| |
Company
Roster
|
|
Total
Insiders : |
48 |
|
|
|
Total
Direct Shares :
|
752,775 |
|
|
Total
Indirect Shares :
|
54,285,792 |
| |
%
Held by Insiders:
|
0.64% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Berman Walter Stanley |
Executive VP and CFO |
2031-01-29 |
23,558 |
2031-01-29 |
342 |
| Sharpe Robert Francis Jr |
|
2025-08-13 |
3,625 |
2025-08-13 |
10,852 |
| Smyth Gerard P. |
|
2025-07-10 |
9,135 |
2021-04-29 |
218 |
| Truscott William F |
|
2025-07-10 |
4,822 |
2025-07-10 |
11,352 |
| Sweeney Joseph Edward |
|
2025-07-10 |
7,401 |
2025-07-10 |
295 |
| Brockman Dawn M. |
|
2025-07-10 |
1,055 |
2025-07-10 |
144 |
| Melloh Heather J. |
|
2025-01-31 |
4,061 |
|
0 |
| Cracchiolo James M |
|
2025-01-31 |
181,780 |
2025-01-31 |
1,705 |
| Alvero Gumer |
|
2025-01-31 |
4,866 |
2025-01-31 |
1,052 |
| Davies William |
|
2025-01-31 |
13,223 |
|
0 |
| Pimentel Armando Jr |
|
2022-09-15 |
2,650 |
|
0 |
| Thissen Karen Wilson |
Executive VP and GC |
2022-02-11 |
10,223 |
2022-02-11 |
249 |
| Hutt John R. |
Sr Vice Pres and Controller |
2022-02-10 |
3,088 |
2020-01-26 |
0 |
| Woerner John Robert |
Pres Ins & Chief Strat Officer |
2022-02-02 |
34,167 |
2022-02-02 |
243 |
| Moore Colin |
EVP & Global CIO |
2022-01-31 |
66,517 |
|
0 |
| Greenberg Lon R |
Director |
2021-09-20 |
5,500 |
|
0 |
| Walter W Edward |
Director |
2020-11-24 |
0 |
2020-11-24 |
1,000 |
| Kupper Randy |
EVP Technology and CIO |
2020-02-20 |
19,202 |
2020-02-20 |
47 |
| Shea Brian T |
Director |
2019-06-01 |
2,809 |
2019-06-01 |
280 |
| Stewart David Kent |
Sr Vice Pres and Controller |
2019-02-06 |
18,242 |
2019-02-06 |
265 |
| Williams William Jerryl |
EVP, AMP Franchise Group |
2018-02-06 |
13,804 |
2018-02-06 |
103 |
| Maglaque Charles Neal |
Pres. Advice & Wealth Mgt, COO |
2018-02-06 |
14,390 |
2018-02-06 |
374 |
| Oconnell Patrick H. |
EVP, AMP Advisor Group |
2018-02-06 |
7,462 |
2018-01-26 |
0 |
| Hunter Kelli A |
Exec VP of Human Resources |
2018-02-06 |
30,490 |
2018-02-06 |
219 |
| Davey Deirdre N |
EVP Corp Comm/Cmnity Rltns |
2018-02-06 |
10,851 |
2018-02-06 |
498 |
| Digeso Amy |
Director |
2018-02-05 |
156 |
|
0 |
| Scrimgeour Michelle |
CEO, Global Asset Mgmt., EMEA |
2018-01-26 |
5,253 |
2018-01-26 |
0 |
| Junek John Carl |
Exec VP and General Counsel |
2016-12-21 |
19,633 |
2016-12-21 |
33 |
| Sarles H Jay |
Director |
2016-11-14 |
8,609 |
2017-10-26 |
6,609 |
| Williams Christopher J |
Director |
2016-09-06 |
200 |
|
0 |
| Neal Dianne M |
Director |
2015-08-11 |
1,000 |
|
0 |
| Froude Donald E |
Pres., Personal Advisors Group |
2015-03-30 |
15,665 |
2015-03-30 |
4,459 |
| Sharan Kim Michelle |
Pres Fncl Plng & Wealth & CMO |
2014-02-20 |
27,034 |
2014-02-20 |
256 |
| Salow Glen |
Exec VP of Serv Del & Tech |
2012-02-08 |
123,900 |
2012-02-08 |
307 |
| Knowlton Warren D |
Director |
2008-02-13 |
5,000 |
2007-01-30 |
0 |
| Heath Brian Michael |
Pres - U.S. Advisor Group |
2008-01-30 |
26,894 |
2008-01-30 |
177 |
| Hall Ira D |
Director |
2007-02-20 |
500 |
2005-10-07 |
0 |
| Noddle Jeffrey |
Director |
2007-02-15 |
500 |
2005-10-07 |
0 |
| Powers Richard F Iii |
Director |
2007-02-01 |
500 |
2005-10-07 |
0 |
| Schwarzmann Mark Edward |
Pres - Ins, Ann, Prdct Dist |
2007-01-30 |
14,291 |
2007-01-30 |
61 |
| Lewis W Walker |
Director |
2006-11-21 |
1,895 |
2005-10-07 |
0 |
| Marshall Siri S |
Director |
2006-08-03 |
500 |
2005-10-07 |
0 |
| Obh Inc |
10% Owner |
2006-03-29 |
0 |
2006-03-29 |
23,922,137 |
| Macmillan Andrew J |
Senior VP Comm & Gov Affairs |
2006-01-26 |
2,108 |
2005-11-14 |
0 |
| Turner William H |
Director |
2005-10-27 |
6,216 |
2005-10-27 |
80 |
| American Express Co |
10% Owner |
2005-09-19 |
0 |
|
0 |
| Bryan Glynis |
|
|
0 |
2025-03-01 |
200 |
| Buffett Warren E |
10% Owner |
|
0 |
2005-09-30 |
30,322,137 |
|
10.61 (2.07%) 
