| |
Company
Roster
|
|
Total
Insiders : |
45 |
|
|
|
Total
Direct Shares :
|
5,328,399 |
|
|
Total
Indirect Shares :
|
134,496 |
| |
%
Held by Insiders:
|
11.63% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Smith R Sharon |
Exec VP & Group COO |
2025-11-12 |
170,952 |
2018-03-02 |
0 |
| Leblanc Claude |
Chief Executive Officer, Director |
2025-10-01 |
1,021,777 |
2017-03-17 |
0 |
| Trick David |
Exec VP, CFO & Treasurer |
2025-09-30 |
291,811 |
2010-01-29 |
497 |
| Stein Jeffrey Scott |
Director |
2025-09-29 |
217,807 |
2015-07-08 |
0 |
| Price Michael D |
Director |
2025-09-29 |
205,477 |
2024-08-07 |
0 |
| Lammtennant Joan M |
Director |
2025-09-29 |
106,990 |
2025-09-29 |
0 |
| Mcginnis Daniel |
Sr. MD & COO |
2025-09-29 |
38,235 |
2023-02-28 |
0 |
| Matus Kristi Ann |
Director |
2025-09-29 |
48,179 |
2025-09-29 |
0 |
| Iglesias Lisa G |
Director |
2025-09-29 |
82,327 |
2022-05-12 |
0 |
| Ksenak Stephen Michael |
Sr. MD & General Counsel |
2025-09-29 |
205,256 |
|
0 |
| Haft Ian David |
Director |
2025-09-29 |
131,921 |
2025-09-29 |
0 |
| Barranco David |
Senior Managing Director |
2025-03-06 |
128,415 |
|
0 |
| Eisman Robert Bryan |
Sr. MD & CAO |
2025-03-06 |
68,887 |
2010-01-29 |
17,591 |
| Prieur C James |
Director |
2022-05-13 |
55,000 |
|
0 |
| Reilly Michael Francis |
Senior Managing Director |
2021-03-04 |
51,134 |
2013-12-20 |
0 |
| Nader Tavakoli |
Chief Executive Officer, Director |
2016-09-20 |
266,742 |
2015-07-02 |
0 |
| Greene Alexander David |
Director |
2016-04-06 |
13,000 |
2015-07-08 |
0 |
| Herzog David L |
Director |
2016-03-31 |
12,820 |
2016-03-31 |
0 |
| Adams Diana |
Chief Executive Officer, Director |
2014-12-20 |
0 |
2010-01-29 |
411 |
| Matanle Cathleen |
Senior Managing Director |
2013-05-01 |
0 |
|
0 |
| Theobald Thomas C |
Director |
2012-04-05 |
6,849 |
2010-05-21 |
0 |
| Wallis David W |
Director |
2011-09-27 |
355,959 |
|
0 |
| Doyle Kevin J |
Senior Vice President |
2011-01-28 |
47,165 |
2010-01-29 |
10,610 |
| Callen Michael A |
Chairman |
2010-11-30 |
55,132 |
2003-09-03 |
0 |
| Wallace Henry D G |
Director |
2010-11-22 |
2,524 |
2004-09-01 |
0 |
| Stevens Timothy J |
Senior Managing Director |
2010-07-01 |
9,606 |
2010-07-01 |
481 |
| Bienstock Gregg L |
Senior Vice President |
2010-06-29 |
38,939 |
2010-06-29 |
13,766 |
| Leonard Sean T |
SVP, Chief Financial Officer |
2009-04-03 |
74,091 |
2009-04-03 |
6,343 |
| Derosa Paul R |
Director |
2009-03-31 |
78,488 |
2008-07-07 |
0 |
| Shoback Robert G |
Senior Managing Director |
2009-01-29 |
73,721 |
2009-01-29 |
5,707 |
| Renfield Miller Douglas C |
Executive Vice President |
2009-01-23 |
119,219 |
2009-01-23 |
7,136 |
| Duff Philip N |
Director |
2008-12-03 |
36,531 |
2007-05-08 |
0 |
| Unger Laura S |
Director |
2008-12-03 |
110,574 |
2003-09-03 |
0 |
| Considine Jill M |
Director |
2008-12-03 |
57,645 |
2003-09-03 |
0 |
| Uhlein John W |
Executive Vice President |
2008-09-03 |
174,736 |
2008-09-03 |
1,789 |
| Gandolfo Thomas J |
Senior Managing Director |
2008-03-05 |
81,617 |
2008-03-05 |
1,049 |
| Mckinnon William T |
Senior Managing Director |
2008-01-28 |
65,733 |
2008-01-28 |
8,434 |
| Mcdonough Kathleen A |
Senior Managing Director |
2008-01-24 |
33,703 |
2008-01-24 |
4,807 |
| Gregory W Grant |
Director |
2007-12-05 |
25,161 |
2003-09-03 |
0 |
| Genader Robert J |
Chairman, President and CEO, Director |
2007-12-05 |
544,522 |
2007-12-05 |
27,156 |
| Lassiter Phillip B |
Director |
2007-03-07 |
82,452 |
2007-03-07 |
14,899 |
| Boyle David L |
Vice Chairman |
2005-06-01 |
69,144 |
2005-06-01 |
4,137 |
| Caporali Renso L |
Director |
2005-05-02 |
10,788 |
2005-05-02 |
3,400 |
| Dulude Richard |
Director |
2005-04-29 |
16,634 |
2003-09-03 |
0 |
| Pfeffer Howard C |
Senior Managing Director |
2003-12-03 |
40,736 |
2003-12-03 |
6,283 |
|
0.20 (2.27%) 
