| |
Company
Roster
|
|
Total
Insiders : |
32 |
|
|
|
Total
Direct Shares :
|
8,940,983 |
|
|
Total
Indirect Shares :
|
740,918 |
| |
%
Held by Insiders:
|
0.55% |
|
|
| |
| Filer's Name |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
  Finkelstein David L |
CEO and Co-CIO, Director |
2025-05-05 |
760,769 |
|
0 |
| Wolfe Serena |
Chief Financial Officer |
2025-02-25 |
186,972 |
2020-05-04 |
0 |
| Green Anthony C |
Chief Corporate Officer, CLO |
2025-02-25 |
211,481 |
|
0 |
| Campbell Steven Francis |
President and COO |
2025-02-25 |
244,341 |
|
0 |
| Reeves Eric A. |
Director |
2024-05-17 |
22,664 |
2022-05-19 |
0 |
| Denahan Wellington |
Director |
2023-05-18 |
256,857 |
2023-05-18 |
216,920 |
| Fallon Katherine Beirne |
Director |
2022-07-14 |
54,699 |
|
0 |
| Ertas Ilker |
Chief Investment Officer |
2022-02-01 |
333,083 |
|
0 |
| Coffey Timothy P |
Chief Credit Officer |
2022-02-01 |
399,501 |
|
0 |
| Hannan Kathy Hopinkah |
Director |
2021-05-20 |
38,143 |
2020-05-22 |
0 |
| Hamilton Thomas Edward |
Director |
2021-05-03 |
130,000 |
2021-05-03 |
330,000 |
| Votek Glenn |
Director |
2020-09-02 |
350,052 |
2015-03-18 |
0 |
| Schaefer John H |
Director |
2019-11-25 |
87,494 |
2013-05-06 |
0 |
| Keyes Kevin |
|
2019-05-06 |
1,284,779 |
|
0 |
| Segalas Donnell |
Director |
2017-11-10 |
500 |
2017-11-10 |
2,100 |
| Bovich Francine J. |
Director |
2017-08-17 |
13,500 |
2017-08-17 |
0 |
| Singh R Nicholas |
Chief Legal Officer |
2016-05-06 |
436,800 |
2016-05-06 |
23,049 |
| Brady Kevin |
Director |
2015-08-11 |
44,150 |
2015-08-11 |
101,750 |
| Lyght Rose-Marie |
Co-CIO |
2013-11-26 |
164,239 |
2013-11-26 |
1,000 |
| Fortescue James |
COO |
2013-11-11 |
160,261 |
2003-07-01 |
0 |
| Konrad Kristopher Robert |
Co-CIO |
2013-08-13 |
215,635 |
2013-08-13 |
1,648 |
| Diamond Jeremy |
MANAGING DIRECTOR |
2012-10-15 |
91,989 |
2012-10-15 |
835 |
| Farrell Michael A J |
Pres., Chairman of Board & CEO, Director |
2012-10-02 |
2,709,892 |
2012-10-02 |
19,700 |
| Lambiase John |
Director |
2012-05-30 |
69,062 |
2003-08-05 |
0 |
| Green Jonathan D |
Director |
2012-05-24 |
45,750 |
2003-08-05 |
0 |
| Fagan Kathryn |
CHIEF FINANCIAL OFFICER |
2012-04-27 |
292,782 |
2003-08-05 |
0 |
| Kazel Ronald Daniel |
Managing Director |
2011-12-13 |
156,938 |
2011-12-13 |
7,988 |
| Lambiase Matthew |
Officer |
2010-08-04 |
2,500 |
2010-08-04 |
6,928 |
| Nordberg E Wayne |
Director |
2009-03-03 |
32,000 |
2009-03-03 |
29,000 |
| Stephens Jennifer A |
Senior VP & Corporate Sec. |
2004-12-23 |
107,592 |
2003-08-05 |
0 |
| Browne Spencer I |
Director |
2004-12-21 |
36,558 |
2003-08-05 |
0 |
| Williams Vicki |
|
|
0 |
|
0 |
|
0.16 (0.81%) 
