|
Company
Roster
|
Total
Insiders : |
14 |
|
|
Total
Direct Shares :
|
5,184,926 |
|
Total
Indirect Shares :
|
922,945 |
|
%
Held by Insiders:
|
3.96% |
|
|
|
Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Ferraro Christopher C |
President and CIO |
2025-10-10 |
687,921 |
|
0 |
Novogratz Michael |
Chief Executive Officer, Director, 10% Owner |
2025-10-10 |
348,921 |
2025-10-10 |
0 |
Galaxy Group Investments Llc |
10% Owner |
2025-10-10 |
0 |
2025-05-29 |
0 |
Adams Medina Rhonda |
Director |
2025-09-12 |
112,053 |
|
0 |
Friedrich Matthew W. |
Chief Legal Officer |
2025-09-08 |
240,000 |
2025-09-08 |
0 |
Tavoso Richard |
Director |
2025-08-07 |
162,886 |
2025-08-08 |
400,000 |
Brown Erin Elizabeth |
Chief Operating Officer |
2025-08-06 |
198,088 |
|
0 |
Daffey Michael D |
Director |
2025-08-06 |
1,505,419 |
|
0 |
Koutsouras Bill |
Director |
2025-08-06 |
162,886 |
|
0 |
Deason Douglas R |
Director |
2025-08-06 |
23,482 |
2025-08-06 |
0 |
Dietze Jane A |
Director |
2025-08-06 |
80,064 |
|
0 |
Rico Robert Daniel |
Chief Accounting Officer |
2025-06-01 |
58,310 |
|
0 |
Siegel Andrew N |
General Counsel & CCO |
2025-05-29 |
479,896 |
|
0 |
Paquette Anthony |
Officer |
2025-05-15 |
375,000 |
|
0 |
|