| |
Company
Roster
|
|
Total
Insiders : |
41 |
|
|
|
Total
Direct Shares :
|
7,524,913 |
|
|
Total
Indirect Shares :
|
1,598,254 |
| |
%
Held by Insiders:
|
12.6% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Court James John |
Director |
2026-02-06 |
32,169 |
2026-02-06 |
1,200 |
| Walsh Derrick |
EVP, Chief Financial Officer |
2026-02-06 |
37,936 |
2026-02-06 |
2,737 |
| Garrabrants Gregory |
President and CEO, Director |
2026-02-05 |
1,416,229 |
2026-02-05 |
173,570 |
| Ratinoff Edward James |
Director |
2025-12-05 |
46,209 |
2011-05-20 |
0 |
| Gill Ann |
SVP, Chief Accounting Officer |
2025-11-15 |
9,712 |
2025-11-15 |
1,010 |
| Wardell-Smith Sara |
Director |
2025-11-14 |
12,395 |
2024-03-15 |
0 |
| Dada Uzair |
Director |
2025-11-14 |
31,555 |
2016-01-22 |
0 |
| Santi Roque A |
Director |
2025-11-14 |
8,146 |
2023-09-15 |
0 |
| Grinberg Paul |
Director |
2025-11-14 |
119,728 |
2005-07-25 |
0 |
| Bohlig Tamara N |
Director |
2025-11-14 |
15,064 |
2020-08-31 |
0 |
| Carter Stefani D |
Director |
2025-11-14 |
11,148 |
2022-08-31 |
0 |
| Nick Mosich |
Director |
2025-11-14 |
82,217 |
2009-06-25 |
0 |
| Argalas James S |
Director |
2025-11-14 |
73,340 |
2012-08-18 |
0 |
| Tolla John Charles |
EVP, Chief Risk Officer |
2025-11-05 |
26,132 |
2025-11-05 |
2,591 |
| Watson Michael James |
EVP, Head of Axos Securities |
2025-09-23 |
4,594 |
2025-09-23 |
487 |
| Matsumoto Raymond D |
EVP, Chief Operating Officer |
2025-09-23 |
38,909 |
2025-09-23 |
2,078 |
| Swanson Brian D |
President, Consumer Bank |
2025-09-23 |
54,973 |
2025-09-23 |
2,737 |
| Constantine Thomas M |
EVP, Chief Credit Officer |
2025-09-23 |
19,337 |
2025-09-23 |
2,776 |
| Park David X |
President, Commercial Bank |
2025-09-23 |
19,581 |
2025-09-23 |
1,541 |
| Bar-Adon Eshel |
EVP, Strategic Partnerships an |
2025-09-23 |
127,537 |
2025-09-23 |
3,232 |
| Crow David M |
EVP, Head of Axos Clearing |
2025-09-15 |
887 |
2025-03-15 |
0 |
| Thiele Candace L |
EVP, Chief Administrative Offi |
2025-09-15 |
412 |
2025-09-15 |
167 |
| Micheletti Andrew J |
EVP, Finance |
2025-08-04 |
67,460 |
2025-08-04 |
3,241 |
| Pitters Ron |
SVP, Head of Axos Securities |
2023-09-23 |
14,592 |
2023-09-23 |
1,797 |
| Black J Brandon |
Director |
2021-09-05 |
14,241 |
2018-10-30 |
0 |
| Sime Jeffrey |
President and CFO |
2021-08-31 |
595 |
2021-03-12 |
0 |
| Fraser James A |
EVP, Specialty RE, C&I Lending |
2019-12-19 |
4,013 |
2019-07-17 |
0 |
| Burke John Gary |
Director |
2019-08-24 |
1,821,472 |
|
0 |
| Axos Financial, Inc. |
Officer |
2019-04-11 |
3,880 |
2019-04-11 |
990 |
| Allrich Theodore C |
Director |
2016-11-29 |
215,076 |
|
0 |
| Englert Jerry F |
Director |
2014-05-28 |
442,436 |
2005-08-23 |
434,026 |
| Berengolts Michael J |
former officer |
2010-06-03 |
4,287 |
|
0 |
| Evans Gary Lewis |
former officer |
2010-05-20 |
39,725 |
2010-05-20 |
24,725 |
| Paulus Connie M |
Director |
2010-05-20 |
145,181 |
2005-03-14 |
21,875 |
| Witter Gordon L |
Director |
2010-05-11 |
64,396 |
2005-03-15 |
0 |
| Rule Family Trust Udt 12 17 98 |
10% Owner |
2009-10-15 |
0 |
2009-10-21 |
770,000 |
| Pancheri Thomas J |
Director |
2009-06-30 |
144,474 |
2010-05-25 |
147,474 |
| Chipman First Family Limited Partnership |
Director |
2008-08-21 |
649,100 |
2007-06-01 |
0 |
| Chipman Michael A |
Sole Trustee Living Trust |
2006-07-24 |
634,900 |
2006-07-24 |
0 |
| Chipman Evelyn |
|
2005-10-14 |
633,100 |
|
0 |
| Eprile Robert A |
Director |
2005-07-25 |
375,800 |
|
0 |
|
2.75 (2.8%) 
