| |
Company
Roster
|
|
Total
Insiders : |
20 |
|
|
|
Total
Direct Shares :
|
17,434,760 |
|
|
Total
Indirect Shares :
|
8,545,385 |
| |
%
Held by Insiders:
|
81.62% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Katz Thomas O. |
Director |
2025-01-16 |
160,000 |
2020-08-14 |
0 |
| Allen James Douglas |
Director |
2025-01-16 |
175,000 |
2018-09-28 |
0 |
| Davis John |
COO |
2025-01-16 |
92,264 |
2023-09-22 |
0 |
| Heiser Harold Russell Jr. |
CEO |
2025-01-16 |
1,120,568 |
|
0 |
| House Richard R Jr |
Chief Executive Officer |
2022-05-17 |
190,086 |
2020-03-10 |
0 |
| Bernstein Brad Mitchell |
PRESIDENT |
2020-06-16 |
0 |
2020-06-16 |
200,000 |
| King T Scott |
Director |
2020-03-13 |
287,000 |
2022-05-18 |
312,000 |
| Dvorkin Howard |
Director, 10% Owner |
2018-10-17 |
0 |
2025-05-01 |
6,181,445 |
| Radhakrishnan Ravi |
Chief Risk Officer |
2018-09-28 |
156,800 |
2018-09-28 |
0 |
| Rubin Morry |
10% Owner |
2016-05-04 |
5,151,259 |
2007-06-29 |
72,000 |
| Matasavage Frank |
Officer |
2014-12-29 |
1,000 |
|
0 |
| Rubin George |
Director, 10% Owner |
2014-05-08 |
3,968,259 |
2007-06-29 |
72,000 |
| Malaga Marc |
10% Owner |
2010-07-19 |
1,914,941 |
|
0 |
| Baquet William |
10% Owner |
2010-05-17 |
717,583 |
2010-02-25 |
0 |
| Bernstein Ilissa |
10% Owner |
2007-06-29 |
2,000,000 |
|
0 |
| Fordham Financial Management, Inc. |
10% Owner |
2007-06-29 |
1,500,000 |
|
0 |
| Pradelli Carl |
Director |
|
0 |
2020-02-04 |
78,000 |
| Gitler Philip Michael |
Director |
|
0 |
2015-04-01 |
394 |
| Waterfall Asset Management, Llc |
10% Owner |
|
0 |
2018-05-23 |
1,629,546 |
| Delape Frank M |
Director, 10% Owner |
|
0 |
2008-12-01 |
0 |
|
0.03 (2.5%) 
