|
Company
Roster
|
Total
Insiders : |
20 |
|
|
Total
Direct Shares :
|
16,898,219 |
|
Total
Indirect Shares :
|
6,683,785 |
|
%
Held by Insiders:
|
79.11% |
|
|
|
Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Allen James Douglas |
Director |
2021-08-19 |
150,000 |
2018-09-28 |
0 |
Baquet William |
10% Owner |
2010-05-17 |
717,583 |
2010-02-25 |
0 |
Bernstein Brad Mitchell |
PRESIDENT |
2020-06-16 |
0 |
2020-06-16 |
200,000 |
Bernstein Ilissa |
10% Owner |
2007-06-29 |
2,000,000 |
|
0 |
Davis John |
COO |
2023-09-25 |
7,720 |
2023-09-22 |
0 |
Delape Frank M |
Director, 10% Owner |
|
0 |
2008-12-01 |
0 |
Dvorkin Howard |
Director, 10% Owner |
2018-10-17 |
0 |
2024-06-05 |
4,319,845 |
Fordham Financial Management, Inc. |
10% Owner |
2007-06-29 |
1,500,000 |
|
0 |
Gitler Philip Michael |
Director |
|
0 |
2015-04-01 |
394 |
Heiser Harold Russell Jr. |
Chief Financial Officer |
2022-05-17 |
772,571 |
|
0 |
House Richard R Jr |
Chief Executive Officer |
2022-05-17 |
190,086 |
2020-03-10 |
0 |
Katz Thomas O. |
Director |
2022-05-17 |
81,000 |
2020-08-14 |
0 |
King T Scott |
Director |
2020-03-13 |
287,000 |
2022-05-18 |
312,000 |
Malaga Marc |
10% Owner |
2010-07-19 |
1,914,941 |
|
0 |
Matasavage Frank |
Officer |
2014-12-29 |
1,000 |
|
0 |
Pradelli Carl |
Director |
|
0 |
2020-02-04 |
78,000 |
Radhakrishnan Ravi |
Chief Risk Officer |
2018-09-28 |
156,800 |
2018-09-28 |
0 |
Rubin George |
Director, 10% Owner |
2014-05-08 |
3,968,259 |
2007-06-29 |
72,000 |
Rubin Morry |
10% Owner |
2016-05-04 |
5,151,259 |
2007-06-29 |
72,000 |
Waterfall Asset Management, Llc |
10% Owner |
|
0 |
2018-05-23 |
1,629,546 |
|