|
Company
Roster
|
Total
Insiders : |
28 |
|
|
Total
Direct Shares :
|
5,264,228 |
|
Total
Indirect Shares :
|
4,739,929 |
|
%
Held by Insiders:
|
20.91% |
|
|
|
Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Ra Capital Biotech Fund Lp |
Fmr 10% Owner - See Fn (1)-(5) |
|
0 |
2014-01-10 |
1,694,876 |
Caminis John |
|
|
0 |
|
0 |
Lehman Brothers Holdings Inc |
10% Owner |
|
0 |
2012-02-06 |
803,570 |
Comvita New Zealand Ltd |
10% Owner |
2010-03-31 |
0 |
|
0 |
Yetter John E |
EVP, Finance & CFO |
2017-02-24 |
0 |
2011-08-17 |
0 |
Cole Robert C |
See Remarks |
2017-02-24 |
0 |
2005-01-31 |
0 |
Eigner Frederic |
Executive VP - Operations |
2017-02-24 |
0 |
2012-02-17 |
0 |
Raging Capital Fund (qp), Lp |
See explanation of responses |
2012-03-27 |
1,500 |
2013-01-01 |
0 |
Galen Employee Fund III Lp |
See footnote (1) |
2007-01-05 |
6,053 |
2007-01-05 |
0 |
Gilbert Paul M |
SEE REMARKS, Director |
2013-05-23 |
15,000 |
2012-12-20 |
0 |
Hewlett Brett |
Director |
2017-02-24 |
17,500 |
2015-06-12 |
898,630 |
Moussa Robert G |
Director |
2017-02-24 |
17,500 |
2006-08-30 |
0 |
Conjeevaram Srini |
Director |
2017-02-24 |
17,500 |
2009-06-01 |
0 |
Keim Richard |
Former Director |
2009-06-01 |
25,000 |
2012-05-30 |
78,188 |
Navarro Samuel E |
Director |
2017-02-24 |
25,000 |
2015-05-28 |
0 |
Wills Stephen T |
Executive Chairman, Director |
2017-02-24 |
27,500 |
2009-04-28 |
0 |
Stafford C Richard |
Director |
2014-12-04 |
30,250 |
2005-01-05 |
0 |
Paul Amy S |
Director |
2015-08-13 |
32,750 |
2013-05-23 |
0 |
Rivest Daniel |
Officer |
2008-12-10 |
44,900 |
|
0 |
Obrien James T |
Former Director |
2013-03-29 |
53,542 |
2005-01-14 |
0 |
Wolfenson Barry |
See Remarks |
2016-03-02 |
82,815 |
|
0 |
Wesson Bruce F/ |
Director |
2015-08-13 |
94,963 |
2011-02-16 |
0 |
Galen Partners International III L P |
See footnote (1) |
2007-01-05 |
133,777 |
2007-01-05 |
0 |
Quilty Edward J |
Former President & CEO |
2015-12-21 |
192,396 |
2005-01-31 |
0 |
Grant William R |
N/A |
2005-02-07 |
774,500 |
2005-01-31 |
0 |
Comvita Ltd |
10% Owner |
2011-04-29 |
864,880 |
|
0 |
Raging Capital Master Fund, Ltd. |
10% Owner |
2013-01-01 |
1,332,557 |
2013-05-30 |
1,264,665 |
Galen Partners III L P |
10% Owner |
2007-01-05 |
1,474,345 |
2007-01-05 |
0 |
|