000 $14,000 0
   ALPHAMARK ADVISORS LLC 475 - 2023-12-31 2,010 $14,000 406
   WELLS FARGO & CO/MN 5065 - 2023-12-31 2,000 $14,000 -700
   OLD SECOND NATIONAL BANK OF AURORA 281 - 2023-12-31 1,500 $11,000 0
   Focused Wealth Management Inc 525 - 2023-12-31 1,533 $11,000 72
   Byrne Asset Management LLC 324 - 2023-12-31 1,000 $7,000 0
   TOMPKINS FINANCIAL CORP 527 - 2024-03-31 1,000 $7,000 0
   Ahrens Investment Partners LLC 726 *New 2023-03-31 1,000 $6,000 1,000
   GRADIENT INVESTMENTS LLC 1206 *New 2023-12-31 303 $2,000 303
   ENVESTNET ASSET MANAGEMENT INC 4024 *Closed 2023-12-31 0 $0 -15,000
   HOLLENCREST SECURITIES LLC 1030 *Closed 2023-12-31 0 $0 0
   PROEQUITIES INC. 4070 - 2023-12-31 0 $0 0
   Hexagon Capital Partners LLC 1331 - 2023-12-31 20 $0 0
   PSI Advisors LLC 784 - 2023-12-31 18 $0 2
   SAVANT CAPITAL MANAGEMENT INC 863 *Closed 2023-12-31 0 $0 -18,823
   SIGNATUREFD, LLC 3229 - 2023-12-31 47 $0 47
   FNY Investment Advisers LLC 661 *Closed 2023-12-31 0 $0 -200
   FMR LLC 5435 - 2023-12-31 1 $0 1
   MERCER GLOBAL ADVISORS INC /ADV 2102 *Closed 2023-12-31 0 $0 -15,000
  62 Records found
  1    
  Page 1 of 1
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