| |
Company
Roster
|
|
Total
Insiders : |
24 |
|
|
|
Total
Direct Shares :
|
1,730,204 |
|
|
Total
Indirect Shares :
|
13,021 |
| |
%
Held by Insiders:
|
3.07% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Hennigan Thomas M |
CFO, Director |
2025-11-13 |
96,895 |
2024-07-25 |
2,360 |
| Joseph Nelson |
PAO |
2025-11-10 |
1,500 |
2025-11-10 |
0 |
| Nestor John G. |
Director |
2025-08-18 |
14,593 |
2022-05-24 |
7,000 |
| Popov Alexander |
VP and Head of Illiquid Credit |
2025-03-27 |
47,853 |
|
0 |
| Jenkins Mark David |
Director |
2025-03-27 |
128,044 |
|
0 |
| Plouffe Justin |
CEO & President, Director |
2025-03-27 |
40,296 |
|
0 |
| Pace Linda |
Director |
2025-03-27 |
57,436 |
|
0 |
| Hadley Michael |
VP and Head of Underwriting |
2025-03-27 |
18,277 |
2022-05-12 |
0 |
| Leekong Aren C. |
CEO and President, Director |
2023-06-09 |
25,156 |
2021-08-10 |
0 |
| Pearl Jonathan |
VP & Head of Sponsor Coverage |
2022-05-16 |
4,871 |
|
0 |
| Boswell Taylor |
President & CIO, Director |
2022-05-16 |
93,862 |
|
0 |
| Bradford Leslie E |
Director |
2021-03-10 |
1,000 |
2021-03-10 |
0 |
| Hart Michael Anthony |
CEO, Director |
2018-12-10 |
40,988 |
2015-06-11 |
0 |
| Rathi Venugopal |
Treasurer |
2018-12-10 |
2,026 |
2017-05-19 |
0 |
| Mizrachi Orit |
COO |
2017-06-09 |
2,434 |
|
0 |
| Levin Jeffrey |
President |
2017-06-09 |
15,782 |
|
0 |
| Andrews Nigel T |
Director |
2017-05-25 |
10,100 |
2013-05-08 |
0 |
| Merrill Eliot P.s. |
Director |
2017-05-25 |
10,100 |
2013-05-08 |
0 |
| Petrick Michael A |
Director |
2016-04-22 |
31,739 |
2013-05-08 |
0 |
| Kencel Kenneth J. |
Director |
2015-02-11 |
4,614 |
2013-05-08 |
0 |
| Afa Sjukfoersaekringsaktiebolag |
10% Owner |
2013-07-17 |
749,519 |
|
0 |
| Stifel Financial Corp |
10% Owner |
2013-07-17 |
333,119 |
2013-06-11 |
0 |
| Sandler Ian J. |
COO & General Counsel |
2013-05-08 |
0 |
2014-01-10 |
3,561 |
| Carlyle Investment Management Llc |
10% Owner |
|
0 |
2013-04-12 |
100 |
|
0.24 (2.02%) 
