| |
Company
Roster
|
|
Total
Insiders : |
88 |
|
|
|
Total
Direct Shares :
|
22,973,798 |
|
|
Total
Indirect Shares :
|
19,497,714 |
| |
%
Held by Insiders:
|
0.75% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Bacon Ashley |
Chief Risk Officer |
2025-06-12 |
229,791 |
|
0 |
| Piepszak Jennifer |
Chief Operating Officer |
2025-06-05 |
62,455 |
|
0 |
| Friedman Stacey |
General Counsel |
2025-05-20 |
36,520 |
2025-05-20 |
82,361 |
| Beer Lori A |
Chief Information Officer |
2025-05-16 |
56,356 |
|
0 |
| Lake Marianne |
CEO CCB |
2025-05-16 |
63,404 |
2025-05-16 |
178,367 |
| Petno Douglas B |
Co-CEO CIB |
2025-05-15 |
353,655 |
2025-05-15 |
77,957 |
| Dimon James |
Chairman & CEO, Director |
2025-05-14 |
1,757,862 |
2025-05-14 |
4,677,201 |
| Erdoes Mary E. |
CEO Asset & Wealth Management |
2025-05-13 |
608,410 |
|
0 |
| Rohrbaugh Troy L |
Co-CEO CIB |
2025-05-12 |
151,126 |
2025-05-12 |
91 |
| Bammann Linda |
Director |
2025-05-06 |
91,539 |
2004-07-01 |
0 |
| Barnum Jeremy |
Chief Financial Officer |
2025-05-06 |
18,017 |
|
0 |
| Burke Stephen B |
Director |
2025-03-31 |
182,789 |
2025-03-31 |
75,000 |
| Novakovic Phebe N |
Director |
2025-03-31 |
11,743 |
2020-12-07 |
45 |
| Rometty Virginia M |
Director |
2025-03-31 |
13,170 |
|
0 |
| Hobson Mellody L |
Director |
2025-03-31 |
27,739 |
2025-03-31 |
124,155 |
| Pinto Daniel E |
President & COO |
2025-03-25 |
714,986 |
2020-02-04 |
0 |
| Leopold Robin |
Head of Human Resources |
2025-03-25 |
59,445 |
2025-03-25 |
18,666 |
| Buck Michele |
Director |
2025-03-17 |
5 |
|
0 |
| Weinberger Mark A |
Director |
2025-01-21 |
3,143 |
|
0 |
| Boler-Davis Alicia S |
Director |
2025-01-21 |
2,643 |
2025-01-21 |
285 |
| Smith Brad D |
Director |
2025-01-21 |
2,012 |
2025-01-21 |
8,898 |
| Gorsky Alex |
Director |
2025-01-21 |
6,251 |
|
0 |
| Combs Todd A. |
Director |
2025-01-21 |
32,759 |
|
0 |
| Korablina Elena A |
Corporate Controller |
2025-01-13 |
12,328 |
|
0 |
| Neal Michael A |
Director |
2024-05-06 |
51,859 |
2014-01-22 |
0 |
| Flynn Timothy Patrick |
Director |
2024-03-29 |
60,359 |
2024-03-29 |
10,000 |
| Scher Peter |
Vice Chairman |
2024-02-16 |
44,956 |
2018-01-13 |
0 |
| Crown James S |
Director |
2023-02-03 |
347,277 |
2023-02-03 |
12,068,134 |
| Smith Gordon |
Co-President & COO, CEO CCB |
2021-03-25 |
508,751 |
2021-03-25 |
37,576 |
| Giles Nicole |
Corporate Controller |
2021-01-19 |
9,687 |
2017-07-18 |
0 |
| Raymond Lee R |
Director |
2020-09-30 |
262,542 |
2007-01-18 |
0 |
| Jackson Laban |
Director |
2020-03-31 |
192,996 |
2020-03-31 |
6,476 |
| Weldon William C |
Director |
2019-03-31 |
102,775 |
|
0 |
| Bell James A |
Director |
2019-01-15 |
30,928 |
2012-05-02 |
0 |
| Bowles Crandall Close |
Director |
2018-03-31 |
92,864 |
2007-02-01 |
0 |
| Zames Matthew E |
Chief Operating Officer |
2017-04-17 |
329,019 |
|
0 |
| Donnelly John L |
Director Human Resources |
2017-01-25 |
129,481 |
2016-04-21 |
12,500 |
| Odonovan Mark |
Corporate Controller |
2017-01-13 |
8,904 |
2016-08-11 |
0 |
| Cutler Stephen M |
General Counsel |
2015-10-14 |
223,138 |
2008-01-22 |
0 |
| Cavanagh Michael J |
Executive Vice President |
2014-01-13 |
302,686 |
|
0 |
| Hogan John James |
Chairman of Risk |
2013-07-17 |
103,081 |
2013-07-17 |
1,465 |
| Cote David M |
Director |
2013-06-30 |
57,247 |
2007-09-30 |
0 |
| Bisignano Frank |
Co-Chief Operating Officer |
2013-04-24 |
296,305 |
2013-04-24 |
3,172 |
| Futter Ellen V |
Director |
2013-01-17 |
74,782 |
2004-10-26 |
0 |
| Braunstein Douglas L |
Chief Financial Officer |
2012-12-26 |
470,836 |
2012-12-26 |
109,479 |
| Staley James E |
Managing Director |
2012-08-15 |
74,885 |
2012-08-15 |
309,970 |
| Maclin Samuel Todd |
Executive Vice President |
2012-04-16 |
258,316 |
2012-04-16 |
2,231 |
| Novak David C |
Director |
2012-03-31 |
180,868 |
2012-03-31 |
49,500 |
| Gray III William H |
Director |
2012-01-18 |
88,415 |
2007-01-18 |
0 |
| Warren Shannon S |
Corporate Controller |
2012-01-13 |
44,087 |
2012-01-13 |
464 |
| Zubrow Barry L |
Executive Vice President |
2012-01-13 |
71,755 |
2010-10-14 |
0 |
| Drew Ina R |
Chief Investment Officer |
2012-01-13 |
246,479 |
2012-01-13 |
575,602 |
| Mandelbaum Jay |
Executive Vice President |
2011-10-27 |
369,668 |
2004-09-17 |
0 |
| Miller Heidi |
Executive Vice President |
2011-10-24 |
301,249 |
2011-10-24 |
11,100 |
| Scharf Charles W |
Executive Vice President |
2011-01-25 |
1,015,930 |
2011-01-25 |
4,596 |
| Rauchenberger Louis |
Corporate Controller |
2011-01-13 |
83,538 |
2011-01-13 |
2,566 |
| Daley William M |
Vice Chairman |
2011-01-06 |
175,678 |
|
0 |
| Black Steven D |
Vice Chairman |
2010-03-17 |
654,276 |
2009-01-25 |
55,912 |
| Bradley John F |
Director of Human Resources |
2008-02-04 |
159,299 |
2008-01-24 |
0 |
| Winters William T |
Managing Director |
2008-01-25 |
1,225,911 |
2008-01-25 |
120,645 |
| Lipp Robert I |
Senior Advisor, Director |
2008-01-22 |
45,340 |
2008-01-22 |
48,180 |
| Srednicki Richard J |
Executive Vice President |
2007-05-15 |
197,319 |
2007-05-15 |
625 |
| Biggs John H |
Director |
2007-01-18 |
23,523 |
2005-07-25 |
0 |
| Manoogian Richard A |
Director |
2007-01-18 |
718,577 |
2007-01-18 |
282,000 |
| Kessler John W |
Director |
2007-01-18 |
31,875 |
2007-01-18 |
7,500 |
| Harrison William B Jr |
Chairman of the Board, Director |
2006-12-31 |
1,173,569 |
2006-12-31 |
304,879 |
| Wilson Don M III |
Chief Risk Officer |
2006-12-07 |
669,525 |
2003-11-10 |
0 |
| Adams Austin A |
Chief Information Officer |
2006-07-01 |
203,191 |
2004-07-01 |
0 |
| Guggenheimer Joan |
General Counsel |
2006-07-01 |
222,489 |
2006-07-01 |
535 |
| Mcdavid William H |
Co-General Counsel |
2006-05-08 |
688,312 |
2003-11-10 |
0 |
| Sclafani Joseph L |
Controller |
2006-05-03 |
194,543 |
2004-01-25 |
0 |
| Bossidy Lawrence A |
Director |
2006-01-24 |
58,338 |
2006-01-24 |
3,300 |
| Farrell John J |
Director Human Resources |
2005-07-28 |
144,804 |
2005-07-28 |
153,545 |
| Hill Frederick W |
Director of Mrktg. & Comm. |
2005-02-11 |
155,313 |
2005-02-11 |
832 |
| Coulter David A |
Vice Chairman |
2005-01-20 |
624,604 |
2005-01-20 |
112 |
| Campbell William I |
Executive Vice President |
2005-01-20 |
59,400 |
2005-01-20 |
18,480 |
| Mccree Donald H III |
Managing Director |
2004-10-14 |
260,330 |
2004-10-14 |
2,274 |
| Dublon Dina |
Chief Financial Officer |
2004-09-16 |
322,106 |
2004-09-16 |
2,810 |
| Boshart James S III |
Executive Vice President |
2004-07-01 |
494,796 |
2004-07-01 |
1,375 |
| Donovan David E |
Executive Vice President |
2004-07-01 |
257,912 |
2004-07-01 |
7,377 |
| Rotella Stephen J |
Executive Vice President |
2004-02-11 |
151,957 |
2004-02-11 |
23,550 |
| Schmidlin John W |
Managing Director |
2004-02-11 |
270,098 |
2004-02-11 |
8,409 |
| Walker Jeffrey C |
Vice Chairman |
2004-02-11 |
350,558 |
2004-02-11 |
2,634 |
| Webster Lesley Daniels |
Executive Vice President |
2004-02-11 |
91,518 |
2003-08-05 |
0 |
| Layton Donald H |
Vice Chairman |
2004-02-11 |
814,470 |
2004-02-11 |
10 |
| Ketchum Thomas B |
Former Vice Chairman |
2003-09-30 |
524,097 |
2003-09-30 |
3,058 |
| Pote Harold W |
Executive Vice President |
2003-07-25 |
282,756 |
2003-07-25 |
447 |
| Shapiro Marc J |
Vice Chairman |
2003-05-21 |
793,503 |
2003-05-21 |
1,368 |
|
2.80 (1%) 
