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Get Institutions for : 
Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)  
$5.67 0.00 (0.00%) as of 4:30 Tue 7/8


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 79    3
Total shares held : 
 7,686,507  
% of shares held : 
 95.24%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   23  
Amount of shares held : 
 1,477,778  
% of shares held change : 
   18.31%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $6.72  
Last Quarter's Ending Price : 
 $5.91  
Last Quarter's Average Price : 
 $6.39  
Change from last quarter's     
avg. price to the last closing  : 
0.72 (11.27%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
15
 1,184,923
 15.42%
 
Increased Positions :
34
 1,087,336
 14.15%
 
Unchanged Positions :
16
 362,992
 4.72%
 
Decreased Positions :
14
-420,202
-5.47%
 
Closed Positions :
12
-374,279
-4.87%
 
Guru Positions :
0
 0%
 
View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for period: 12-31-2023 View holdings for period: 3-31-2024 View holdings for period: 6-30-2024 View holdings for period: 9-30-2024 View holdings for period: 12-31-2024 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   THOMAS J. HERZFELD ADVISORS, INC. 11 - 2025-03-31 1,258,025 $7,435,000 221,874
   ENVESTNET ASSET MANAGEMENT INC 2204 *New 2025-03-31 717,984 $4,243,000 717,984
   J.W. COLE ADVISORS INC. 226 - 2025-03-31 497,462 $2,940,000 292,136
   Belpointe Asset Management LLC 137 - 2025-03-31 448,062 $2,648,000 -165,400
   LPL FINANCIAL CORP 2844 - 2025-03-31 357,103 $2,110,000 8,703
   Cresset Asset Management LLC 548 - 2025-03-31 316,601 $1,895,000 37
   Consolidated Portfolio Review Corp 92 - 2025-03-31 291,464 $1,723,000 21,043
   Lido Advisors LLC 570 - 2025-03-31 247,782 $1,483,000 -300
   PHOENIX INVESTMENT COUNSEL INC 39 *New 2025-03-31 246,956 $1,460,000 246,956
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 243 - 2025-03-31 236,858 $1,400,000 184,711
   UBS Group AG 3955 - 2025-03-31 219,180 $1,295,000 -138,989
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 1701 - 2025-03-31 196,076 $1,159,000 -29,414
   RSM US WEALTH MANAGEMENT LLC 522 - 2025-03-31 185,014 $1,106,000 33,831
   Chicago Partners Investment Group LLC 347 - 2025-03-31 190,070 $1,083,000 10,379
   Kestra Advisory Services LLC 1367 - 2025-03-31 173,301 $1,024,000 -2,011
   MARINER WEALTH ADVISORS, LLC 1715 - 2025-03-31 161,249 $953,000 2,285
   BARD ASSOCIATES INC 92 - 2025-03-31 149,247 $893,000 0
   MORGAN STANLEY 4938 - 2025-03-31 135,494 $801,000 32,036
   Baird Financial Group Inc. 1272 - 2025-03-31 123,264 $728,000 53,441
   INVESCO LTD 2931 - 2025-03-31 114,668 $678,000 89,048
   Private Advisor Group LLC 1496 - 2025-03-31 103,859 $614,000 6,895
   Samalin Investment Counsel LLC 131 - 2025-03-31 96,576 $571,000 8,132
   Triumph Capital Management 149 - 2025-03-31 88,202 $521,000 5,340
   ALEXANDER LABRUNERIE & CO. INC. 71 - 2025-03-31 60,000 $355,000 0
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 4623 - 2025-03-31 58,103 $343,000 -17,220
   GREAT VALLEY ADVISOR GROUP INC. 706 - 2025-03-31 53,417 $316,000 -2,443
   WEDBUSH MORGAN SECURITIES INC 811 - 2025-03-31 50,960 $301,000 -2,810
   COMMONWEALTH EQUITY SERVICES LLC. 3367 - 2025-03-31 50,044 $296,000 3,917
   ROYAL BANK OF CANADA 3956 - 2025-03-31 47,831 $282,000 26,918
   Advisor Group Holdings Inc. 3364 - 2025-03-31 44,372 $262,000 36,009
   M&T BANK CORP 1320 *New 2025-03-31 42,933 $254,000 42,933
   RAYMOND JAMES FINANCIAL INC 4254 - 2025-03-31 39,790 $235,000 5,697
   IFG Advisory LLC 623 - 2025-03-31 39,456 $233,000 460
   CFO4Life Group LLC 183 - 2025-03-31 38,800 $229,000 0
   Brookwood Investment Group LLC 372 - 2025-03-31 36,861 $218,000 0
   Integrated Wealth Concepts LLC 1557 - 2025-03-31 36,386 $215,000 2,000
   CITADEL ADVISORS LLC 4566 *New 2025-03-31 34,098 $202,000 34,098
   Walkner Condon Financial Advisors LLC 261 - 2025-03-31 33,133 $196,000 773
   NATIONAL ASSET MANAGEMENT, INC. 1040 - 2024-12-31 28,515 $189,000 316
   Sigma Planning Corp 1112 *New 2025-03-31 27,018 $160,000 27,018
   Atomi Financial Group Inc. 990 - 2025-03-31 25,206 $149,000 247
   GOLUB GROUP LLC 132 - 2025-03-31 25,000 $148,000 15,000
   Apollon Wealth Management LLC 1120 - 2025-03-31 25,107 $148,000 0
   AlphaCore Capital LLC 468 *New 2025-03-31 23,665 $142,000 23,665
   KESTRA PRIVATE WEALTH SERVICES LLC 1406 - 2025-03-31 22,950 $136,000 0
   CoreCap Advisors LLC 813 - 2025-03-31 21,318 $126,000 -2,585
   HRT FINANCIAL LLC 1874 *New 2025-03-31 20,992 $124,000 20,992
   Mutual Advisors LLC 1040 *New 2025-03-31 21,268 $120,000 21,268
   WELLS FARGO & CO/MN 4410 - 2025-03-31 18,356 $108,000 18,356
   Beacon Financial Advisory LLC 324 - 2025-03-31 17,348 $103,000 1,312
   Cetera Investment Advisers 3650 - 2025-03-31 16,794 $99,000 200
   Catalina Capital Group LLC 172 - 2025-03-31 15,659 $93,000 204
   JANE STREET GROUP LLC 4656 - 2025-03-31 15,508 $92,000 -20,139
   GUGGENHEIM CAPITAL LLC 1603 - 2025-03-31 15,421 $91,000 4,487
   FIRETHORN WEALTH PARTNERS LLC 165 - 2025-03-31 15,166 $90,000 354
   EVOKE WEALTH LLC 442 - 2025-03-31 15,089 $90,000 0
   Goss Wealth Management LLC 2297 - 2025-03-31 15,128 $89,000 -2,299
   VIRTU FINANCIAL LLC 939 *New 2025-03-31 13,133 $78,000 13,133
   Freestate Advisors LLC 38 - 2025-03-31 11,806 $70,000 308
   Atria Wealth Solutions Inc. 1786 - 2025-03-31 10,970 $66,000 -1,991
   Advyzon Investment Management LLC 277 *New 2025-03-31 11,165 $66,000 11,165
   One Capital Management LLC 400 *New 2025-03-31 11,085 $66,000 11,085
   Perigon Wealth Management LLC 1005 *New 2025-03-31 10,840 $64,000 10,840
   EverSource Wealth Advisors LLC 1126 - 2025-03-31 10,500 $62,000 1,000
   Naviter Wealth LLC 265 - 2025-03-31 10,000 $60,000 -10,925
   PLANTE MORAN FINANCIAL ADVISORS LTD PARTNERSHIP 337 - 2025-03-31 8,508 $50,000 0
   ALPHAMARK ADVISORS LLC 354 - 2024-12-31 2,882 $19,000 155
   Noble Wealth Management PBC 332 *New 2025-03-31 2,000 $12,000 2,000
   COMERICA BANK 3093 - 2025-03-31 2,000 $12,000 0
   Garde Capital Inc. 478 - 2025-06-30 1,785 $10,000 0
   SWAN Capital LLC 162 - 2025-03-31 1,230 $7,000 0
   THURSTON SPRINGER MILLER HERD & TITAK INC. 998 - 2025-03-31 1,100 $7,000 0
   Byrne Asset Management LLC 387 - 2025-03-31 1,000 $6,000 0
   ST GERMAIN D J CO INC 646 - 2025-03-31 900 $5,000 0
   HANSON MCCLAIN, INC. 3256 - 2025-03-31 296 $2,000 3
   BROWN BROTHERS HARRIMAN & CO 1253 - 2025-03-31 114 $1,000 -23,676
   Spectrum Wealth Counsel LLC 295 - 2025-03-31 180 $1,000 0
   FNY Investment Advisers LLC 623 - 2025-03-31 200 $1,000 200
   Change Path LLC 1082 *Closed 2025-03-31 0 $0 -10,644
   CastleKnight Management LP 301 *Closed 2025-03-31 0 $0 -66,000
   Virtus ETF Advisers LLC 325 *Closed 2025-03-31 0 $0 -167,042
   PNC FINANCIAL SERVICES GROUP INC 4677 *Closed 2025-03-31 0 $0 -36,710
   Creekmur Asset Management LLC 790 *Closed 2025-03-31 0 $0 -5
   FMR LLC 5268 *Closed 2025-03-31 0 $0 -2
   Atlantic Trust Group LLC 3226 *New 2025-03-31 1 $0 1
   PROEQUITIES INC. 6273 - 2025-03-31 0 $0 0
   Worth Asset Management LLC 148 *Closed 2025-03-31 0 $0 -29,330
   SHAKER FINANCIAL SERVICES, LLC 178 *Closed 2025-03-31 0 $0 -23,715
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3850 *Closed 2025-03-31 0 $0 -10,516
   Hexagon Capital Partners LLC 1932 - 2025-03-31 20 $0 0
   Astoria Portfolio Advisors LLC. 254 *Closed 2025-03-31 0 $0 -18,732
   Orion Portfolio Solutions LLC 1961 *Closed 2025-03-31 0 $0 -10,221
   JONES FINANCIAL COMPANIES LLLP *Closed 2025-03-31 0 $0 -1,362
  93 Records found
  1    
  Page 1 of 1
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