| |
Company
Roster
|
|
Total
Insiders : |
78 |
|
|
|
Total
Direct Shares :
|
21,263,299 |
|
|
Total
Indirect Shares :
|
101,720,641 |
| |
%
Held by Insiders:
|
2.4% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Mccarthy J Kevin |
|
2025-04-29 |
55,115 |
|
0 |
| Kurimsky Kurtis R. |
|
2025-04-14 |
21,679 |
|
0 |
| Keating Catherine |
|
2025-04-14 |
87,542 |
|
0 |
| Izzo Ralph |
|
2025-04-01 |
14,391 |
2020-10-01 |
0 |
| Goldstein Jeffrey A |
|
2025-04-01 |
39,966 |
2014-07-01 |
0 |
| Oconnor Sandie |
|
2025-04-01 |
5,761 |
2022-02-01 |
0 |
| Robinson Elizabeth |
|
2025-04-01 |
4,828 |
2019-02-01 |
0 |
| Echevarria Joseph |
|
2025-04-01 |
61,393 |
2015-04-01 |
0 |
| Datta Rajashree |
|
2025-03-31 |
60,136 |
|
0 |
| Koffey Jayee |
|
2025-02-28 |
51,790 |
|
0 |
| Mcdonogh Dermot |
|
2025-02-28 |
272,998 |
2022-12-01 |
0 |
| Vince Robin A. |
|
2025-02-26 |
317,427 |
2020-11-02 |
0 |
| Santhanakrishnan Senthilkumar |
|
2025-02-26 |
176,091 |
2019-09-03 |
0 |
| Hobbs Shannon Marie |
|
2025-02-03 |
7,287 |
2025-02-03 |
0 |
| Minaya Jose |
|
2025-02-03 |
200,409 |
2024-10-01 |
0 |
| Smits Hanneke |
|
2024-10-15 |
157,455 |
|
0 |
| Regelman Roman |
Sr. Executive Vice President |
2024-02-23 |
151,464 |
2019-02-11 |
0 |
| Anderson Jolen |
Senior Exec VP |
2023-07-30 |
83,422 |
2019-10-01 |
0 |
| Portney Emily Hope |
Sr. Executive Vice President |
2023-03-08 |
214,464 |
|
0 |
| Kablawi Hani A. |
Sr. Executive Vice President |
2023-02-26 |
185,045 |
2022-02-26 |
3 |
| Shah Akash |
Sr Executive Vice President |
2023-02-24 |
79,082 |
2019-02-11 |
0 |
| Engle Bridget E. |
Sr. Exec. Vice President |
2023-02-24 |
132,830 |
2017-09-01 |
0 |
| Gibbons Thomas P |
Former CEO |
2022-10-31 |
205,705 |
2022-08-08 |
0 |
| La Salla Francis J. |
Sr. Executive Vice President |
2022-02-18 |
85,447 |
2018-02-16 |
0 |
| Scott Samuel C III |
Director |
2022-02-11 |
21,711 |
2007-07-01 |
0 |
| Landau Jeffrey D |
Sr. Exec Vice President |
2022-02-11 |
27,937 |
|
0 |
| Morgan Jennifer B. |
Director |
2021-02-01 |
5,922 |
2018-02-01 |
0 |
| Harris Mitchell E. |
Sr. Executive Vice President |
2020-07-22 |
145,425 |
|
0 |
| Santomassimo Michael P. |
Sr. Exec.VP & CFO |
2020-02-26 |
108,540 |
2018-01-13 |
0 |
| Owens Lester |
Sr. Executive Vice President |
2020-02-12 |
100,880 |
2019-02-12 |
0 |
| Black Steven D |
Director |
2019-10-01 |
3,865 |
2018-07-02 |
0 |
| Hinshaw John M |
Director |
2019-10-01 |
15,810 |
2015-02-02 |
0 |
| Daley William M |
Vice Chairman |
2019-07-18 |
5,700 |
2019-07-18 |
5,650 |
| Wiener James S |
Chief Risk Officer |
2019-02-26 |
110,714 |
2015-02-20 |
0 |
| Herena Monique |
Sr. Executive Vice President |
2019-02-26 |
127,538 |
2014-05-01 |
0 |
| Scharf Charles W |
Chairman & CEO, Director |
2019-02-15 |
304,118 |
2019-02-15 |
525 |
| Shulman Douglas H. |
Sr. Executive Vice President |
2018-02-20 |
36,428 |
2018-02-16 |
0 |
| Shea Brian T |
Vice Chairman |
2017-11-03 |
181,815 |
|
0 |
| Hassell Gerald L |
Chairman of the Board, Director |
2017-11-01 |
857,899 |
2017-11-01 |
66,604 |
| Donofrio Nicholas M |
Director |
2017-08-15 |
28,873 |
2007-07-01 |
0 |
| Neal Michelle M. |
Managing Director |
2017-08-14 |
77,068 |
2017-08-14 |
251 |
| Rein Catherin A |
Director |
2017-02-10 |
98,143 |
2007-07-01 |
0 |
| Peetz Karen B |
President |
2016-11-10 |
157,011 |
2011-02-24 |
12,823 |
| Von Schack Wesley W |
Director |
2016-04-01 |
92,724 |
2016-04-01 |
24,784 |
| Arledge Curtis |
Vice Chairman |
2016-02-21 |
717,051 |
2010-11-01 |
0 |
| Richardson William C |
Director |
2016-02-12 |
29,240 |
2007-08-03 |
0 |
| Brueckner Richard F |
Sr. Executive Vice President |
2015-08-05 |
152,663 |
2015-08-05 |
83 |
| Park John A. |
Controller |
2015-02-23 |
39,316 |
|
0 |
| Kowalski Michael Joseph |
Director |
2015-02-13 |
40,486 |
2007-07-01 |
0 |
| Rogan Brian G |
Vice Chairman |
2014-11-03 |
579,289 |
2014-11-03 |
3,293 |
| Grupp Ronald Scott |
S-8 shares |
2014-08-14 |
10,000,000 |
2014-08-14 |
0 |
| Kelly Edmund F |
Director |
2014-04-23 |
4,434 |
2007-07-01 |
0 |
| Bruch Ruth E |
Director |
2014-04-23 |
2,431 |
2007-07-02 |
0 |
| Nordenberg Mark A |
Director |
2014-03-06 |
1,519 |
2007-07-01 |
0 |
| Keaney Timothy F |
Vice Chairman |
2014-02-24 |
264,740 |
2014-02-24 |
12,704 |
| Sherburne Jane Cecile |
SEVP & General Counsel |
2014-02-24 |
129,042 |
2010-05-03 |
0 |
| Palermo James P |
Vice Chairman |
2013-03-16 |
207,044 |
2013-03-16 |
101,198 |
| Certosimo Arthur |
Sr. Executive Vice President |
2013-02-23 |
171,332 |
2013-02-23 |
9,115 |
| Peters Lisa B |
Sr. Executive Vice President |
2013-02-23 |
194,201 |
2013-02-23 |
7,038 |
| Woetzel Kurt D |
Sr. Executive Vice President |
2013-02-23 |
194,021 |
2013-02-23 |
20,297 |
| Kelly Robert P |
Former Chairman,CEO & Director |
2011-09-08 |
558,369 |
2011-09-08 |
158,451 |
| Mehrabian Robert |
Director |
2011-01-03 |
53,056 |
2011-01-03 |
6,000 |
| Elliott Steven G |
Senior Vice Chairman |
2010-12-14 |
626,349 |
2010-12-14 |
11,098 |
| Krasik Carl |
Sr. Executive Vice President |
2010-07-01 |
88,695 |
2010-07-01 |
3,365 |
| Little Jonathan |
Sr. Executive Vice President |
2010-07-01 |
159,158 |
2007-07-01 |
0 |
| Lamere David F |
Vice Chairman |
2010-03-16 |
208,697 |
2010-03-16 |
82,887 |
| O Hanley Ronald P |
Vice Chairman |
2010-03-16 |
509,455 |
2009-10-28 |
0 |
| Monks Donald R |
Vice Chairman |
2009-12-04 |
484,718 |
2009-12-04 |
17,318 |
| Berntsen Torry |
Sr. Executive Vice President |
2009-05-20 |
88,844 |
2009-05-20 |
2,062 |
| Surma John P |
Director |
2009-01-02 |
4,879 |
2007-07-02 |
0 |
| Biondi Frank |
Director |
2008-08-01 |
36,319 |
2007-08-03 |
0 |
| Renyi Thomas A |
Executive Chairman, Director |
2008-07-31 |
131,855 |
2008-07-31 |
434,583 |
| Hughey Michael K |
Controller |
2008-04-24 |
0 |
2008-04-24 |
712 |
| Van Saun Bruce W |
Vice Chairman & CFO |
2008-03-31 |
350,466 |
2008-03-31 |
2,435 |
| Luke John A Jr |
Director |
2007-07-01 |
27,702 |
2007-07-01 |
0 |
| Kogan Richard J |
Director |
2007-07-01 |
28,080 |
2007-07-01 |
0 |
| Trian Fund Management, L.p. |
Director |
|
0 |
2019-05-03 |
12,606,465 |
| Buffett Warren E |
10% Owner |
|
0 |
2020-04-08 |
88,130,897 |
|
1.57 (1.75%) 
